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CITIZENS FINANCIAL GROUP INC/RI

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1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Ruttledge MichaelChief Information Officer
GrantCommon Stock 13,518 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000047 · wf-form4_167788376810015.xml · nonDerivative · entry 1

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,075

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Read Craig JackController
Tax withholdingCommon Stock 733 $41.76 $30,610.08
Disclosure

SEC source: 0000759944-23-000046 · wf-form4_167788372583891.xml · nonDerivative · entry 2

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,957

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Read Craig JackController
GrantCommon Stock 10,033 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000046 · wf-form4_167788372583891.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,690

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:48 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
Tax withholdingCommon Stock 5,877 $41.76 $245,423.52
Disclosure

SEC source: 0000759944-23-000045 · wf-form4_167788369322721.xml · nonDerivative · entry 2

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,210

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:48 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 24,333 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000045 · wf-form4_167788369322721.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,087

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:48 UTC
LaMonica SusanChief Human Resources Officer
Tax withholdingCommon Stock 3,341 $41.76 $139,520.16
Disclosure

SEC source: 0000759944-23-000044 · wf-form4_167788366314158.xml · nonDerivative · entry 2

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,506

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:48 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 12,977 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000044 · wf-form4_167788366314158.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,847

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
Klane Polly N.General Counsel
Tax withholdingCommon Stock 2,513 $41.76 $104,942.88
Disclosure

SEC source: 0000759944-23-000043 · wf-form4_167788362451675.xml · nonDerivative · entry 2

Klane Polly N. · CIK 0001921401 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,272

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
Klane Polly N.General Counsel
GrantCommon Stock 9,012 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000043 · wf-form4_167788362451675.xml · nonDerivative · entry 1

Klane Polly N. · CIK 0001921401 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,785

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
Johnson Elizabeth S.Chief Experience Officer
Tax withholdingCommon Stock 2,114 $41.76 $88,280.64
Disclosure

SEC source: 0000759944-23-000042 · wf-form4_167788360112278.xml · nonDerivative · entry 2

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,070

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 13,338 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000042 · wf-form4_167788360112278.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,184

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:46 UTC
GRIGGS MALCOLM DChief Risk Officer
Tax withholdingCommon Stock 3,458 $41.76 $144,406.08
Disclosure

SEC source: 0000759944-23-000041 · wf-form4_167788358172521.xml · nonDerivative · entry 2

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,293

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:46 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 14,419 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000041 · wf-form4_167788358172521.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,751

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:46 UTC
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 2,434 $41.76 $101,643.84
Disclosure

SEC source: 0000759944-23-000040 · wf-form4_167788355038309.xml · nonDerivative · entry 2

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,687.351

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:46 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 16,973 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000040 · wf-form4_167788355038309.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,121.351

F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2023 Filed Jul 25, 2023 00:31 UTC Amendment
Coughlin BrendanHead of Consumer Banking
Tax withholdingCommon Stock 2,434 $41.76 $101,643.84
Disclosure

SEC source: 0000759944-23-000113 · wk-form4a_1690245077.xml · nonDerivative · entry 2

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,174.351

F1 · balance_after: On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions.

Read SEC document
March 01, 2023 Filed Jul 25, 2023 00:31 UTC Amendment
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 16,973 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000113 · wk-form4a_1690245077.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,148.351

F1 · balance_after: On March 3, 2023, the reporting person filed a Form 4 which inadvertently reported that, following the acquisition of RSUs granted to the filer on March 1, 2023, he beneficially owned an additional 16,973 shares of the issuers common stock. In fact, the reporting person beneficially owned 94,148.351 shares of the issuers common stock following the acquisition and as reported in Table I, column 5 of this amendment. Following dispositions of shares to satisfy tax liabilities on March 1, 2023 and March 2, 2023 that were reported in the same Form 4, the reporting person owned 86,923.351 shares of the issuers common stock, as also reported in this amendment. There are no changes to the three transactions re-reported in this form, they are included in this amendment only for the purposes of correcting the amount of securities beneficially owned by the reporting person following each of these previously reported transactions.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:51 UTC
Woods John FChief Financial Officer
GrantCommon Stock 69,629 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000038 · wf-form4_167667066187410.xml · nonDerivative · entry 1

Woods John F · CIK 0001346528 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,672

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:50 UTC
Ruttledge MichaelChief Information Officer
GrantCommon Stock 12,176 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000036 · wf-form4_167667058954631.xml · nonDerivative · entry 1

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,557

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:51 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GrantCommon Stock 184,586 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000037 · wf-form4_167667061260619.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,000

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC
Read Craig JackController
GrantCommon Stock 5,155 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000035 · wf-form4_167667051627664.xml · nonDerivative · entry 1

Read Craig Jack · CIK 0001747805 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,657

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:47 UTC
LaMonica SusanChief Human Resources Officer
GrantCommon Stock 21,675 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000033 · wf-form4_167667040019542.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,870

