Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director | May 24, 2019 | May 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date May 24, 2019 · Filed May 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 208,217 |
Reported balance
After 2019-05-24 transaction · row 1
1 source rowRow 1 · 2019-05-24 · Grant · Acquired 50,001 · Balance 208,217 F1: Award grant of 50,001 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Award grant of 50,001 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 29, 2019 20:49 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 50,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000060 · wf-form4_155916296807800.xml · nonDerivative · entry 1 McGuire LV · CIK 0001499794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,217 F1 · shares: Award grant of 50,001 shares based on a closing price of $3.04 per share on May 24, 2019 which vest at the 2020 annual stockholders' meeting. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:26 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 33,423 | $3.74 | $125,002.02 |
DisclosureSEC source: 0000928054-18-000043 · wf-form4_152520636128876.xml · nonDerivative · entry 1 McGuire LV · CIK 0001499794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,216 F1 · shares: Award grant of 33,423 shares at $3.74 per share which vest at the next annual stockholders' meeting. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 9,047 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0000928054-17-000073 · wf-form4_149548397442230.xml · derivative · entry 3 McGuire LV · CIK 0001499794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,047 shares Expires 2017-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 7,716 | $9.72 | $74,999.52 |
DisclosureSEC source: 0000928054-17-000073 · wf-form4_149548397442230.xml · nonDerivative · entry 2 McGuire LV · CIK 0001499794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,793 Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 9,047 | $8.29 | $74,999.63 |
DisclosureSEC source: 0000928054-17-000073 · wf-form4_149548397442230.xml · nonDerivative · entry 1 McGuire LV · CIK 0001499794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options @ $8.29 per share, pursuant to previously awarded stock option grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 20:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Sotck | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0000928054-17-000062 · wf-form4_149306436296024.xml · nonDerivative · entry 1 McGuire LV · CIK 0001499794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,462 F1 · shares: Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.