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Nasdaq · USD

CNOB

ConnectOne Bancorp, Inc.

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Tapewire entity
4669
SEC CIK
0000712771
Parsed reports
330

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2026 Filed Mar 24, 2026 18:51 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 2,211 $25.95 $57,375.45
Disclosure

SEC source: 0001619964-26-000007 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,147

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 18:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 508 $25.95 $13,182.60
Disclosure

SEC source: 0001619964-26-000006 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,678

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.

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March 20, 2026 Filed Mar 24, 2026 18:19 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 832 $25.95 $21,590.40
Disclosure

SEC source: 0001619964-26-000006 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,186

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.

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March 20, 2026 Filed Mar 24, 2026 18:04 UTC
Schwartz Robert AllanEVP & General Counsel
Tax withholdingCommon Stock 186 $25.95 $4,826.70
Disclosure

SEC source: 0001619964-26-000005 · primary_doc.xml · nonDerivative · entry 1

Schwartz Robert Allan · CIK 0001258612 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,703.83

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026, pursuant to a grant dated June 12, 2025. Due to a clerical error, the reporting persons Form 4 filed on June 12, 2025 incorrectly stated that the deferred stock units vested on March 19, 2026, however, under the grant agreement, the vesting occurred on March 20, 2026, as reflected herein.

F2 · balance_after: Also includes 109.55 shares acquired under a dividend reinvestment plan.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:52 UTC
Pappas Mark JEVP & Chief Risk Officer
Tax withholdingCommon Stock 440 $25.95 $11,418.00
Disclosure

SEC source: 0001619964-26-000004 · primary_doc.xml · nonDerivative · entry 1

Pappas Mark J · CIK 0002098896 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,770

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:44 UTC
Primiano StevenEVP, Treas.& C Corp DevOfficer
Tax withholdingCommon Stock 532 $25.95 $13,805.40
Disclosure

SEC source: 0001619964-26-000003 · primary_doc.xml · nonDerivative · entry 2

Primiano Steven · CIK 0002073821 · EVP, Treas.& C Corp DevOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,647

F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 17:44 UTC
Primiano StevenEVP, Treas.& C Corp DevOfficer
Tax withholdingCommon Stock 496 $25.95 $12,871.20
Disclosure

SEC source: 0001619964-26-000003 · primary_doc.xml · nonDerivative · entry 1

Primiano Steven · CIK 0002073821 · EVP, Treas.& C Corp DevOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,179

F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 15:44 UTC GiftCommon Stock 7,707 $0.00 $0.00
Disclosure

SEC source: 0001619964-26-000002 · primary_doc.xml · nonDerivative · entry 2

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,466.525

F1 · shares: This transaction reflects a charitable gift of 7,707 shares of Common Stock.

F2 · balance_after: Includes 9,803.525 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan

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September 03, 2025 Filed Sep 3, 2025 15:11 UTC
Javitz Joseph T.EVP & Chief Credit Officer
SaleCommon Stock 1,700 $25.46 $43,282.00
Disclosure

SEC source: 0001568214-25-000015 · primary_doc.xml · nonDerivative · entry 1

Javitz Joseph T. · CIK 0001612122 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,145.78

Read SEC document
August 13, 2025 Filed Aug 15, 2025 13:46 UTC GiftCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000013 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 2

Disclosed balance after: 268,766.733

F1 · shares: This transaction reflects a charitable gift of 11,700 shares of Common Stock

F2 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).

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August 01, 2025 Filed Aug 4, 2025 15:33 UTC PurchaseCommon Stock 2,690.586 $22.30 $60,000.07
Disclosure

SEC source: 0001568214-25-000011 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Susan C · CIK 0002018848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,522.586

Read SEC document
August 01, 2025 Filed Aug 5, 2025 18:11 UTC PurchaseCommon Stock 6,200 $22.24 $137,857.00
Disclosure

SEC source: 0001568214-25-000012 · primary_doc.xml · nonDerivative · entry 2

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote 1

Disclosed balance after: 280,466.733

F1 · ownership.nature: Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).

Read SEC document
August 01, 2025 Filed Aug 5, 2025 18:11 UTC PurchaseCommon Stock 1,500 $22.25 $33,375.00
Disclosure

SEC source: 0001568214-25-000012 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,674.455

Read SEC document
June 12, 2025 Filed Jun 12, 2025 20:16 UTC
Schwartz Robert AllanEVP & General Counsel
GrantCommon Stock 1,116 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000052 · primary_doc.xml · nonDerivative · entry 1

Schwartz Robert Allan · CIK 0001258612 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,780.279

F1 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/19/26, 1/3 vesting on 3/19/27, and the final 1/3 vesting on 3/19/28.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:27 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000051 · primary_doc.xml · nonDerivative · entry 1

Huttle Frank III · CIK 0001568217 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,997

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:05 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000050 · primary_doc.xml · nonDerivative · entry 1

