Tapewire

Nasdaq · USD

EFSC

ENTERPRISE FINANCIAL SERVICES CORP

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Tapewire entity
4422
SEC CIK
0001025835
Parsed reports
646

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2026 Filed Aug 18, 2026 18:28 UTC GrantCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000177 · form4.xml · nonDerivative · entry 1

SANBORN RICHARD · CIK 0001192274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:23 UTC
Young Lina ADirector
GrantCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000175 · form4.xml · nonDerivative · entry 1

Young Lina A · CIK 0001958388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,510

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:22 UTC GrantPhantom Stock · Derivative 2,227 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000173 · form4.xml · derivative · entry 4

VAN TREASE SANDRA · CIK 0001315830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,227

Underlying: Common Stock · 2,227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F5 · price: Represents shares issued under the Non-Management Director Stock Plan.

F4 · derivative.exercise_date: Shares of common stock will be distributed on January 2, 2029, the deferral date identified by the director in accordance with the terms of the Plan.

F4 · derivative.expiration_date: Shares of common stock will be distributed on January 2, 2029, the deferral date identified by the director in accordance with the terms of the Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:20 UTC GrantCommon Stock 1,057 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000170 · form4.xml · nonDerivative · entry 1

MARSH STEPHEN P · CIK 0001264209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:18 UTC GrantCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000168 · form4.xml · nonDerivative · entry 1

Manjarrez Marcela · CIK 0001958371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,450

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:17 UTC GrantCommon Stock 1,057 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000166 · form4.xml · nonDerivative · entry 1

KENT NEVADA A · CIK 0001697861 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,089

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:15 UTC GrantCommon Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000164 · form4.xml · nonDerivative · entry 1

Holmes Michael · CIK 0001347962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,228

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:10 UTC GrantCommon Stock 2,935 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000160 · form4.xml · nonDerivative · entry 1

DECOLA MICHAEL A · CIK 0001417285 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,935

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:09 UTC
Andrich LyneDirector
GrantCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000159 · form4.xml · nonDerivative · entry 1

Andrich Lyne · CIK 0001958362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,362

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 18:07 UTC GrantPhantom Stock · Derivative 2,115 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000158 · form4.xml · derivative · entry 2

ANDERSON LARS C · CIK 0001507307 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 2,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

F4 · price: Represents shares issued under the Non-Management Director Stock Plan.

F3 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

F3 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 20:01 UTC
KEENE S TURNERSEVP, Chief Financial Officer
OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000136 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,781

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 19:59 UTC
PONDER MARK GSEVP, Chief Admin. Officer
OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000134 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,309

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 19:57 UTC
Huffman BridgetSEVP, Chief Risk Officer
OtherCommon Stock 267 $45.94 $12,265.98
Disclosure

SEC source: 0001025835-26-000132 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,328

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 19:56 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000130 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,317

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 19:54 UTC
LALLY JAMES BRIANDirector · CEO
OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000128 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,158

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 19:52 UTC
DUMLAO TROYEVP, Chief Accounting Officer
OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000126 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,935

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 19:50 UTC
BAUCHE DOUGLASSEVP, Chief Banking Officer
OtherCommon Stock 453 $45.94 $20,810.82
Disclosure

SEC source: 0001025835-26-000124 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,874

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
April 28, 2026 Filed Apr 29, 2026 13:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
SaleCommon Stock 625 $60.90 $38,062.50
Disclosure

SEC source: 0001025835-26-000104 · form4.xml · nonDerivative · entry 5

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Children

Disclosed balance after: 0

Read SEC document
April 28, 2026 Filed Apr 29, 2026 13:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
SaleCommon Stock 625 $60.20 $37,625.00
Disclosure

SEC source: 0001025835-26-000104 · form4.xml · nonDerivative · entry 4

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Children

Disclosed balance after: 625

Read SEC document
April 27, 2026 Filed Apr 29, 2026 13:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000104 · form4.xml · nonDerivative · entry 3

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Children

Disclosed balance after: 1,250

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Read SEC document
April 27, 2026 Filed Apr 29, 2026 13:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000104 · form4.xml · nonDerivative · entry 2

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,276

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F2 · ownership.direct: These shares are held jointly with spouse in a Trust.

