Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director · Director, President and CEO | December 31, 2019 | January 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date December 31, 2019 · Filed January 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,159,625 |
Reported balance
After 2019-12-31 transaction · row 1
1 source rowRow 1 · 2019-12-31 · Tax withholding · Disposed 7,853 · Balance 1,159,625 F1: Disposition of 7,853 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019. |
| Common StockSEC Table I · non-derivative | IndirectProTechnics II | 20,470 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,470 |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of 7,853 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NATURAL GAS SERVICES GROUP INC
Report date December 29, 2022 · Filed January 03, 2023
Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,147 |
Reported balance
After 2022-12-29 transaction · row 1
1 source rowRow 1 · 2022-12-29 · Grant · Acquired 16,935 · Balance 21,147 F1: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2032-12-29 | Direct | 25,000 |
Reported balance
After 2022-12-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-29 · Grant · Acquired 25,000 · Balance 25,000 F1: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2022 Filed Jan 3, 2023 21:18 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000002 · wf-form4_167278067957420.xml · derivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-12-29 F1 · shares: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 21:18 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantCommon Stock | 16,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000002 · wf-form4_167278067957420.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F1 · shares: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 5 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-06-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 4 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-12-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 3 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-06-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-12-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 20:51 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantCommon Stock | 4,212 | $11.87 | $49,996.44 |
DisclosureSEC source: 0001084991-22-000029 · wf-form4_165117901539470.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,004 F1 · shares: 1. The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vestingunder certain circumstances. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 22:09 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 500 | $11.79 | $5,895.00 |
DisclosureSEC source: 0001084991-22-000023 · wf-form4_164980133528544.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,792 Read SEC document |
| April 01, 2022 Filed Apr 1, 2022 21:43 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 1,500 | $10.68 | $16,020.00 |
DisclosureSEC source: 0001084991-22-000021 · wf-form4_164884942256520.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292 Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 21:46 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 700 | $11.61 | $8,127.00 |
DisclosureSEC source: 0001084991-22-000017 · wf-form4_164876314063556.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,792 Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 21:46 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 2,300 | $12.01 | $27,623.00 |
DisclosureSEC source: 0001084991-22-000017 · wf-form4_164876314063556.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,492 Read SEC document |
| September 14, 2021 Filed Sep 14, 2021 21:24 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 7,000 | $9.97 | $69,790.00 |
DisclosureSEC source: 0001084991-21-000081 · wf-form4_163165468196222.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,792 Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 20:24 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 2,515 | $9.56 | $24,043.40 |
DisclosureSEC source: 0001084991-21-000079 · wf-form4_163035506684421.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,792 Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 20:24 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | SaleCommon Stock | 3,485 | $9.24 | $32,201.40 |
DisclosureSEC source: 0001084991-21-000079 · wf-form4_163035506684421.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,307 Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 19:31 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | GrantCommon Stock | 5,612 | $8.91 | $50,002.92 |
DisclosureSEC source: 0001084991-21-000013 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,792 F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 21:52 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantCommon Stock | 4,432 | $5.64 | $24,996.48 |
DisclosureSEC source: 0001084991-20-000025 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,180 F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:32 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 7,853 | $2.00 | $15,706.00 |
DisclosureSEC source: 0000928054-20-000004 · wf-form4_157809792086215.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,625 F1 · shares: Disposition of 7,853 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:02 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 25,000 | $1.78 | $44,500.00 |
DisclosureSEC source: 0000928054-19-000097 · wf-form4_157618815486599.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167,478 F1 · shares: Disposition on December 10, 2019 of 25,000 shares at $1.78 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. These shares were sold in multiple transactions at prices ranging from $1.76 to $1.81, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 29, 2019 Filed Nov 1, 2019 19:33 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 25,000 | $2.04 | $51,000.00 |
DisclosureSEC source: 0000928054-19-000093 · wf-form4_157263677588706.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,478 F1 · shares: Disposition on October 29, 2019 of 25,000 shares at $2.04 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. These shares were sold in multiple transactions at prices ranging from $1.975 to $2.075, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 16:48 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 25,000 | $2.18 | $54,500.00 |
DisclosureSEC source: 0000928054-19-000087 · wf-form4_156718370756468.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,217,478 F1 · balance_after: Disposition on August 29, 2019 of 25,000 shares at $2.18 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 18:51 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 24,200 | $3.21 | $77,682.00 |
DisclosureSEC source: 0000928054-19-000076 · wf-form4_156217990114220.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,478 F2 · balance_after: Disposition on July 2, 2019 of 24,200 shares at $3.21 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:51 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Stock | 45,800 | $3.31 | $151,598.00 |
DisclosureSEC source: 0000928054-19-000076 · wf-form4_156217990114220.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266,678 F1 · balance_after: Disposition on July 1, 2019 of 45,800 shares at $3.31 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:16 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000048 · wf-form4_155907459095587.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,478 F1 · shares: Acquisition of 85,000 shares in connection with the closing of the sale of Floridca Chemical Company, LLC at the closing price of $3.04 on March 24, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:46 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 123,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000039 · wf-form4_155855797793993.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,478 F1 · shares: Acquisition of 123,750 shares from the 2019 Performance Bonus Plan at the closing price of $3.31 on March 20, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:37 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | GrantCommon Stock | 5,784 | $17.29 | $100,005.36 |
