Tapewire

Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2025 Filed Feb 5, 2025 21:40 UTC Tax withholdingCommon Stock 1,933 $58.87 $113,795.71
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 4

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,475

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC GrantCommon Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 3

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,408

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC Tax withholdingCommon Stock 458 $58.87 $26,962.46
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 2

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,720

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:40 UTC Exercise / conversionCommon Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 1

Goodman Scott Richard · CIK 0001454515 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Exercise / conversionRestricted Share Units · Derivative 898 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · derivative · entry 15

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F11 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,136 $58.87 $66,876.32
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 6

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,894

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
GrantCommon Stock 2,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 5

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,030

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 1,511 $58.87 $88,952.57
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,120

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,631

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Tax withholdingCommon Stock 351 $58.87 $20,663.37
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,039

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
Exercise / conversionCommon Stock 898 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:34 UTC Exercise / conversionPhantom Stock · Derivative 3,594 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000855 · form4.xml · derivative · entry 5

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.

F4 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:34 UTC OtherCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000855 · form4.xml · nonDerivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,718

F1 · kind: Dividend equivalent shares on deferred stock vesting.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:34 UTC Exercise / conversionCommon Stock 3,594 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000855 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 20:53 UTC Amendment Exercise / conversionPhantom Stock · Derivative 3,594 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000910 · form4a.xml · derivative · entry 5

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.

F4 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2025, the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 20:53 UTC Amendment OtherCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000910 · form4a.xml · nonDerivative · entry 2

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,719

F1 · kind: Dividend equivalent shares on deferred stock vesting.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 20:53 UTC Amendment Exercise / conversionCommon Stock 3,594 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000910 · form4a.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 29, 2025 17:04 UTC
Huffman BridgetSEVP, Chief Risk Officer
OtherCommon Stock 161 $34.10 $5,490.10
Disclosure

SEC source: 0001127602-25-002202 · form5.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,456

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2024, through December 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 31, 2024.

Read SEC document
December 31, 2024 Filed Jan 29, 2025 16:58 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
OtherCommon Stock 68 $34.10 $2,318.80
Disclosure

SEC source: 0001127602-25-002194 · form5.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,492

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2024, through December 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 31, 2024.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 14:37 UTC GrantCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-029292 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 20:38 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028606 · form4.xml · nonDerivative · entry 1

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 49,729

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 15:44 UTC GrantCommon Stock 1,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-026906 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,258

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 17:57 UTC SaleCommon Stock 50,000 $59.95 $2,997,550.00
Disclosure

SEC source: 0001127602-24-026798 · form4.xml · nonDerivative · entry 3

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 40,950

F1 · ownership.nature: Shares held jointly in a family trust in which Mr. Sanborn is trustee.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 17:57 UTC SaleCommon Stock 46,200 $59.16 $2,733,099.60
Disclosure

SEC source: 0001127602-24-026798 · form4.xml · nonDerivative · entry 2

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 90,950

F1 · ownership.nature: Shares held jointly in a family trust in which Mr. Sanborn is trustee.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 17:57 UTC SaleCommon Stock 3,800 $59.27 $225,214.60
Disclosure

SEC source: 0001127602-24-026798 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 137,150

F1 · ownership.nature: Shares held jointly in a family trust in which Mr. Sanborn is trustee.

Read SEC document
October 24, 2024 Filed Oct 25, 2024 12:50 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GiftCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-025960 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,095

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F2 · ownership.direct: These shares are held jointly with spouse.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 15:22 UTC OtherCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-021016 · form4.xml · nonDerivative · entry 3

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 140,950

F2 · ownership.nature: Shares held jointly in a family trust in which Mr. Sanborn is trustee.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 15:22 UTC OtherCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-021016 · form4.xml · nonDerivative · entry 2

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 25, 2024 Filed Jul 26, 2024 15:22 UTC SaleCommon Stock 94,815 $53.73 $5,094,409.95
Disclosure

SEC source: 0001127602-24-021016 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 139,460

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.10 to $54.37, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

F2 · ownership.nature: Shares held jointly in a family trust in which Mr. Sanborn is trustee.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:43 UTC GrantPhantom Stock · Derivative 3,416 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020343 · form4.xml · derivative · entry 3

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,416

Underlying: Common Stock · 3,416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F3 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2027, the deferral date identified by the director in accordance with the terms of the Plan.