Read SEC document
April 27, 2026 Filed Apr 29, 2026 13:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000104 · form4.xml · nonDerivative · entry 1

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,526

F1 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

F2 · ownership.direct: These shares are held jointly with spouse in a Trust.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:18 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Exercise / conversionRestricted Share Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000089 · form4.xml · derivative · entry 12

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F9 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:18 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Tax withholdingCommon Stock 168 $58.30 $9,794.40
Disclosure

SEC source: 0001025835-26-000089 · form4.xml · nonDerivative · entry 2

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,473

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:18 UTC
DUMLAO TROYEVP, Chief Accounting Officer
Exercise / conversionCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000089 · form4.xml · nonDerivative · entry 1

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:17 UTC
Handley Kevin LChief Credit Officer
Exercise / conversionRestricted Share Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000087 · form4.xml · derivative · entry 11

Handley Kevin L · CIK 0002090945 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:17 UTC
Handley Kevin LChief Credit Officer
Tax withholdingCommon Stock 160 $58.30 $9,328.00
Disclosure

SEC source: 0001025835-26-000087 · form4.xml · nonDerivative · entry 2

Handley Kevin L · CIK 0002090945 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:17 UTC
Handley Kevin LChief Credit Officer
Exercise / conversionCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000087 · form4.xml · nonDerivative · entry 1

Handley Kevin L · CIK 0002090945 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:15 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000085 · form4.xml · derivative · entry 11

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F8 · derivative.expiration_date: The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:15 UTC
Huffman BridgetSEVP, Chief Risk Officer
Tax withholdingCommon Stock 168 $58.30 $9,794.40
Disclosure

SEC source: 0001025835-26-000085 · form4.xml · nonDerivative · entry 2

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,061

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 19:15 UTC
Huffman BridgetSEVP, Chief Risk Officer
Exercise / conversionCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000085 · form4.xml · nonDerivative · entry 1

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:11 UTC
Handley Kevin LChief Credit Officer
GrantRestricted Share Units · Derivative 1,140 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000074 · form4.xml · derivative · entry 10

Handley Kevin L · CIK 0002090945 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 1,140 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:10 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
GrantRestricted Share Units · Derivative 1,471 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000072 · form4.xml · derivative · entry 10

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Common Stock · 1,471 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:08 UTC
PONDER MARK GSEVP, Chief Admin. Officer
GrantRestricted Share Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000070 · form4.xml · derivative · entry 13

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:07 UTC
Huffman BridgetSEVP, Chief Risk Officer
GrantRestricted Share Units · Derivative 1,323 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000068 · form4.xml · derivative · entry 10

Huffman Bridget · CIK 0001977204 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,323

Underlying: Common Stock · 1,323 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F7 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:06 UTC
DUMLAO TROYEVP, Chief Accounting Officer
GrantRestricted Share Units · Derivative 836 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000066 · form4.xml · derivative · entry 11

DUMLAO TROY · CIK 0001283697 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836

Underlying: Common Stock · 836 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:04 UTC
BAUCHE DOUGLASSEVP, Chief Banking Officer
GrantRestricted Share Units · Derivative 1,845 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000064 · form4.xml · derivative · entry 11

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845

Underlying: Common Stock · 1,845 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

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March 04, 2026 Filed Mar 6, 2026 15:03 UTC
KEENE S TURNERSEVP, Chief Financial Officer
GrantRestricted Share Units · Derivative 2,888 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000062 · form4.xml · derivative · entry 12

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,888

Underlying: Common Stock · 2,888 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

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March 04, 2026 Filed Mar 6, 2026 15:01 UTC
LALLY JAMES BRIANDirector · CEO
GrantRestricted Share Units · Derivative 6,344 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000060 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,344

Underlying: Common Stock · 6,344 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:19 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000053 · form4.xml · derivative · entry 10

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F7 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:19 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Tax withholdingCommon Stock 1,466 $57.57 $84,397.62
Disclosure

SEC source: 0001025835-26-000053 · form4.xml · nonDerivative · entry 2

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,855

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:19 UTC
IANNACONE NICOLE MSEVP, Chief Legal Officer
Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000053 · form4.xml · nonDerivative · entry 1

IANNACONE NICOLE M · CIK 0001731826 · SEVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:14 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionRestricted Share Units · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000047 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock · 7,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F9 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:14 UTC
LALLY JAMES BRIANDirector · CEO
Tax withholdingCommon Stock 3,502 $57.57 $201,610.14
Disclosure

SEC source: 0001025835-26-000047 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,696

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:14 UTC
LALLY JAMES BRIANDirector · CEO
Exercise / conversionCommon Stock 7,982 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000047 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:17 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Exercise / conversionRestricted Share Units · Derivative 4,989 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000051 · form4.xml · derivative · entry 12

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,989

Underlying: Common Stock · 4,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F9 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:17 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,169 $57.57 $124,869.33
Disclosure

SEC source: 0001025835-26-000051 · form4.xml · nonDerivative · entry 2

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,319

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:17 UTC
KEENE S TURNERSEVP, Chief Financial Officer
Exercise / conversionCommon Stock 4,989 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000051 · form4.xml · nonDerivative · entry 1

KEENE S TURNER · CIK 0001482570 · SEVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000049 · form4.xml · derivative · entry 13

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F9 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:15 UTC
PONDER MARK GSEVP, Chief Admin. Officer
Tax withholdingCommon Stock 1,466 $57.57 $84,397.62
Disclosure

SEC source: 0001025835-26-000049 · form4.xml · nonDerivative · entry 2

PONDER MARK G · CIK 0001550076 · SEVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,847

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.