Kempner Michael W · CIK 0001488604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,170

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026

Read SEC document
June 02, 2025 Filed Jun 4, 2025 19:10 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000049 · primary_doc.xml · nonDerivative · entry 1

Sokolich Mark · CIK 0001393119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,401.7559

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

F2 · balance_after: Also includes 4634.3973 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 18:45 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000048 · primary_doc.xml · nonDerivative · entry 1

Nukk-Freeman Katherin · CIK 0001759127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,611

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 17:59 UTC
QUICK PETERDirector
GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000047 · primary_doc.xml · nonDerivative · entry 1

QUICK PETER · CIK 0001195725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,607

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 17:54 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000046 · primary_doc.xml · nonDerivative · entry 1

O'Donnell Susan C · CIK 0002018848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,832

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:54 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000045 · primary_doc.xml · nonDerivative · entry 1

Haye Edward J. · CIK 0001954630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,232

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:48 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000044 · primary_doc.xml · nonDerivative · entry 1

BECKER CHRISTOPHER · CIK 0001063965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,832

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:40 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000043 · primary_doc.xml · nonDerivative · entry 1

Rifkin Daniel E · CIK 0001762603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,253

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:35 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000042 · primary_doc.xml · nonDerivative · entry 1

MINOIA NICHOLAS · CIK 0001450811 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,760.1666

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

F2 · balance_after: Includes 1,565.9156 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:28 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000041 · primary_doc.xml · nonDerivative · entry 1

Boswell Stephen T. · CIK 0001568224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,174.455

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

F2 · balance_after: Also includes 1,834.9850 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:19 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000040 · primary_doc.xml · nonDerivative · entry 1

BAIER FRANK W · CIK 0001226353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,714

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 16:15 UTC GrantCommon Stock 2,613 $0.00 $0.00
Disclosure

SEC source: 0001619964-25-000039 · primary_doc.xml · nonDerivative · entry 1

Moise Anson M. · CIK 0001861682 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,611

F1 · shares: Represents a grant of restricted stock subject to forfeiture, vesting in full on May 2, 2026.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 17:10 UTC
QUICK PETERDirector
GrantCommon Stock 258 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-25-000036 · primary_doc.xml · nonDerivative · entry 3

QUICK PETER · CIK 0001195725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 258

F3 · price: Received in exchange for 500 FLIC common stock in connection with merger of FLIC into CNOB. On the effective date of the merger, the closing price of FLIC's common stock was $11.87 per share and the closing price of CNOB's common stock was $22.97 per share.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 17:10 UTC
QUICK PETERDirector
GrantCommon Stock 7,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-25-000036 · primary_doc.xml · nonDerivative · entry 2

QUICK PETER · CIK 0001195725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 7,762

F2 · price: Received in exchange for 15,000 FLIC common stock in connection with merger of FLIC into CNOB. On the effective date of the merger, the closing price of FLIC's common stock was $11.87 per share and the closing price of CNOB's common stock was $22.97 per share.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 17:10 UTC
QUICK PETERDirector
GrantCommon Stock 27,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-25-000036 · primary_doc.xml · nonDerivative · entry 1

QUICK PETER · CIK 0001195725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,994

F1 · price: Received in exchange for 54,095 shares of First of Long Island Corp. ("FLIC") common stock in connection with merger of FLIC into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of FLIC's common stock was $11.87 per share and the closing price of CNOB's common stock was $22.97 per share.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 17:00 UTC GrantCommon Stock 11,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-25-000035 · primary_doc.xml · nonDerivative · entry 1

Haye Edward J. · CIK 0001954630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,619

F1 · price: Received in exchange for 22,454 shares of First of Long Island Corp. ("FLIC") common stock in connection with merger of FLIC into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of FLIC's common stock was $11.87 per share and the closing price of CNOB's common stock was $22.97 per share.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 16:54 UTC GrantCommon Stock 3,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-25-000034 · primary_doc.xml · nonDerivative · entry 2

BECKER CHRISTOPHER · CIK 0001063965 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 3,408

F2 · price: Received in exchange for 6,587 FLIC common stock in connection with merger of FLIC into CNOB. On the effective date of the merger, the closing price of FLIC's common stock was On the effective date of the merger, the closing price of FLIC's common stock was $11.87 per share and the closing price of CNOB's common stock was $22.97 per share.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 16:54 UTC GrantCommon Stock 51,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001619964-25-000034 · primary_doc.xml · nonDerivative · entry 1

BECKER CHRISTOPHER · CIK 0001063965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,219

F1 · price: Received in exchange for 98,974 shares of First of Long Island Corp. ("FLIC") common stock in connection with merger of FLIC into ConnectOne Bancorp, Inc. ("CNOB"). On the effective date of the merger, the closing price of FLIC's common stock was $11.87 per share and the closing price of CNOB's common stock was $22.97 per share.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 19:32 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 4,527 $23.73 $107,425.71
Disclosure

