Last 12 months
Inside the activity.
0 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 19 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Tax withholdingCommon | 1,198 | $154.41 | $184,983.18 |
DisclosureSEC source: 0001225208-19-004543 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,760 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Embree Tracy AVP & Pres. - Components Group
|
GrantCommon | 4,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004543 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,958 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Smith Mark AndrewVP - Operations Finance
|
Tax withholdingCommon | 346 | $154.41 | $53,425.86 |
DisclosureSEC source: 0001225208-19-004540 · doc4.xml · nonDerivative · entry 2 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,756 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Smith Mark AndrewVP - Operations Finance
|
GrantCommon | 1,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004540 · doc4.xml · nonDerivative · entry 1 Smith Mark Andrew · CIK 0001676537 · VP - Operations Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,102 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
ROSE MARYA MV.P. - CAO
|
Tax withholdingCommon | 1,396 | $154.41 | $215,556.36 |
DisclosureSEC source: 0001225208-19-004541 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,373 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
ROSE MARYA MV.P. - CAO
|
GrantCommon | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004541 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,769 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Osowick Mark JVP - Human Resources Op.
|
Tax withholdingCommon | 293 | $154.41 | $45,242.13 |
DisclosureSEC source: 0001225208-19-004537 · doc4.xml · nonDerivative · entry 2 Osowick Mark J · CIK 0001613380 · VP - Human Resources Op. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637.776 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Osowick Mark JVP - Human Resources Op.
|
GrantCommon | 924 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004537 · doc4.xml · nonDerivative · entry 1 Osowick Mark J · CIK 0001613380 · VP - Human Resources Op. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,930.776 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Nusterer NorbertVP & President - Power Systems
|
Tax withholdingCommon | 642 | $154.41 | $99,131.22 |
DisclosureSEC source: 0001225208-19-004539 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,872 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Nusterer NorbertVP & President - Power Systems
|
GrantCommon | 2,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004539 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,514 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
RUMSEY JENNIFERChief Technical Officer
|
Tax withholdingCommon | 735 | $154.41 | $113,491.35 |
DisclosureSEC source: 0001225208-19-004536 · doc4.xml · nonDerivative · entry 2 RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
RUMSEY JENNIFERChief Technical Officer
|
GrantCommon | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004536 · doc4.xml · nonDerivative · entry 1 RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Padmanabhan SrikanthPresident - Engine Busines
|
Tax withholdingCommon | 611 | $154.41 | $94,344.51 |
DisclosureSEC source: 0001225208-19-004535 · doc4.xml · nonDerivative · entry 2 Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,298 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Padmanabhan SrikanthPresident - Engine Busines
|
GrantCommon | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004535 · doc4.xml · nonDerivative · entry 1 Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,909 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Ward PatVP - Chief Financial Officer
|
Tax withholdingCommon | 2,655 | $154.41 | $409,958.55 |
DisclosureSEC source: 0001225208-19-004534 · doc4.xml · nonDerivative · entry 2 Ward Pat · CIK 0001436125 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,529 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC |
Ward PatVP - Chief Financial Officer
|
GrantCommon | 8,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004534 · doc4.xml · nonDerivative · entry 1 Ward Pat · CIK 0001436125 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,184 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC |
Cook Jill EChief Human Resources Officer
|
Tax withholdingCommon | 1,034 | $154.41 | $159,659.94 |
DisclosureSEC source: 0001225208-19-004533 · doc4.xml · nonDerivative · entry 2 Cook Jill E · CIK 0001528025 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,117 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC |
Cook Jill EChief Human Resources Officer
|
GrantCommon | 3,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004533 · doc4.xml · nonDerivative · entry 1 Cook Jill E · CIK 0001528025 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,151 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC |
Satterthwaite TonyPresident - Distribution
|
Tax withholdingCommon | 1,519 | $154.41 | $234,548.79 |
DisclosureSEC source: 0001225208-19-004532 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,134 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC |
Satterthwaite TonyPresident - Distribution
|
GrantCommon | 5,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004532 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,653 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC |
CHAPMAN STEVEN MGroup Vice President
|
Tax withholdingCommon | 1,978 | $154.41 | $305,422.98 |
DisclosureSEC source: 0001225208-19-004531 · doc4.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,495 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC |
CHAPMAN STEVEN MGroup Vice President
|
GrantCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004531 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,473 Read SEC document |
| February 12, 2019 Filed Feb 12, 2019 20:44 UTC |
HERMAN ALEXIS MDirector
|
SaleCommon | 423 | $150.12 | $63,499.11 |
DisclosureSEC source: 0001225208-19-002272 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,116.869 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.05 - $150.15. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2 · balance_after: Includes 471.3386 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 561 | $0.00 Strike: $99.17 | $0.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · derivative · entry 8 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 561 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 400 | $0.00 Strike: $118.15 | $0.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · derivative · entry 7 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 400 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 429 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · derivative · entry 6 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 429 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
