Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director | April 27, 2018 | May 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date April 27, 2018 · Filed May 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SotckSEC Table I · non-derivative | Direct | 122,880 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Grant · Acquired 33,423 · Balance 122,880 F1: Award grant of 33,423 shares at $3.74 per share which vest at the next annual stockholders' meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Award grant of 33,423 shares at $3.74 per share which vest at the next annual stockholders' meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2018 Filed May 1, 2018 20:27 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 33,423 | $3.74 | $125,002.02 |
DisclosureSEC source: 0000928054-18-000046 · wf-form4_152520645023401.xml · nonDerivative · entry 1 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,880 F1 · shares: Award grant of 33,423 shares at $3.74 per share which vest at the next annual stockholders' meeting. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 20:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Stock | 1,000 | $5.46 | $5,455.00 |
DisclosureSEC source: 0000928054-17-000090 · wf-form4_150541977505291.xml · nonDerivative · entry 1 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,457 F1 · shares: Purchase of 1,000 shares on the open market at an average price of $5.455 per share. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 9,047 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0000928054-17-000071 · wf-form4_149548393370388.xml · derivative · entry 3 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,047 shares Expires 2017-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 7,716 | $9.72 | $74,999.52 |
DisclosureSEC source: 0000928054-17-000071 · wf-form4_149548393370388.xml · nonDerivative · entry 2 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,457 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 9,047 | $8.29 | $74,999.63 |
DisclosureSEC source: 0000928054-17-000071 · wf-form4_149548393370388.xml · nonDerivative · entry 1 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0000928054-17-000063 · wf-form4_149306438010478.xml · nonDerivative · entry 1 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,126 F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 15,000 | $11.60 | $174,000.00 |
DisclosureSEC source: 0000928054-17-000031 · wf-form4_148969482339369.xml · nonDerivative · entry 1 Hern Kenneth · CIK 0001358660 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,487 F1 · shares: Sale of 15,000 shares on the open market at an average price of $11.5790 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.