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Finn Michael E

Disclosed activity across 2 companies

Tapewire entity
69281
SEC CIK
0001596368

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENTERPRISE FINANCIAL SERVICES CORPEFSC · Entity 4422DirectorDecember 31, 2025January 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENTERPRISE FINANCIAL SERVICES CORP

Report date December 31, 2025 · Filed January 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,509 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,509

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STERLING BANCORP

Report date January 31, 2022 · Filed February 02, 2022

Section 16 reporting ended · disclosed 2022-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-01-31 transaction · row 1
1 source row

Row 1 · 2022-01-31 · Disposition to issuer · Disposed 172,946 · Balance 0

F1: Includes 21,366 restricted stock awards of the Issuer (the "Issuer RSAs") and 53,824 performance stock awards of the Issuer (the "Issuer PSAs").

F2: Disposed of pursuant to the Merger Agreement between Issuer and Webster Financial Corporation ("Webster"), dated April 18, 2021 (the "Merger Agreement"), for total stock consideration of 80,073 shares of new Webster common stock. Pursuant to the terms of the Merger Agreement, at the effective time of the merger between Issuer and Webster (the "Effective Time"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.4630 shares of Webster common stock. All fractional share holdings were paid in cash. The Merger closed on January 31, 2022. On January 31, 2022, the closing price of the Issuer was $26.29, and the closing price of Webster was $56.81.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by Webster and converted into a restricted stock award of Webster with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms) and the Issuer PSAs were assumed by Webster and converted into a time-based restricted stock award with performance goals deemed to have been satisfied at the higher of target and actual performance, both relating to the number of shares of Webster common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded paid in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 21,366 restricted stock awards of the Issuer (the "Issuer RSAs") and 53,824 performance stock awards of the Issuer (the "Issuer PSAs").

F2: Disposed of pursuant to the Merger Agreement between Issuer and Webster Financial Corporation ("Webster"), dated April 18, 2021 (the "Merger Agreement"), for total stock consideration of 80,073 shares of new Webster common stock. Pursuant to the terms of the Merger Agreement, at the effective time of the merger between Issuer and Webster (the "Effective Time"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.4630 shares of Webster common stock. All fractional share holdings were paid in cash. The Merger closed on January 31, 2022. On January 31, 2022, the closing price of the Issuer was $26.29, and the closing price of Webster was $56.81.

F3: Pursuant to the terms of the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by Webster and converted into a restricted stock award of Webster with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms) and the Issuer PSAs were assumed by Webster and converted into a time-based restricted stock award with performance goals deemed to have been satisfied at the higher of target and actual performance, both relating to the number of shares of Webster common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded paid in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2025 Filed Aug 26, 2025 20:08 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 2,148 $0.00 $0.00
Disclosure

SEC source: 0001025835-25-000158 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,509

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
August 04, 2025 Filed Aug 6, 2025 13:01 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 PurchaseCommon Stock 1,500 $54.11 $81,165.00
Disclosure

SEC source: 0001025835-25-000125 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · ownership.direct: These shares are held jointly with spouse.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 14:06 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 PurchaseCommon Stock 1,492 $52.50 $78,330.00
Disclosure

SEC source: 0001025835-25-000089 · form4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

F1 · shares: These shares are held jointly with spouse.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 14:06 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 PurchaseCommon Stock 8 $52.25 $418.00
Disclosure

SEC source: 0001025835-25-000089 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8

F1 · shares: These shares are held jointly with spouse.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 14:37 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-029292 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
November 08, 2024 Filed Nov 12, 2024 15:44 UTC ENTERPRISE FINANCIAL SERVICES CORP EFSC · Entity 4422 GrantCommon Stock 1,258 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-026906 · form4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,258

F1 · price: Represents shares issued under the Non-Management Director Stock Plan.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:54 UTC STERLING BANCORP STL · Entity 130861 Disposition to issuerCommon Stock 172,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006629 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 21,366 restricted stock awards of the Issuer (the "Issuer RSAs") and 53,824 performance stock awards of the Issuer (the "Issuer PSAs").

