Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | EVP & General Counsel | March 25, 2026 | March 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 25, 2026 · Filed March 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,953.83 |
Reported balance
After 2026-03-25 transaction · row 1
1 source rowRow 1 · 2026-03-25 · Grant · Acquired 9,250 · Balance 50,953.83 F1: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2026 Filed Mar 27, 2026 16:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 9,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000017 · primary_doc.xml · nonDerivative · entry 1 Schwartz Robert Allan · CIK 0001258612 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,953.83 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 186 | $25.95 | $4,826.70 |
DisclosureSEC source: 0001619964-26-000005 · primary_doc.xml · nonDerivative · entry 1 Schwartz Robert Allan · CIK 0001258612 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,703.83 F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026, pursuant to a grant dated June 12, 2025. Due to a clerical error, the reporting persons Form 4 filed on June 12, 2025 incorrectly stated that the deferred stock units vested on March 19, 2026, however, under the grant agreement, the vesting occurred on March 20, 2026, as reflected herein. F2 · balance_after: Also includes 109.55 shares acquired under a dividend reinvestment plan. Read SEC document |
| June 12, 2025 Filed Jun 12, 2025 20:16 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-25-000052 · primary_doc.xml · nonDerivative · entry 1 Schwartz Robert Allan · CIK 0001258612 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,780.279 F1 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/19/26, 1/3 vesting on 3/19/27, and the final 1/3 vesting on 3/19/28. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.