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BAUCHE DOUGLAS

Disclosed activity across 1 company

Tapewire entity
31507
SEC CIK
0001682456

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422SEVP, Chief Banking OfficerJune 30, 2026July 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERPRISE FINANCIAL SERVICES CORP

Report date June 30, 2026 · Filed July 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,874 Reported balance After 2026-06-30 transaction · row 1
1 source row

Row 1 · 2026-06-30 · Other · Acquired 453 · Balance 28,874

F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Common StockSEC Table I · non-derivativeIndirect401(K) Plan3,282 Reported balance Holding disclosure · report date 2026-06-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,282

F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.81 · Expires 2031-02-25Direct4,730 Reported balance Holding disclosure · report date 2026-06-30 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 4,730

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.34 · Expires 2032-02-24Direct5,081 Reported balance Holding disclosure · report date 2026-06-30 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,081

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.46 · Expires 2033-02-28Direct5,105 Reported balance Holding disclosure · report date 2026-06-30 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,105

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.50 · Expires 2034-02-28Direct7,786 Reported balance Holding disclosure · report date 2026-06-30 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 7,786

F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.17 · Expires 2035-03-04Direct4,100 Reported balance Holding disclosure · report date 2026-06-30 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,100

F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,487 Reported balance Holding disclosure · report date 2026-06-30 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 1,487

F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,371 Reported balance Holding disclosure · report date 2026-06-30 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 1,371

F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect1,845 Reported balance Holding disclosure · report date 2026-06-30 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 1,845

F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect3,326 Reported balance Holding disclosure · report date 2026-06-30 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 3,326

F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

F3: These securities are shares of EFSC common stock held through the Company's 401(k) Plan.

F4: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

F5: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

F6: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F7: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F8: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F9: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F10: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2026 Filed Jul 8, 2026 19:50 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 453 $45.94 $20,810.82
Disclosure

SEC source: 0001025835-26-000124 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,874

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 15:04 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,845 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000064 · form4.xml · derivative · entry 11

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845

Underlying: Common Stock · 1,845 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000045 · form4.xml · derivative · entry 11

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F8 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,466 $57.57 $84,397.62
Disclosure

SEC source: 0001025835-26-000045 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,421

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 18:11 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000045 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · derivative · entry 16

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 609 $59.22 $36,064.98
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 6

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,561

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 5

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,170

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 845 $59.22 $50,040.90
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,793

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 1,711 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,638

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 460 $59.22 $27,241.20
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,927

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 22:19 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 1,043 $0.00 $0.00
Disclosure

SEC source: 0001025835-26-000030 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2025 Filed Jan 9, 2026 17:51 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 19 $45.90 $872.10
Disclosure

SEC source: 0001025835-26-000004 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,344

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2025, through December 31, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 31, 2025.

Read SEC document
June 30, 2025 Filed Jul 9, 2025 13:43 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 431 $46.84 $20,188.04
Disclosure

SEC source: 0001025835-25-000094 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,325

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:05 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 4,100 $0.00 Strike: $57.17 $0.00
Disclosure

SEC source: 0001127602-25-008495 · form4.xml · derivative · entry 11

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 4,100 shares

Expires 2035-03-04

F10 · derivative.exercise_date: The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:05 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-008495 · form4.xml · derivative · entry 10

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F5 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F9 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

F9 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 898 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · derivative · entry 15

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F11 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

F11 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,136 $58.87 $66,876.32
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 6

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,894

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,910 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 5

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,030

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,511 $58.87 $88,952.57
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,120

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,631

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 351 $58.87 $20,663.37
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,039

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:38 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 898 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003210 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 29, 2025 16:58 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 68 $34.10 $2,318.80
Disclosure

SEC source: 0001127602-25-002194 · form5.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,492

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2024, through December 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on December 31, 2024.