DisclosureSEC source: 0001084991-19-000022 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,748 F1 · shares: The acquisition of the 5,784 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,446 shares beginning on March 31, 2020, with additional 1,446 installments vesting on June 30, September 30 and December 31, 2020, although the award is also subject to accelerated vesting upon the death, disability or retirement of the recipient, or upon a change in control of the Company. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 21:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 9,563 | $3.23 | $30,888.49 |
DisclosureSEC source: 0000928054-19-000018 · wf-form4_155302866532096.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,728 F1 · shares: Disposition of 9,563 shares at $3.23/share for tax obligation relative to previously granted award vesting on 3/16/2019. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 20:52 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | Exercise / conversionNonqualified Stock Option · Derivative | 2,500 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0001084991-19-000002 · primary_doc.xml · derivative · entry 3 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 20:52 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 2,500 | $18.20 | $45,500.00 |
DisclosureSEC source: 0001084991-19-000002 · primary_doc.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,964 Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 20:52 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | Exercise / conversionCommon Stock | 2,500 | $8.00 | $20,000.00 |
DisclosureSEC source: 0001084991-19-000002 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:46 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 44,935 | $1.09 | $48,979.15 |
DisclosureSEC source: 0000928054-19-000010 · wf-form4_154655195347706.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,291 F1 · shares: Disposition of 44,935 shares at $1.09/share for tax obligation relative to previously granted award vesting on 12/31/2018. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:30 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Stock | 33,600 | $3.41 | $114,552.48 |
DisclosureSEC source: 0000928054-18-000056 · wf-form4_152650619472864.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,226 F1 · shares: Acquisition of 33,600 shares on the open market at a weighted average price per share of $3.4093. Read SEC document |
| March 28, 2018 Filed Mar 28, 2018 20:57 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 4,511 | $23.20 | $104,655.20 |
DisclosureSEC source: 0001084991-18-000028 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,964 Read SEC document |
| March 27, 2018 Filed Mar 27, 2018 22:09 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 9,569 | $24.07 | $230,325.83 |
DisclosureSEC source: 0001084991-18-000027 · primary_doc.xml · nonDerivative · entry 3 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,475 Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 22:09 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 4,110 | $24.13 | $99,174.30 |
DisclosureSEC source: 0001084991-18-000027 · primary_doc.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,044 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 22:09 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 2,750 | $24.35 | $66,962.50 |
DisclosureSEC source: 0001084991-18-000027 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,154 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:39 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 96,750 | $6.13 | $593,077.50 |
DisclosureSEC source: 0000928054-18-000030 · wf-form4_152157831169083.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,626 F1 · shares: Acquisition of 96,750 shares from the 2018 Performance Bonus Plan at the closing price of $6.13 per share. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:43 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | GrantCommon Stock | 4,072 | $24.55 | $99,967.60 |
DisclosureSEC source: 0001084991-18-000016 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,904 F1 · shares: The acquisition of the 4,072 shares of common stock reflects an award of restricted stock pursuant to the Company's 2009 Restricted Stock/Unit Plan, as amended, and Independent Director Compensation Policy. The award vests in installments of 1,018 shares beginning on March 31, 2019, with additional 1,018 installments vesting on June 30, September 30 and December 31, 2019, although the award is also subject to accelerated vesting upon the death or disability of the recipient, or upon a change in control of the Company. Read SEC document |
| January 16, 2018 Filed Jan 30, 2018 21:53 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 170,834 | $5.85 | $999,378.90 |
DisclosureSEC source: 0000928054-18-000010 · wf-form4_151734921830009.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,876 F1 · shares: Acquisition of 170,834 shares from 2016 Performance Bonus Plan awarded January 16, 2018 at the closing price of $5.85 per share. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:32 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 24,181 | $4.66 | $112,683.46 |
DisclosureSEC source: 0000928054-18-000004 · wf-form4_151501872313386.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,042 F1 · shares: Disposition of 24,181 shares at $4.66/share for tax obligation relative to previously granted award vesting on 12/31/2017. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 19:55 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | Exercise / conversionNonqualified Stock Option · Derivative | 2,500 | $0.00 Strike: $20.48 | $0.00 |
DisclosureSEC source: 0001084991-17-000074 · primary_doc.xml · derivative · entry 6 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2018-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 19:55 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | Exercise / conversionNonqualified Stock Option · Derivative | 2,500 | $0.00 Strike: $19.61 | $0.00 |
DisclosureSEC source: 0001084991-17-000074 · primary_doc.xml · derivative · entry 5 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 19:55 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 1,400 | $26.05 | $36,470.00 |
DisclosureSEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 4 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,832 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 19:55 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | GrantCommon Stock | 2,500 | $20.48 | $51,200.00 |
DisclosureSEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 3 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,232 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 19:55 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | SaleCommon Stock | 2,500 | $26.05 | $65,125.00 |
DisclosureSEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,732 Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 19:55 UTC | NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 | GrantCommon Stock | 2,500 | $19.61 | $49,025.00 |
DisclosureSEC source: 0001084991-17-000074 · primary_doc.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,232 Read SEC document |
| June 08, 2017 Filed Dec 19, 2022 23:20 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | OtherCommon Stock | 8,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000130 · wf-form4_167149195564516.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,212 F1 · kind: Represents shares transferred to the Reporting Person's ex-spouse pursuant to a divorce decree. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 400,000 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0000928054-17-000045 · wf-form4_149185474549621.xml · derivative · entry 4 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 321,522 | $12.59 | $4,047,961.98 |
DisclosureSEC source: 0000928054-17-000045 · wf-form4_149185474549621.xml · nonDerivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,646 Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 400,000 | $9.19 | $3,676,000.00 |
DisclosureSEC source: 0000928054-17-000045 · wf-form4_149185474549621.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options @ $9.19 per share, pursuant to previously awarded stock option grant. Read SEC document |
| April 06, 2017 Filed Apr 11, 2017 20:08 UTC Amendment | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 321,945 | $12.59 | $4,053,287.55 |
DisclosureSEC source: 0000928054-17-000048 · wf-form4a_149194130232078.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,223 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.