F3 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2027, the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:41 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020341 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:40 UTC
Young Lina ADirector
GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020339 · form4.xml · nonDerivative · entry 1

Young Lina A · CIK 0001958388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:38 UTC GrantPhantom Stock · Derivative 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020337 · form4.xml · derivative · entry 5

GUEST ROBERT E JR · CIK 0001203646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Common Stock · 1,490 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2028, the deferral date identified by the director in accordance with the terms of the Plan.

F4 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2028, the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:37 UTC GrantPhantom Stock · Derivative 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020335 · form4.xml · derivative · entry 2

MARSH STEPHEN P · CIK 0001264209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,317

Underlying: Common Stock · 1,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:35 UTC GrantCommon Stock 4,472 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020333 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,472

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:34 UTC GrantCommon Stock 3,229 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020331 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,951

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:32 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020329 · form4.xml · nonDerivative · entry 1

Schmitz Eloise · CIK 0001407933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,455

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:31 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020327 · form4.xml · nonDerivative · entry 1

Manjarrez Marcela · CIK 0001958371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,440

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:29 UTC GrantPhantom Stock · Derivative 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020325 · form4.xml · derivative · entry 1

RODRIGUES DANIEL A · CIK 0001249019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,406

Underlying: Common Stock · 1,490 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:28 UTC GrantCommon Stock 3,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020323 · form4.xml · nonDerivative · entry 1

HAVEL JAMES M · CIK 0001602629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,972

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:24 UTC GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020321 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,300

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
July 10, 2024 Filed Jul 12, 2024 13:19 UTC
Andrich LyneDirector
GrantCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-020319 · form4.xml · nonDerivative · entry 1

Andrich Lyne · CIK 0001958362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,352

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
June 03, 2024 Filed Jun 12, 2024 14:56 UTC
KEENE S TURNERSEVP, Chief Financial Officer
OtherCommon Stock 604 $32.40 $19,569.60
Disclosure

SEC source: 0001127602-24-018444 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,738

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

Read SEC document
June 03, 2024 Filed Jun 12, 2024 14:54 UTC
PONDER MARK GSEVP, Chief Admin. Officer
OtherCommon Stock 604 $32.40 $19,569.60
Disclosure

SEC source: 0001127602-24-018442 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,177

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

Read SEC document
June 03, 2024 Filed Jun 12, 2024 14:53 UTC
LALLY JAMES BRIANDirector · CEO
OtherCommon Stock 604 $32.40 $19,569.60
Disclosure

SEC source: 0001127602-24-018440 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,484

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

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June 03, 2024 Filed Jun 12, 2024 14:51 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
OtherCommon Stock 605 $32.40 $19,602.00
Disclosure

SEC source: 0001127602-24-018438 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,470

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

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June 03, 2024 Filed Jun 12, 2024 14:50 UTC
Huffman BridgetSEVP, Chief Risk Officer
OtherCommon Stock 239 $32.40 $7,743.60
Disclosure

SEC source: 0001127602-24-018436 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,295

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

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June 03, 2024 Filed Jun 12, 2024 14:47 UTC
DUMLAO TROYEVP, Chief Accounting Officer
OtherCommon Stock 604 $32.40 $19,569.60
Disclosure

SEC source: 0001127602-24-018434 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,299

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

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June 03, 2024 Filed Jun 12, 2024 14:45 UTC
BAUCHE DOUGLASSEVP, Chief Credit Officer
OtherCommon Stock 538 $32.40 $17,431.20
Disclosure

SEC source: 0001127602-24-018432 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,424

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

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April 14, 2024 Filed Apr 15, 2024 19:40 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 381 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012874 · form4.xml · derivative · entry 10

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F10 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.