Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | President | March 04, 2025 | March 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date March 04, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,728 |
Reported balance
After 2025-03-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-04 · Grant · Acquired 1,728 · Balance 1,728 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,323 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,323 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F6: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 1,875 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,875 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 9,978 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 9,978 F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04 | Direct | 5,169 |
Reported balance
After 2025-03-04 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-03-04 · Grant · Acquired 5,169 · Balance 5,169 F10: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25 | Direct | 6,280 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,280 |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24 | Direct | 6,631 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,631 F2: This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28 | Direct | 6,474 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,474 F3: This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person. |
| Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28 | Direct | 9,817 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,817 F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 62,790 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,790 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 5,031 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,031 F1: These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2: This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F3: This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F5: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F6: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F8: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F10: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2025 Filed Mar 6, 2025 16:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 5,169 | $0.00 Strike: $57.17 | $0.00 |
DisclosureSEC source: 0001127602-25-008493 · form4.xml · derivative · entry 11 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,169 Underlying: Common Stock · 5,169 shares Expires 2035-03-04 F10 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 16:04 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-008493 · form4.xml · derivative · entry 10 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,728 Underlying: Common Stock · 1,728 shares Expires not disclosed F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · derivative · entry 15 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F11 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. F11 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,483 | $58.87 | $87,304.21 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 6 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,790 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 5 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,273 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,933 | $58.87 | $113,795.71 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,475 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,408 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 458 | $58.87 | $26,962.46 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,720 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:40 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003214 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:34 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 9,817 | $0.00 Strike: $39.50 | $0.00 |
DisclosureSEC source: 0001127602-24-007719 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,817 Underlying: Common Stock · 9,817 shares Expires 2034-02-28 F4 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 17:34 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007719 · form4.xml · derivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:19 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 4,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007039 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,978 Underlying: Common Stock · 4,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F4 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F4 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:19 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,804 | $40.83 | $73,657.32 |
DisclosureSEC source: 0001127602-24-007039 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,006 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:19 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 4,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007039 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 1,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · derivative · entry 8 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,268 | $39.52 | $50,111.36 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 7 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,821 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 6 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,089 F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,723 | $39.52 | $68,092.96 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 5 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,802 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,525 F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 494 | $39.52 | $19,522.88 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,761 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 20:07 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 1,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003942 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 6,474 | $0.00 Strike: $54.46 | $0.00 |
DisclosureSEC source: 0001127602-23-008197 · form4.xml · derivative · entry 9 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,474 Underlying: Common Stock · 6,474 shares Expires 2033-02-28 F9 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 18:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008197 · form4.xml · derivative · entry 8 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 Underlying: Common Stock · 1,323 shares Expires not disclosed F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F8 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. F8 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002958 · form4.xml · derivative · entry 11 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,588 | $51.82 | $82,290.16 |
DisclosureSEC source: 0001127602-23-002958 · form4.xml · nonDerivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,064 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002958 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,652 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 276 | $51.82 | $14,302.32 |
DisclosureSEC source: 0001127602-23-002958 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,778 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002958 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:12 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 14,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006974 · form4.xml · derivative · entry 5 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,967 Underlying: Common Stock · 14,967 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:12 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 6,631 | $0.00 Strike: $48.34 | $0.00 |
DisclosureSEC source: 0001127602-22-006974 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires 2032-02-24 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/24/25. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 19:12 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-006974 · form4.xml · derivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172 Underlying: Common Stock · 1,172 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 616 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002103 · form4.xml · derivative · entry 6 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 611 | $48.20 | $29,450.20 |
DisclosureSEC source: 0001127602-22-002103 · form4.xml · nonDerivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,317 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002103 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,928 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 260 | $48.20 | $12,532.00 |
DisclosureSEC source: 0001127602-22-002103 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,475 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 16:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 616 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002103 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 15:26 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 4,000 | $49.13 | $196,520.00 |
DisclosureSEC source: 0001127602-21-019677 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,119 F1 · kind: This transaction was conducted pursuant to a 10b5-1 plan entered into in 2021 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:00 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantNon Qualified Stock Option (Right to Buy) · Derivative | 6,280 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0001127602-21-008191 · form4.xml · derivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280 Underlying: Common Stock · 6,280 shares Expires 2031-02-25 F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/25/24. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 15:00 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 1,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008191 · form4.xml · derivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191 Underlying: Common Stock · 1,191 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionRestricted Share Units · Derivative | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · derivative · entry 6 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,065 | $36.64 | $39,021.60 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 4 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,119 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 2,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,184 F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 236 | $36.64 | $8,647.04 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,654 F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 16:54 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Exercise / conversionCommon Stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002680 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 18:10 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantRestricted Share Units · Derivative | 737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-008281 · form4.xml · derivative · entry 3 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737 Underlying: Common Stock · 737 shares Expires not disclosed F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. Read SEC document |
| February 04, 2020 Filed Feb 7, 2020 16:21 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 825 | $45.00 | $37,125.00 |
DisclosureSEC source: 0001127602-20-004196 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,505 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| February 04, 2020 Filed Feb 10, 2020 19:40 UTC Amendment | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 2,000 | $45.00 | $90,000.00 |
DisclosureSEC source: 0001127602-20-004542 · form4a.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,330 F1 · kind: This transaction is pursuant to a 10b5-1 plan. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | Tax withholdingCommon Stock | 1,616 | $44.75 | $72,316.00 |
DisclosureSEC source: 0001127602-20-002825 · form4.xml · nonDerivative · entry 2 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,330 F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:14 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 4,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002825 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,946 F1 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 16:20 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 2,000 | $45.31 | $90,620.00 |
DisclosureSEC source: 0001127602-19-034726 · form4.xml · nonDerivative · entry 1 Goodman Scott Richard · CIK 0001454515 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 F1 · kind: This transaction is pursuant to a 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $45.37, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.