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:48 UTC
MCCREE DONALD H IIIVice Chair, Commercial Banking
GrantCommon Stock 72,255 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000034 · wf-form4_167667044871981.xml · nonDerivative · entry 1

MCCREE DONALD H III · CIK 0001197619 · Vice Chair, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,754

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:46 UTC
Johnson Elizabeth S.Chief Experience Officer
GrantCommon Stock 11,856 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000032 · wf-form4_167667035274168.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,846

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:45 UTC
GRIGGS MALCOLM DChief Risk Officer
GrantCommon Stock 21,901 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000031 · wf-form4_167667027345328.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,332

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:44 UTC
Coughlin BrendanHead of Consumer Banking
GrantCommon Stock 12,081 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000030 · wf-form4_167667022485047.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,175.351

F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:53 UTC GrantCommon Stock 215.547 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000025 · wf-form4_167658441363899.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,963.146

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:53 UTC GrantCommon Stock 215.547 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000024 · wf-form4_167658439440056.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,963.146

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:53 UTC GrantCommon Stock 72.445 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000023 · wf-form4_167658437200583.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,551.499

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC GrantCommon Stock 215.547 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000022 · wf-form4_167658434117918.xml · nonDerivative · entry 1

Subramaniam Shivan S. · CIK 0001614157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,963.146

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC GrantCommon Stock 35.282 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000021 · wf-form4_167658432076147.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,271.726

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:51 UTC GrantCommon Stock 185.247 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000020 · wf-form4_167658430023741.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309.801

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:51 UTC GrantCommon Stock 134.506 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000019 · wf-form4_167658427876474.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,020.657

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:51 UTC GrantCommon Stock 185.247 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000018 · wf-form4_167658425897291.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309.801

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:50 UTC GrantCommon Stock 35.282 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000016 · wf-form4_167658420600679.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,824.726

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:50 UTC GrantCommon Stock 215.547 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000017 · wf-form4_167658423573764.xml · nonDerivative · entry 1

HANKOWSKY WILLIAM P · CIK 0001248371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,045.146

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:49 UTC GrantCommon Stock 215.547 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000015 · wf-form4_167658416800968.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,834.146

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:49 UTC GrantCommon Stock 72.445 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000014 · wf-form4_167658414936783.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,551.499

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:09 UTC Exercise / conversionStock Options · Derivative 90,689 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0000759944-23-000010 · wf-form4_167632614914232.xml · derivative · entry 6

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,689 shares

Expires 2023-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:09 UTC SaleCommon Stock 90,689 $43.00 $3,899,627.00
Disclosure

SEC source: 0000759944-23-000010 · wf-form4_167632614914232.xml · nonDerivative · entry 2

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,789.444

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:09 UTC Exercise / conversionCommon Stock 90,689 $38.33 $3,476,109.37
Disclosure

SEC source: 0000759944-23-000010 · wf-form4_167632614914232.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,478.444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:27 UTC Exercise / conversionStock Options · Derivative 81,151 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0000759944-23-000008 · wf-form4_167598160758558.xml · derivative · entry 6

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,689

Underlying: Common Stock · 81,151 shares

Expires 2023-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:27 UTC SaleCommon Stock 81,151 $44.40 $3,603,104.40
Disclosure

SEC source: 0000759944-23-000008 · wf-form4_167598160758558.xml · nonDerivative · entry 2

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,789.444

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February 07, 2023 Filed Feb 9, 2023 22:27 UTC Exercise / conversionCommon Stock 81,151 $38.33 $3,110,517.83
Disclosure

SEC source: 0000759944-23-000008 · wf-form4_167598160758558.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,940.444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 30, 2022 Filed Nov 15, 2024 21:38 UTC SaleCommon Stock 4,254 $39.32 $167,267.28
Disclosure

SEC source: 0000759944-24-000185 · wk-form4_1731706728.xml · nonDerivative · entry 2

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 0

F2 · date: Disposition of shares occurred December 30, 2022 but was not reported timely and holding has been reported in error on reporting person's Form 4s filed during 2023 and 2024.

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November 23, 2022 Filed Nov 28, 2022 21:55 UTC
Coughlin BrendanHead of Consumer Banking
GiftCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000157 · wf-form4_166967249992740.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · Head of Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,053.351

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November 17, 2022 Filed Nov 21, 2022 22:47 UTC
GRIGGS MALCOLM DChief Risk Officer
GiftCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000155 · wf-form4_166907081932965.xml · nonDerivative · entry 1

GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,431

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November 16, 2022 Filed Nov 17, 2022 22:26 UTC GrantCommon Stock 232.895 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000154 · wf-form4_166872394796270.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,747.599

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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November 16, 2022 Filed Nov 17, 2022 22:25 UTC GrantCommon Stock 232.895 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000153 · wf-form4_166872392625934.xml · nonDerivative · entry 1

Watson Wendy A. · CIK 0001614169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,747.599

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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November 16, 2022 Filed Nov 17, 2022 22:25 UTC GrantCommon Stock 78.276 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000152 · wf-form4_166872389787618.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479.054

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.