Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director | July 10, 2024 | July 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date July 10, 2024 · Filed July 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,490 |
Reported balance
After 2024-07-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-07-10 · Grant · Acquired 1,490 · Balance 1,490 F2: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F4: Shares of common stock will be distributed on January 2, 2028, the deferral date identified by the director in accordance with the terms of the Plan. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 2,199 |
Reported balance
Holding disclosure · report date 2024-07-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,199 F2: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F3: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. |
| Common StockSEC Table I · non-derivative | IndirectSpouse Ira | 8,272 |
Reported balance
Holding disclosure · report date 2024-07-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,272 |
| Common StockSEC Table I · non-derivative | IndirectGuest Family Trust 2023 | 89,792 |
Reported balance
Holding disclosure · report date 2024-07-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 89,792 F1: These shares are held jointly with spouse. |
| Common StockSEC Table I · non-derivative | Direct | 3,399 |
Reported balance
Holding disclosure · report date 2024-07-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,399 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held jointly with spouse.
F2: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F4: Shares of common stock will be distributed on January 2, 2028, the deferral date identified by the director in accordance with the terms of the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2024 Filed Jul 12, 2024 13:38 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 1,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020337 · form4.xml · derivative · entry 5 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,490 Underlying: Common Stock · 1,490 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F4 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2028, the deferral date identified by the director in accordance with the terms of the Plan. F4 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2028, the deferral date identified by the director in accordance with the terms of the Plan. Read SEC document |
| March 11, 2024 Filed Apr 30, 2024 18:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013619 · form4.xml · nonDerivative · entry 2 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,399 F1 · kind: Transfer of shares from indirect to direct holding that the reporting person is voluntarily disclosing. Read SEC document |
| March 11, 2024 Filed Apr 30, 2024 18:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013619 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Guest Family Trust 2001 Disclosed balance after: 0 F1 · kind: Transfer of shares from indirect to direct holding that the reporting person is voluntarily disclosing. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 13:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020696 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,749 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| June 30, 2023 Filed Jul 11, 2023 18:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | PurchaseCommon Stock | 52 | $39.06 | $2,031.12 |
DisclosureSEC source: 0001127602-23-020560 · form4.xml · nonDerivative · entry 2 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Ira Disclosed balance after: 8,272 F1 · shares: Shares were acquired through an automatic dividend reinvestment program. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 20:23 UTC Amendment | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027276 · form4a.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 19:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027256 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| October 12, 2022 Filed Nov 10, 2022 16:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 8,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025253 · form4.xml · nonDerivative · entry 2 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,792 F2 · price: Shares acquired by inheritance. F3 · ownership.direct: These shares are held jointly with spouse. Read SEC document |
| August 26, 2022 Filed Nov 10, 2022 16:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-025253 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Guest Family Trust Disclosed balance after: 1,650 F1 · price: Shares acquired by inheritance. Mr. Guest has shared investment authority as a trustee. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 13:30 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019314 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,039 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 18:56 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030769 · form4.xml · derivative · entry 4 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,199 Underlying: Common Stock · 351 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F4 · price: Represents shares issued under the Non-Management Director Stock Plan. F3 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 15:36 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021821 · form4.xml · derivative · entry 4 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848 Underlying: Common Stock · 1,848 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F4 · price: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F3 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F3 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 15:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031443 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 15:24 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-021523 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,730 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 13:11 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035115 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| September 19, 2019 Filed Sep 20, 2019 14:00 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | OtherCommon Stock | 33,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028840 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Children Trust Disclosed balance after: 0 F1 · kind: Ditribution from Trust. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:00 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024599 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,621 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 16:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036336 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,970 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 17:05 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023330 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034833 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,309 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 15:03 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023224 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:06 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069802 · form4.xml · nonDerivative · entry 1 GUEST ROBERT E JR · CIK 0001203646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,776 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.