Read SEC document
June 03, 2024 Filed Jun 12, 2024 14:45 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 538 $32.40 $17,431.20
Disclosure

SEC source: 0001127602-24-018432 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,424

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 17:37 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 7,786 $0.00 Strike: $39.50 $0.00
Disclosure

SEC source: 0001127602-24-007722 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,786

Underlying: Common Stock · 7,786 shares

Expires 2034-02-28

F4 · derivative.exercise_date: This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 17:37 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007722 · form4.xml · derivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,487

Underlying: Common Stock · 1,487 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F3 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

F3 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:16 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007032 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,652

Underlying: Common Stock · 3,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F4 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F4 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

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February 24, 2024 Filed Feb 27, 2024 18:16 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,369 $40.83 $55,896.27
Disclosure

SEC source: 0001127602-24-007032 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,886

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

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February 24, 2024 Filed Feb 27, 2024 18:16 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007032 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 897 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · derivative · entry 8

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

F5 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.

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February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,127 $39.52 $44,539.04
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 7

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,929

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,476 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 6

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,056

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

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February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,473 $39.52 $58,212.96
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 5

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,580

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 3,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,053

F3 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 417 $39.52 $16,479.84
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,465

F2 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 20:03 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 897 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003938 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Dec 7, 2023 19:43 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 148 $33.32 $4,931.36
Disclosure

SEC source: 0001127602-23-029033 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,985

F2 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2023, through November 30, 2023. This transaction is exempt under Section 16b-3(c).

F3 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2023.

Read SEC document
May 31, 2023 Filed Jun 7, 2023 19:10 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 525 $34.53 $18,128.25
Disclosure

SEC source: 0001127602-23-018118 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · SEVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,837

F2 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2022 through May 31, 2023. This transaction is exempt under Section 16b-3(c).

F3 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 5,105 $0.00 Strike: $54.46 $0.00
Disclosure

SEC source: 0001127602-23-008206 · form4.xml · derivative · entry 9

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Stock · 5,105 shares

Expires 2033-02-28

F9 · derivative.exercise_date: The option becomes exercisable after a three year period on 2/28/26.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:29 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008206 · form4.xml · derivative · entry 8

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

Underlying: Common Stock · 1,043 shares

Expires not disclosed

F4 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F8 · derivative.exercise_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

F8 · derivative.expiration_date: The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:32 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionRestricted Share Units · Derivative 557 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002947 · form4.xml · derivative · entry 11

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F10 · derivative.exercise_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

F10 · derivative.expiration_date: The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:32 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 1,222 $51.82 $63,324.04
Disclosure

SEC source: 0001127602-23-002947 · form4.xml · nonDerivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,312

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:32 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002947 · form4.xml · nonDerivative · entry 3

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,534

F2 · kind: The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:32 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Tax withholdingCommon Stock 224 $51.82 $11,607.68
Disclosure

SEC source: 0001127602-23-002947 · form4.xml · nonDerivative · entry 2

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,602

F1 · shares: Withholding of stock to satisfy tax withholding obligation on issuance of common stock.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:32 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002947 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2022 Filed Dec 7, 2022 20:46 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 193 $38.90 $7,507.70
Disclosure

SEC source: 0001127602-22-027030 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,269

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2022 through November 30, 2022. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2022.

Read SEC document
May 31, 2022 Filed Jun 7, 2022 19:58 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 OtherCommon Stock 381 $39.36 $14,996.16
Disclosure

SEC source: 0001127602-22-016968 · form4.xml · nonDerivative · entry 1

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,076

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2021 through May 31, 2022. This transaction is exempt under Section 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:09 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantRestricted Share Units · Derivative 9,978 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-006972 · form4.xml · derivative · entry 5

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Common Stock · 9,978 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F2 · price: The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

F5 · derivative.exercise_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

F5 · derivative.expiration_date: The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 19:09 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantNon Qualified Stock Option (Right to Buy) · Derivative 5,081 $0.00 Strike: $48.34 $0.00
Disclosure

SEC source: 0001127602-22-006972 · form4.xml · derivative · entry 4

BAUCHE DOUGLAS · CIK 0001682456 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,081

Underlying: Common Stock · 5,081 shares

Expires 2032-02-24

F4 · derivative.exercise_date: This option becomes exercisable after a three year period on 2/24/25.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.