F2 · price: Disposed of pursuant to the Merger Agreement between Issuer and Webster Financial Corporation ("Webster"), dated April 18, 2021 (the "Merger Agreement"), for total stock consideration of 80,073 shares of new Webster common stock. Pursuant to the terms of the Merger Agreement, at the effective time of the merger between Issuer and Webster (the "Effective Time"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.4630 shares of Webster common stock. All fractional share holdings were paid in cash. The Merger closed on January 31, 2022. On January 31, 2022, the closing price of the Issuer was $26.29, and the closing price of Webster was $56.81.

F3 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by Webster and converted into a restricted stock award of Webster with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms) and the Issuer PSAs were assumed by Webster and converted into a time-based restricted stock award with performance goals deemed to have been satisfied at the higher of target and actual performance, both relating to the number of shares of Webster common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded paid in cash.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:18 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 31,848 $24.52 $780,912.96
Disclosure

SEC source: 0001209191-21-070601 · doc4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,122

F2 · kind: Represents payment of tax liability due to vesting of an accelerated time-based Performance Share Award.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 17:18 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 64,647 $24.52 $1,585,144.44
Disclosure

SEC source: 0001209191-21-070601 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,970

F1 · kind: Represents vesting of a time-based Performance Share Award, which has been accelerated in line with the abbreviated performance period to end on September 30, 2021, as disclosed in Sterling Bancorp's Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 17, 2021.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 15:13 UTC STERLING BANCORP STL · Entity 130861 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059324 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,323

F1 · kind: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:37 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 2,206 $23.02 $50,782.12
Disclosure

SEC source: 0001209191-21-024837 · doc4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,323

F2 · kind: Represents payment of tax liability due to vesting of time-based Performance Share Award.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:37 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 6,496 $23.02 $149,537.92
Disclosure

SEC source: 0001209191-21-024837 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,529

F1 · kind: Represents vesting of time-based Performance Share Award.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 16:54 UTC STERLING BANCORP STL · Entity 130861 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021387 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,033

F1 · kind: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 17:27 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 981 $21.83 $21,415.23
Disclosure

SEC source: 0001209191-21-016294 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,033

F1 · kind: Represents payment of tax liability due to vesting of time-based Restricted Stock Award.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 19:01 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 8,184 $20.39 $166,871.76
Disclosure

SEC source: 0001209191-21-008986 · doc4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,014

F2 · kind: Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 8, 2022.

Read SEC document
February 06, 2021 Filed Feb 9, 2021 19:01 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 2,417 $19.92 $48,146.64
Disclosure

SEC source: 0001209191-21-008986 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,830

F1 · kind: Represents payment of tax liability due to vesting of time-based Restricted Stock Award.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 21:41 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 6,481 $9.62 $62,347.22
Disclosure

SEC source: 0001209191-20-021638 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,247

F1 · kind: Represents vesting of time-based Performance Share Award.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:38 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 10,002 $20.62 $206,241.24
Disclosure

SEC source: 0001209191-20-008040 · doc4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,766

F2 · kind: Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 6, 2021.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:38 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 2,429 $20.62 $50,085.98
Disclosure

SEC source: 0001209191-20-008040 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,764

F1 · kind: Represents payment of tax liability due to vesting of time-based Restricted Stock Award.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 18:15 UTC STERLING BANCORP STL · Entity 130861 GiftCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055561 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,193

F1 · kind: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 15:54 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 11,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021415 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,943

F1 · kind: Represents vesting of time-based Performance Share Award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 14:41 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 19,542 $19.63 $383,609.46
Disclosure

SEC source: 0001209191-19-008434 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,860

F1 · kind: Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 6, 2020.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 20:36 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 1,563 $23.50 $36,730.50
Disclosure

SEC source: 0001209191-18-041920 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,318

