Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FLOTEK INDUSTRIES INC/CN/
Report date December 31, 2018 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 244,671 |
Reported balance
After 2018-12-31 transaction · row 1
1 source rowRow 1 · 2018-12-31 · Disposition to issuer · Disposed 31,876 · Balance 244,671 F1: Forfeiture of shares that had not vested upon separation. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture of shares that had not vested upon separation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Jan 3, 2019 21:48 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Disposition to issuerCommon Stock | 31,876 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000013 · wf-form4_154655207080464.xml · nonDerivative · entry 1 Walton H. Richard · CIK 0001567998 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,671 F1 · shares: Forfeiture of shares that had not vested upon separation. Read SEC document |
| May 16, 2018 Filed May 16, 2018 21:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Stock | 20,000 | $3.38 | $67,684.00 |
DisclosureSEC source: 0000928054-18-000053 · wf-form4_152650605767108.xml · nonDerivative · entry 1 Walton H. Richard · CIK 0001567998 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,547 F1 · shares: Acquisition of 20,000 shares on the open market at a weighted average price per share of $3.3842. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 25,313 | $6.13 | $155,168.69 |
DisclosureSEC source: 0000928054-18-000029 · wf-form4_152157829435863.xml · nonDerivative · entry 2 Walton H. Richard · CIK 0001567998 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,547 F2 · shares: Acquisition of 25,313 shares from the 2018 Performance Bonus Plan at the closing price of $6.13 per share. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 30,000 | $6.13 | $183,900.00 |
DisclosureSEC source: 0000928054-18-000029 · wf-form4_152157829435863.xml · nonDerivative · entry 1 Walton H. Richard · CIK 0001567998 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,234 F1 · shares: Award grant of 30,000 shares at $6.13 per share which vest ratably on December 31, 2018 and 2019. Read SEC document |
| January 16, 2018 Filed Jan 30, 2018 21:54 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 36,667 | $5.85 | $214,501.95 |
DisclosureSEC source: 0000928054-18-000012 · wf-form4_151734925193407.xml · nonDerivative · entry 1 Walton H. Richard · CIK 0001567998 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,234 F1 · shares: Acquisition of 36,667 shares from 2016 Performance Bonus Plan awarded January 16, 2018 at the closing price of $5.85 per share. Read SEC document |
| February 13, 2017 Filed Jan 30, 2018 21:47 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GiftCommon Stock | 3,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-18-000006 · wf-form5_151734884226239.xml · nonDerivative · entry 1 Walton H. Richard · CIK 0001567998 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,567 Read SEC document |
| February 08, 2016 Filed Feb 14, 2017 23:39 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GiftCommon Stock | 6,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-17-000020 · wf-form5_148711553957248.xml · nonDerivative · entry 1 Walton H. Richard · CIK 0001567998 · CFO Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,867 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.