Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director | July 10, 2024 | July 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date July 10, 2024 · Filed July 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 6,406 |
Reported balance
After 2024-07-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-07-10 · Grant · Acquired 1,490 · Balance 6,406 F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2024 Filed Jul 12, 2024 13:29 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 1,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020325 · form4.xml · derivative · entry 1 RODRIGUES DANIEL A · CIK 0001249019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,406 Underlying: Common Stock · 1,490 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 13:42 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 1,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020712 · form4.xml · derivative · entry 1 RODRIGUES DANIEL A · CIK 0001249019 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,916 Underlying: Common Stock · 1,617 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F3 · price: Represents shares issued under the Non-Management Director Stock Plan. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 19:53 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 134 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027268 · form4.xml · derivative · entry 1 RODRIGUES DANIEL A · CIK 0001249019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,299 Underlying: Common Stock · 134 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F3 · price: Represents shares issued under the Non-Management Director Stock Plan. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 13:39 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019326 · form4.xml · derivative · entry 1 RODRIGUES DANIEL A · CIK 0001249019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165 Underlying: Common Stock · 917 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F3 · price: Represents shares issued under the Non-Management Director Stock Plan. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
| March 17, 2022 Filed Mar 28, 2022 21:44 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantPhantom Stock · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010470 · form4.xml · derivative · entry 1 RODRIGUES DANIEL A · CIK 0001249019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,248 Underlying: Common Stock · 254 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. F3 · price: Represents shares issued under the Non-Management Director Stock Plan. F2 · derivative.exercise_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. F2 · derivative.expiration_date: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.