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CUMMINS INC

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2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 13,700 $238.05 $3,261,289.11
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 7

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,226

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.9500 - $238.3100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

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November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 10,390 $237.70 $2,469,730.01
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 6

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,926

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.2066 - $238.2050. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

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November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
SaleCommon 700 $238.33 $166,831.49
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 5

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,316

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.2850 - $239.4100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 4,410 $120.28 $530,434.80
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 4

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 5,700 $149.34 $851,238.00
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 3

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 6,680 $111.84 $747,091.20
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 19:32 UTC
Barner Sharon RVP - Chief Administrative Off.
Exercise / conversionCommon 8,040 $136.82 $1,100,032.80
Disclosure

SEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Jan 10, 2022 18:37 UTC GiftCommon 167 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000629 · doc5.xml · nonDerivative · entry 4

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #3

Disclosed balance after: 167

F3 · kind: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #3, who shares the Reporting Person's household.

Read SEC document
November 09, 2021 Filed Jan 10, 2022 18:37 UTC GiftCommon 167 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000629 · doc5.xml · nonDerivative · entry 3

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Annual Exclusion Trust

Disclosed balance after: 0

F3 · kind: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #3, who shares the Reporting Person's household.

Read SEC document
November 09, 2021 Filed Jan 10, 2022 18:37 UTC GiftCommon 167 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000629 · doc5.xml · nonDerivative · entry 2

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Annual Exclusion Trust

Disclosed balance after: 167

F2 · kind: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #2.

Read SEC document
November 09, 2021 Filed Jan 10, 2022 18:37 UTC GiftCommon 166 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000629 · doc5.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Annual Exclusion Trust

Disclosed balance after: 334

F1 · kind: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #1.

Read SEC document
November 05, 2021 Filed Nov 12, 2021 19:33 UTC SaleCommon 1,950 $236.58 $461,327.88
Disclosure

SEC source: 0001225208-21-013829 · doc4.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,989.5176

F1 · balance_after: Includes 365.0423 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
September 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
GiftCommon 2,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 7

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: Gift of shares from the reporting person's spouse to the reporting person's directly-held shares.

Read SEC document
September 16, 2021 Filed Nov 17, 2021 20:18 UTC
Padmanabhan SrikanthPresident - Engine Busines
GiftCommon 2,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013919 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,140

F1 · shares: Gift of shares from the reporting person's spouse to the reporting person's directly-held shares.

Read SEC document
August 01, 2021 Filed Aug 2, 2021 17:22 UTC
Embree Tracy APresident - Distribution
GrantCommon 1,979 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010979 · doc4.xml · nonDerivative · entry 1

Embree Tracy A · CIK 0001629977 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,514

Read SEC document
May 19, 2021 Filed Jan 6, 2022 19:57 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 9,637 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000534 · doc5.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #4

Disclosed balance after: 24,935

F1 · kind: Return of shares from the Grantor Retained Annuity Trust #4.

Read SEC document
May 19, 2021 Filed Jan 6, 2022 19:57 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GiftCommon 9,637 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000534 · doc5.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,029

F1 · kind: Return of shares from the Grantor Retained Annuity Trust #4.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008111 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,564.848

F1 · balance_after: Includes 75.5602 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4 and a reduction of 906 shares that were inadvertently credited to Reporting Person twice.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008110 · doc4.xml · nonDerivative · entry 1

Nelson Kimberly A · CIK 0001526285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311.3386

F1 · balance_after: Includes 5.3386 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008109 · doc4.xml · nonDerivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,861.216

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008108 · doc4.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,874.9461

F1 · balance_after: Includes 755.5552 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008107 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,782

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008106 · doc4.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,574.4753

F1 · balance_after: Includes 811.5367 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008105 · doc4.xml · nonDerivative · entry 1

HERDMAN ROBERT · CIK 0001263879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,506.4402

F1 · balance_after: Includes 236.9950 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4 and a reduction of 906 shares that were inadvertently credited to Reporting Person twice.

Read SEC document
May 11, 2021 Filed May 13, 2021 16:01 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008104 · doc4.xml · nonDerivative · entry 1

Harris Carla A · CIK 0001707351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Read SEC document
May 11, 2021 Filed May 13, 2021 16:00 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008103 · doc4.xml · nonDerivative · entry 1

DOBBS STEPHEN B · CIK 0001268254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,324

Read SEC document
May 11, 2021 Filed May 13, 2021 16:00 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008101 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

Read SEC document
May 11, 2021 Filed May 13, 2021 16:00 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008102 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

Read SEC document
May 11, 2021 Filed May 13, 2021 16:00 UTC GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008100 · doc4.xml · nonDerivative · entry 1

Bernhard Robert J · CIK 0001450339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,943.3299

F1 · balance_after: Includes 49.6936 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4 and a reduction of 906 shares that were inadvertently credited to Reporting Person twice.

