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person · Reporting owner

LALLY JAMES BRIAN

Disclosed activity across 1 company

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31510
SEC CIK
0001674404

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Reported relationships

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CompanyLast reported asReport datePublished
ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422Director · CEOJune 30, 2026July 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERPRISE FINANCIAL SERVICES CORP

Report date June 30, 2026 · Filed July 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,158 Reported balance After 2026-06-30 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-06-30 · Other · Acquired 462 · Balance 116,158

F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Common StockSEC Table I · non-derivativeDirect4,107 Reported balance Holding disclosure · report date 2026-06-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,107

F4: These shares are held jointly with spouse.

Common StockSEC Table I · non-derivativeIndirect401 (K) Plan19,570 Reported balance Holding disclosure · report date 2026-06-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 19,570

F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25Direct17,637 Reported balance Holding disclosure · report date 2026-06-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 17,637

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24Direct20,325 Reported balance Holding disclosure · report date 2026-06-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 20,325

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28Direct20,438 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 20,438

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28Direct30,661 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 30,661

F5: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04Direct16,144 Reported balance Holding disclosure · report date 2026-06-30 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 16,144

F6: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect5,857 Reported balance Holding disclosure · report date 2026-06-30 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 5,857

F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect5,398 Reported balance Holding disclosure · report date 2026-06-30 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 5,398

F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect6,344 Reported balance Holding disclosure · report date 2026-06-30 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 6,344

F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect7,982 Reported balance Holding disclosure · report date 2026-06-30 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 7,982

F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.

F4: These shares are held jointly with spouse.

F5: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

F6: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

F7: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F9: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F10: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F11: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 8, 2026 19:54 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 462 $45.94 $21,224.28
Disclosure

SEC source: 0001025835-26-000128 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,158

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:01 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 6,344 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000060 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,344

Underlying: Common Stock · 6,344 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:14 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000047 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock · 7,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F9 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:14 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 3,502 $57.57 $201,610.14
Disclosure

SEC source: 0001025835-26-000047 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,696

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:14 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 7,982 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000047 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 4,176 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · derivative · entry 17

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F11 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 2,208 $59.22 $130,757.76
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,216

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 5,513 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,424

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 2,776 $59.22 $164,394.72
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,911

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 6,849 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,687

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,673 $59.22 $99,075.06
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,838

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:21 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 4,176 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000032 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:48 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 450 $46.84 $21,078.00
Disclosure

SEC source: 0001025835-25-000102 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,335

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
June 26, 2025 Filed Jun 27, 2025 20:58 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 SaleCommon Stock 1,828 $55.16 $100,832.48
Disclosure

SEC source: 0001127602-25-018172 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,885

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.80. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 20:16 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 SaleCommon Stock 1,655 $55.04 $91,091.20
Disclosure

SEC source: 0001127602-25-018087 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,713

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.13. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2025 Filed May 16, 2025 16:23 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 SaleCommon Stock 400 $55.01 $22,004.00
Disclosure

SEC source: 0001127602-25-014601 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,368

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.02. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:18 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 SaleCommon Stock 2,206 $55.04 $121,418.24
Disclosure

SEC source: 0001127602-25-014276 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,768

F1 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.09. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 12, 2025 Filed May 13, 2025 19:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 SaleCommon Stock 4,689 $55.18 $258,739.02
Disclosure

SEC source: 0001127602-25-014052 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,974

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:01 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 16,144 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008489 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,144

Underlying: Common Stock · 16,144 shares

Expires 2035-03-04

F11 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:01 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 5,398 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008489 · form4.xml · derivative · entry 11

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,398

Underlying: Common Stock · 5,398 shares

Expires not disclosed

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 3,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · derivative · entry 16

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F12 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F12 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 5,022 $58.87 $295,645.14
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,663

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 11,639 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,685

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 5,815 $58.87 $342,329.05
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,046

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 14,368 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,861

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,583 $58.87 $93,191.21
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,493

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003228 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2024 Filed Jun 12, 2024 14:53 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 604 $32.40 $19,569.60
Disclosure

SEC source: 0001127602-24-018440 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,484

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 17:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 30,661 $0.00 Strike: $39.50 $0.00
Disclosure

SEC source: 0001127602-24-007712 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,661

Underlying: Common Stock · 30,661 shares

Expires 2034-02-28

F5 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

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February 28, 2024 Filed Mar 1, 2024 17:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 5,857 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007712 · form4.xml · derivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,857

Underlying: Common Stock · 5,857 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F4 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

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February 24, 2024 Filed Feb 27, 2024 18:24 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 7,983 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007048 · form4.xml · derivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,964

Underlying: Common Stock · 7,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

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February 24, 2024 Filed Feb 27, 2024 18:24 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 3,525 $40.83 $143,925.75
Disclosure

SEC source: 0001127602-24-007048 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,880

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 24, 2024 Filed Feb 27, 2024 18:24 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 7,983 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007048 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 3,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · derivative · entry 9

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F6 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 3,430 $39.52 $135,553.60
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 8

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,422

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 9,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 7

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,852

F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 5,017 $39.52 $198,271.84
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,620

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 13,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 5

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,637

F4 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,325 $39.52 $52,364.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,257

F3 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 06, 2024 Filed Feb 8, 2024 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 3,345 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003944 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2023 Filed Jun 7, 2023 19:05 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 480 $34.53 $16,574.40
Disclosure

SEC source: 0001127602-23-018112 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,237

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

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February 28, 2023 Filed Mar 2, 2023 18:24 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 20,438 $0.00 Strike: $54.46 $0.00
Disclosure

SEC source: 0001127602-23-008200 · form4.xml · derivative · entry 10

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,438

Underlying: Common Stock · 20,438 shares

Expires 2033-02-28

F10 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

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February 28, 2023 Filed Mar 2, 2023 18:24 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 4,176 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008200 · form4.xml · derivative · entry 9

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176

Underlying: Common Stock · 4,176 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

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January 30, 2023 Filed Feb 1, 2023 22:36 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 1,982 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002952 · form4.xml · derivative · entry 12

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F11 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

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January 30, 2023 Filed Feb 1, 2023 22:36 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 4,029 $51.82 $208,782.78
Disclosure

SEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 4

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,757

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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January 30, 2023 Filed Feb 1, 2023 22:36 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 10,425 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 3

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,786

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

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January 30, 2023 Filed Feb 1, 2023 22:36 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 749 $51.82 $38,813.18
Disclosure

SEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 2

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,361

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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January 30, 2023 Filed Feb 1, 2023 22:36 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 1,982 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002952 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2022 Filed Jun 7, 2022 20:02 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 533 $39.36 $20,978.88
Disclosure

SEC source: 0001127602-22-016972 · form4.xml · nonDerivative · entry 1

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,965

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2021 through May 31, 2022. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2022.

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February 24, 2022 Filed Feb 28, 2022 19:22 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 23,947 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006984 · form4.xml · derivative · entry 6

LALLY JAMES BRIAN · CIK 0001674404 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,947

Underlying: Common Stock · 23,947 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F6 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F6 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.