Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422 | Director | February 28, 2025 | March 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTERPRISE FINANCIAL SERVICES CORP
Report date February 28, 2025 · Filed March 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,447 |
Reported balance
After 2025-02-28 transaction · row 1
1 source rowRow 1 · 2025-02-28 · Sale · Disposed 5,525 · Balance 15,447 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Express Scripts Holding Co.
Report date December 20, 2018 · Filed December 21, 2018
Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-20 transaction · row 1
1 source rowRow 1 · 2018-12-20 · Disposition to issuer · Disposed 57,833 · Balance 0 F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-12-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-12-20 · Disposition to issuer · Disposed 23.823 · Balance 0 F2: Phantom Stock Unit credited under the Company's Executive Deferred Compensation Plan. F3: Upon distribution, each phantom stock unit would have converted into one share of the Issuer's common stock. F4: Pursuant to the Merger Agreement, upon closing of the Merger, each phantom stock unit was converted into a stock unit relating to the common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F5: Basic Company Credit by the Issuer to Reporting Person's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
F2: Phantom Stock Unit credited under the Company's Executive Deferred Compensation Plan.
F3: Upon distribution, each phantom stock unit would have converted into one share of the Issuer's common stock.
F4: Pursuant to the Merger Agreement, upon closing of the Merger, each phantom stock unit was converted into a stock unit relating to the common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement.
F5: Basic Company Credit by the Issuer to Reporting Person's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 3, 2025 14:58 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | SaleCommon Stock | 5,525 | $58.47 | $323,046.75 |
DisclosureSEC source: 0001127602-25-007372 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,447 Read SEC document |
| July 10, 2024 Filed Jul 12, 2024 13:28 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-020323 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,972 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 13:31 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 3,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020698 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,867 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 19:46 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-027258 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,552 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 13:32 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019316 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,176 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 09, 2021 Filed Dec 13, 2021 19:17 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030783 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,342 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 15:37 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-021823 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,883 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 15:22 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031441 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,252 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 15:27 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-021525 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,627 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 13:12 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035117 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,073 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:02 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 1,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024603 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,640 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:38 UTC | Express Scripts Holding Co. ESRX · Entity 161583 | Disposition to issuerPhantom Stock Units · Derivative | 23.823 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000950138-18-000679 · edgar.xml · derivative · entry 2 HAVEL JAMES M · CIK 0001602629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Express Scripts Holding Company Common Stock · 23.823 shares Expires not disclosed F2 · security: Phantom Stock Unit credited under the Company's Executive Deferred Compensation Plan. F3 · derivative.exercise_price: Upon distribution, each phantom stock unit would have converted into one share of the Issuer's common stock. F4 · kind: Pursuant to the Merger Agreement, upon closing of the Merger, each phantom stock unit was converted into a stock unit relating to the common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F4 · price: Pursuant to the Merger Agreement, upon closing of the Merger, each phantom stock unit was converted into a stock unit relating to the common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. F5 · derivative.exercise_date: Basic Company Credit by the Issuer to Reporting Person's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates. F5 · derivative.expiration_date: Basic Company Credit by the Issuer to Reporting Person's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:38 UTC | Express Scripts Holding Co. ESRX · Entity 161583 | Disposition to issuerCommon Stock | 57,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000679 · edgar.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Cigna Corporation, Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc., upon closing of the merger of Halfmoon II, Inc. with and into the Issuer (the "Merger"), each common share of the Issuer was converted into the right to receive 0.2434 shares of Halfmoon Parent, Inc. common stock and $48.75 in cash. Each restricted stock unit was converted into a unit with respect to common stock of Halfmoon Parent, Inc. in accordance with the exchange ratio set forth in the Merger Agreement. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 16:41 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036338 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,534 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 17:06 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023332 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,101 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 18:41 UTC | Express Scripts Holding Co. ESRX · Entity 161583 | GrantCommon Stock | 4,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000246 · edgar.xml · nonDerivative · entry 2 HAVEL JAMES M · CIK 0001602629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,833 F2 · price: Vesting of performance shares granted under Express Scripts, Inc. 2011 Long-Term Incentive Plan. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 18:41 UTC | Express Scripts Holding Co. ESRX · Entity 161583 | GrantCommon Stock | 18,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-18-000246 · edgar.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,332 F1 · price: Grant of restricted stock units pursuant to Express Scripts Holding Company 2016 Long-Term Incentive Plan. Awards vest in three equal installments on February 28, 2019, February 28, 2020, and February 28, 2021. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 16:18 UTC | Express Scripts Holding Co. ESRX · Entity 161583 | GrantPhantom Stock Unit · Derivative | 23.823 | $78.10 Strike: $0.00 | $1,860.58 |
DisclosureSEC source: 0000950138-18-000091 · edgar.xml · derivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23.823 Underlying: Express Scripts Holding Company Common Stock · 23.823 shares Expires not disclosed F1 · security: Phantom Stock Unit credited under the Company's Executive Deferred Compensation Plan. F2 · derivative.exercise_price: Upon distribution each Phantom Stock Unit converts to one share of the Company's Common Stock. F3 · derivative.exercise_date: Basic Company Credit by Express Scripts Holding Company to Participant's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates. F3 · derivative.expiration_date: Basic Company Credit by Express Scripts Holding Company to Participant's Account in the Executive Deferred Compensation Plan; shares vest 3 (three) years after the plan year to which such credit relates. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 19:13 UTC | Express Scripts Holding Co. ESRX · Entity 161583 | GrantCommon Stock | 34,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-029248 · doc4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,940 F1 · price: Grant of restricted stock units pursuant to Express Scripts, Inc. 2016 Long-Term Incentive Plan. Awards vest on October 31, 2020. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:50 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034835 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,272 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 15:05 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023226 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,898 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 15:08 UTC | ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 | GrantCommon Stock | 424 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069804 · form4.xml · nonDerivative · entry 1 HAVEL JAMES M · CIK 0001602629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,187 F1 · price: Represents shares issued under the Non-Management Director Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.