Read SEC document
April 28, 2021 Filed Apr 4, 2022 13:54 UTC
RUMSEY JENNIFERDirector · President & COO
GiftCommon 176 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 6

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,321

F2 · shares: Reflects a transfer of 176 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
April 28, 2021 Filed Apr 4, 2022 13:54 UTC
RUMSEY JENNIFERDirector · President & COO
GiftCommon 176 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Reflects a transfer of 176 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
March 09, 2021 Filed Apr 4, 2022 13:54 UTC
RUMSEY JENNIFERDirector · President & COO
GiftCommon 4,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 5

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,145

F1 · shares: Reflects a transfer of 4,497 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
March 09, 2021 Filed Apr 4, 2022 13:54 UTC
RUMSEY JENNIFERDirector · President & COO
GiftCommon 4,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · shares: Reflects a transfer of 4,497 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
March 08, 2021 Filed Jun 4, 2021 17:52 UTC
Brockhaus John DVP-Human Resources Operations
SaleCommon 30.1133 $196.25 $5,909.70
Disclosure

SEC source: 0001225208-21-008982 · doc4.xml · nonDerivative · entry 1

Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · balance_after: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 15:43 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantCommon 4,408 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004147 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,196

Read SEC document
March 01, 2021 Filed Mar 2, 2021 15:43 UTC
Davis Amy RochelleVP & Pres. - New Power Segment
GrantCommon 6,612 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004146 · doc4.xml · nonDerivative · entry 1

Davis Amy Rochelle · CIK 0001817236 · VP & Pres. - New Power Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,695.013

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:26 UTC
Narang MaheshVP & President - Components
Tax withholdingCommon 195 $262.98 $51,281.10
Disclosure

SEC source: 0001225208-21-004463 · doc4.xml · nonDerivative · entry 2

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400.905

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:26 UTC
Narang MaheshVP & President - Components
GrantCommon 624 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004463 · doc4.xml · nonDerivative · entry 1

Narang Mahesh · CIK 0001848873 · VP & President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595.905

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:26 UTC
Brockhaus John DVP-Human Resources Operations
Tax withholdingCommon 67 $262.98 $17,619.66
Disclosure

SEC source: 0001225208-21-004464 · doc4.xml · nonDerivative · entry 2

Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:26 UTC
Brockhaus John DVP-Human Resources Operations
GrantCommon 192 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004464 · doc4.xml · nonDerivative · entry 1

Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,671

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:26 UTC
Chandler Mary TVP - Corp. Resp. & Comm. Rel.
Tax withholdingCommon 140 $262.98 $36,817.20
Disclosure

SEC source: 0001225208-21-004462 · doc4.xml · nonDerivative · entry 2

Chandler Mary T · CIK 0001848844 · VP - Corp. Resp. & Comm. Rel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,205.769

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:26 UTC
Chandler Mary TVP - Corp. Resp. & Comm. Rel.
GrantCommon 408 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004462 · doc4.xml · nonDerivative · entry 1

Chandler Mary T · CIK 0001848844 · VP - Corp. Resp. & Comm. Rel.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,345.769

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:54 UTC
Clulow Christopher CVP - Corporate Controller
Tax withholdingCommon 188 $262.98 $49,440.24
Disclosure

SEC source: 0001225208-21-004458 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346.359

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:54 UTC
Clulow Christopher CVP - Corporate Controller
GrantCommon 624 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004458 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534.359

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:37 UTC
Anderson Peter WilliamVP - Global Supply Chain & Mfg
Tax withholdingCommon 337 $262.98 $88,624.26
Disclosure

SEC source: 0001225208-21-004445 · doc4.xml · nonDerivative · entry 2

Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492.311

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:37 UTC
Anderson Peter WilliamVP - Global Supply Chain & Mfg
GrantCommon 1,104 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004445 · doc4.xml · nonDerivative · entry 1

Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829.311

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:37 UTC
Satterthwaite TonyVice Chairman
Tax withholdingCommon 1,014 $262.98 $266,661.72
Disclosure

SEC source: 0001225208-21-004444 · doc4.xml · nonDerivative · entry 2

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,109

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:37 UTC
Satterthwaite TonyVice Chairman
GrantCommon 3,432 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004444 · doc4.xml · nonDerivative · entry 1

Satterthwaite Tony · CIK 0001438353 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,123

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:36 UTC
Stoner Nathan RVP - China Area Business Org
GrantCommon 192 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004441 · doc4.xml · nonDerivative · entry 1

Stoner Nathan R · CIK 0001808072 · VP - China Area Business Org

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:36 UTC
Smith Mark AndrewVP - Chief Financial Officer
Tax withholdingCommon 549 $262.98 $144,376.02
Disclosure

SEC source: 0001225208-21-004440 · doc4.xml · nonDerivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,790

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.