SaleCommon | 206 | $150.00 | $30,900.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 4 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,844 F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Exercise / conversionCommon | 400 | $118.15 | $47,260.00 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Exercise / conversionCommon | 429 | $119.77 | $51,381.33 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 18:39 UTC |
Embree Tracy AVP & Pres. - Components Group
|
Exercise / conversionCommon | 561 | $99.17 | $55,634.37 |
DisclosureSEC source: 0001225208-19-001942 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:02 UTC Amendment |
Embree Tracy AVP & Pres. - Components Group
|
SaleCommon | 1,184 | $150.00 | $177,600.00 |
DisclosureSEC source: 0001225208-19-002070 · doc4a.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 F1 · kind: Transaction pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. F2 · shares: On February 6, 2019, the reporting person's broker effected a sale pursuant to the Rule 10b5-1 Trading Plan. Pursuant to the terms of the Plan, 1,184 shares should have been sold, but due to a broker error, only 206 shares were sold. The error was corrected by the broker on February 8, 2019. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 14:28 UTC |
Freeland Richard JosephPresident & COO
|
GiftCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 3 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,027 F1 · kind: Gift to reporting person's directly-held shares from the reporting person's revocable trust. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 14:28 UTC |
Freeland Richard JosephPresident & COO
|
SaleCommon | 4,500 | $150.00 | $675,000.00 |
DisclosureSEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 5, 2018. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 14:28 UTC |
Freeland Richard JosephPresident & COO
|
GiftCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 F1 · kind: Gift to reporting person's directly-held shares from the reporting person's revocable trust. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 13:43 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 24,830 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · derivative · entry 12 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,830 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 13:43 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
SaleCommon | 24,830 | $133.19 | $3,307,197.09 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 4 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,933 F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.01 - $135.34. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 13:43 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
Exercise / conversionCommon | 24,830 | $19.42 | $482,198.60 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 3 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC |
ROSE MARYA MV.P. - CAO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,970 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-18-016252 · doc4.xml · derivative · entry 4 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,970 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC |
ROSE MARYA MV.P. - CAO
|
SaleCommon | 10,970 | $155.00 | $1,700,350.00 |
DisclosureSEC source: 0001225208-18-016252 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,065 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC |
ROSE MARYA MV.P. - CAO
|
Exercise / conversionCommon | 10,970 | $111.84 | $1,226,884.80 |
DisclosureSEC source: 0001225208-18-016252 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC |
Ward PatVP - Chief Financial Officer
|
SaleCommon | 3,481 | $155.00 | $539,555.00 |
DisclosureSEC source: 0001225208-18-016251 · doc4.xml · nonDerivative · entry 1 Ward Pat · CIK 0001436125 · VP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:18 UTC |
ChangDiaz Franklin RDirector
|
SaleCommon | 595 | $147.86 | $87,973.73 |
DisclosureSEC source: 0001567619-18-006550 · doc1.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,157 Read SEC document |
| November 14, 2018 Filed Jan 18, 2019 16:11 UTC |
Freeland Richard JosephPresident & COO
|
GiftCommon | 6,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 8 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,527 F4 · kind: Gift of shares from the reporting person's recovable trust to the Grantor Retained Annuity Trust #2. Read SEC document |
| November 14, 2018 Filed Jan 18, 2019 16:11 UTC |
Freeland Richard JosephPresident & COO
|
GiftCommon | 6,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 4 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #2 Disclosed balance after: 6,947 F4 · kind: Gift of shares from the reporting person's recovable trust to the Grantor Retained Annuity Trust #2. Read SEC document |
| November 13, 2018 Filed Jan 18, 2019 16:11 UTC |
CHAPMAN STEVEN MGroup Vice President
|
GiftCommon | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001026 · doc5.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 3,358 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1. Read SEC document |
| November 13, 2018 Filed Jan 18, 2019 16:11 UTC |
CHAPMAN STEVEN MGroup Vice President
|
GiftCommon | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001026 · doc5.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1. Read SEC document |
| November 07, 2018 Filed Dec 19, 2018 13:43 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 6,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 8 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #2 Disclosed balance after: 0 F5 · shares: Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| November 07, 2018 Filed Dec 19, 2018 13:43 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 6 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #2 Disclosed balance after: 12,948 F5 · shares: Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| November 07, 2018 Filed Dec 19, 2018 13:43 UTC |
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
|
GiftCommon | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 5 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #1 Disclosed balance after: 12,948 F5 · shares: Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 22:21 UTC |
Satterthwaite TonyPresident - Distribution
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Exercise / conversionStock Option (Right-to-Buy) · Derivative | 830 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001567619-18-005096 · doc1.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 830 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.