SEC source: 0001568214-25-000010 · primary_doc.xml · nonDerivative · entry 2

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,096

F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 17:01 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,063 $23.73 $25,224.99
Disclosure

SEC source: 0001568214-25-000009 · primary_doc.xml · nonDerivative · entry 2

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,358

F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 16:53 UTC
O'Malley MichaelEVP & Chief Risk Officer
Tax withholdingCommon Stock 467 $23.73 $11,081.91
Disclosure

SEC source: 0001568214-25-000008 · primary_doc.xml · nonDerivative · entry 2

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,271

F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 16:45 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 434 $23.73 $10,298.82
Disclosure

SEC source: 0001568214-25-000007 · primary_doc.xml · nonDerivative · entry 2

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,018

F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 16:39 UTC
Magennis ElizabethBank President
Tax withholdingCommon Stock 1,143 $23.73 $27,123.39
Disclosure

SEC source: 0001568214-25-000006 · primary_doc.xml · nonDerivative · entry 2

Magennis Elizabeth · CIK 0001568272 · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,235

F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022.

Read SEC document
March 22, 2025 Filed Mar 26, 2025 19:32 UTC
Sorrentino Frank IIIDirector · Chairman & CEO
Tax withholdingCommon Stock 5,752 $23.55 $135,459.60
Disclosure

SEC source: 0001568214-25-000010 · primary_doc.xml · nonDerivative · entry 1

Sorrentino Frank III · CIK 0001568273 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,623

F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025.

Read SEC document
March 22, 2025 Filed Mar 26, 2025 17:01 UTC
Burns William SSenior EVP & CFO
Tax withholdingCommon Stock 1,288 $23.55 $30,332.40
Disclosure

SEC source: 0001568214-25-000009 · primary_doc.xml · nonDerivative · entry 1

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,421

F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025.

Read SEC document
March 22, 2025 Filed Mar 26, 2025 16:53 UTC
O'Malley MichaelEVP & Chief Risk Officer
Tax withholdingCommon Stock 580 $23.55 $13,659.00
Disclosure

SEC source: 0001568214-25-000008 · primary_doc.xml · nonDerivative · entry 1

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,738

F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025.

Read SEC document
March 22, 2025 Filed Mar 26, 2025 16:45 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 560 $23.55 $13,188.00
Disclosure

SEC source: 0001568214-25-000007 · primary_doc.xml · nonDerivative · entry 1

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,452

F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025.

Read SEC document
March 22, 2025 Filed Mar 26, 2025 16:39 UTC
Magennis ElizabethBank President
Tax withholdingCommon Stock 1,385 $23.55 $32,616.75
Disclosure

SEC source: 0001568214-25-000006 · primary_doc.xml · nonDerivative · entry 1

Magennis Elizabeth · CIK 0001568272 · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,378

F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 16:40 UTC
O'Malley MichaelEVP & Chief Risk Officer
GrantCommon Stock 3,087 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000005 · primary_doc.xml · nonDerivative · entry 4

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,318

F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 16:40 UTC
O'Malley MichaelEVP & Chief Risk Officer
Tax withholdingCommon Stock 898 $23.59 $21,183.82
Disclosure

SEC source: 0001568214-25-000005 · primary_doc.xml · nonDerivative · entry 3

O'Malley Michael · CIK 0001849304 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,231

F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.

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March 20, 2025 Filed Mar 21, 2025 16:33 UTC
Criscione LauraEVP & Chief Compliance Officer
GrantCommon Stock 3,047 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 4

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,012

F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

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March 20, 2025 Filed Mar 21, 2025 16:33 UTC
Criscione LauraEVP & Chief Compliance Officer
Tax withholdingCommon Stock 832 $23.59 $19,626.88
Disclosure

SEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 3

Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,965

F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.

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March 20, 2025 Filed Mar 21, 2025 16:17 UTC
Magennis ElizabethBank President
GrantCommon Stock 9,621 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000003 · primary_doc.xml · nonDerivative · entry 4

Magennis Elizabeth · CIK 0001568272 · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,763

F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

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March 20, 2025 Filed Mar 21, 2025 16:17 UTC
Magennis ElizabethBank President
Tax withholdingCommon Stock 2,379 $23.59 $56,120.61
Disclosure

SEC source: 0001568214-25-000003 · primary_doc.xml · nonDerivative · entry 3

Magennis Elizabeth · CIK 0001568272 · Bank President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,142

F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.

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March 20, 2025 Filed Mar 21, 2025 16:06 UTC
Burns William SSenior EVP & CFO
GrantCommon Stock 8,503 $0.00 $0.00
Disclosure

SEC source: 0001568214-25-000002 · primary_doc.xml · nonDerivative · entry 4

Burns William S · CIK 0001458372 · Senior EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,709

F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.