F1 · kind: Represents payment of tax liability due to vesting of time-based Restricted Stock Award.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 18:51 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 8,662 $23.55 $203,990.10
Disclosure

SEC source: 0001209191-18-015235 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,881

F1 · kind: Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 27, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:35 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 653 $24.10 $15,737.30
Disclosure

SEC source: 0001209191-18-012658 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,219

F1 · kind: Represents payment of tax liability due to vesting of time-based Restricted Stock Award.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 16:47 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 381 $23.70 $9,029.70
Disclosure

SEC source: 0001209191-18-010892 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,872

F1 · kind: Represents payment of tax liability due to vesting of time-based Restricted Stock Award.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 19:21 UTC STERLING BANCORP STL · Entity 130861 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059846 · doc4.xml · nonDerivative · entry 3

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,253

F2 · kind: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
November 07, 2017 Filed Nov 8, 2017 19:21 UTC STERLING BANCORP STL · Entity 130861 SaleCommon Stock 4,535 $24.05 $109,066.75
Disclosure

SEC source: 0001209191-17-059846 · doc4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,753

Read SEC document
March 14, 2017 Filed Nov 8, 2017 19:21 UTC STERLING BANCORP STL · Entity 130861 OtherCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059846 · doc4.xml · nonDerivative · entry 4

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint with Spouse

Disclosed balance after: 0

F1 · kind: Voluntary filing to disclose the change in form of beneficial ownership from "Indirect" to "Direct" as a result of a transfer to the Reporting Person's primary account.

Read SEC document
March 14, 2017 Filed Nov 8, 2017 19:21 UTC STERLING BANCORP STL · Entity 130861 OtherCommon Stock 1,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059846 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · SEVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,288

F1 · kind: Voluntary filing to disclose the change in form of beneficial ownership from "Indirect" to "Direct" as a result of a transfer to the Reporting Person's primary account.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 13:52 UTC STERLING BANCORP STL · Entity 130861 SaleCommon Stock 1,000 $24.67 $24,667.00
Disclosure

SEC source: 0001209191-17-020435 · doc4.xml · nonDerivative · entry 4

Finn Michael E · CIK 0001596368 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint with Spouse

Disclosed balance after: 1,836

Read SEC document
March 10, 2017 Filed Mar 14, 2017 13:52 UTC STERLING BANCORP STL · Entity 130861 GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020435 · doc4.xml · nonDerivative · entry 2

Finn Michael E · CIK 0001596368 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,452

F2 · kind: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 17:41 UTC STERLING BANCORP STL · Entity 130861 Tax withholdingCommon Stock 615 $25.10 $15,436.50
Disclosure

SEC source: 0001209191-17-013455 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,088

F1 · kind: Represents payment of tax liability due to vesting of time-based restricted stock.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:03 UTC STERLING BANCORP STL · Entity 130861 GrantCommon Stock 2,881 $24.30 $70,008.30
Disclosure

SEC source: 0001209191-17-011544 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,703

F1 · kind: Grant of Restricted Stock subject to time-based vesting in three equal installments starting on February 14, 2018.

Read SEC document
July 07, 2016 Filed Mar 14, 2017 13:52 UTC STERLING BANCORP STL · Entity 130861 OtherCommon Stock 2,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020435 · doc4.xml · nonDerivative · entry 3

Finn Michael E · CIK 0001596368 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint with Spouse

Disclosed balance after: 2,836

F1 · kind: Voluntary filing to disclose the change in form of beneficial ownership from 'Direct' to 'Indirect' as a result of a transfer to the Reporting Person's joint account.

Read SEC document
July 07, 2016 Filed Mar 14, 2017 13:52 UTC STERLING BANCORP STL · Entity 130861 OtherCommon Stock 2,836 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020435 · doc4.xml · nonDerivative · entry 1

Finn Michael E · CIK 0001596368 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,986

F1 · kind: Voluntary filing to disclose the change in form of beneficial ownership from 'Direct' to 'Indirect' as a result of a transfer to the Reporting Person's joint account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.