Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | VP-Human Resources Operations | March 01, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 3,715 |
Ending reported balance
After 2022-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-01 · Grant · Acquired 171 · Balance 3,775 Row 2 · 2022-03-01 · Tax withholding · Disposed 60 · Balance 3,715 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 780 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 780 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.60 · Expires 2023-05-03 | Direct | 150 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 150 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $133.94 · Expires 2028-06-26 | Direct | 450 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 450 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 360 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 360 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $141.13 · Expires 2025-05-01 | Direct | 250 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 250 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 750 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 750 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 280 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 280 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 500 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 500 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $151.07 · Expires 2029-08-13 | Direct | 400 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 400 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 610 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 610 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.63 · Expires 2027-06-01 | Direct | 300 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 300 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 860 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 860 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $207.04 · Expires 2030-10-01 | Direct | 860 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 860 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 60 | $196.07 | $11,764.20 |
DisclosureSEC source: 0001225208-22-004071 · doc4.xml · nonDerivative · entry 2 Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,715 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004071 · doc4.xml · nonDerivative · entry 1 Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,775 Read SEC document |
| March 08, 2021 Filed Jun 4, 2021 17:52 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 30.1133 | $196.25 | $5,909.70 |
DisclosureSEC source: 0001225208-21-008982 · doc4.xml · nonDerivative · entry 1 Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · balance_after: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:26 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 67 | $262.98 | $17,619.66 |
DisclosureSEC source: 0001225208-21-004464 · doc4.xml · nonDerivative · entry 2 Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004464 · doc4.xml · nonDerivative · entry 1 Brockhaus John D · CIK 0001848891 · VP-Human Resources Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,671 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.