Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Chief Risk Officer | May 13, 2023 | May 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date May 13, 2023 · Filed May 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,083 |
Reported balance
After 2023-05-13 transaction · row 1
1 source rowRow 1 · 2023-05-13 · Tax withholding · Disposed 3,093 · Balance 122,083 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2023 Filed May 16, 2023 21:44 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 3,093 | $24.80 | $76,706.40 |
DisclosureSEC source: 0000759944-23-000091 · wk-form4_1684273456.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,083 Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 9,117 | $41.61 | $379,358.37 |
DisclosureSEC source: 0000759944-23-000041 · wf-form4_167788358172521.xml · nonDerivative · entry 3 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,176 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 3,458 | $41.76 | $144,406.08 |
DisclosureSEC source: 0000759944-23-000041 · wf-form4_167788358172521.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,293 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 14,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000041 · wf-form4_167788358172521.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,751 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:45 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 21,901 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000031 · wf-form4_167667027345328.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,332 F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000155 · wf-form4_166907081932965.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,431 Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:58 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,280 | $48.56 | $110,716.80 |
DisclosureSEC source: 0000759944-22-000035 · wf-form4_164634465213129.xml · nonDerivative · entry 3 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,331 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:58 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 7,267 | $52.42 | $380,936.14 |
DisclosureSEC source: 0000759944-22-000035 · wf-form4_164634465213129.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,611 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:58 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 13,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000035 · wf-form4_164634465213129.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,878 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 00:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 9,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000033 · wf-form4_164609408982174.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,436 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 21:01 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 4,788 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000144 · wf-form4_163545486824000.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,089 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:28 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,280 | $44.30 | $101,004.00 |
DisclosureSEC source: 0000759944-21-000043 · wf-form4_161481047037306.xml · nonDerivative · entry 3 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,877 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:28 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 7,547 | $43.44 | $327,841.68 |
DisclosureSEC source: 0000759944-21-000043 · wf-form4_161481047037306.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,157 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:28 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 11,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000043 · wf-form4_161481047037306.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,704 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 12,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000011 · wf-form4_161316605061376.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,932 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000113 · wf-form4_160746708856972.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,924 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 15,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000036 · wf-form4_158327110684720.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,784 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 10,110 | $31.69 | $320,385.90 |
DisclosureSEC source: 0000759944-20-000036 · wf-form4_158327110684720.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,674 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:13 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 14,774 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000023 · wf-form4_158162841713116.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,703 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 21:17 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000005 · wf-form4_158111022787108.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,929 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000087 · wf-form4_157377087344725.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,029 Read SEC document |
| April 25, 2019 Filed May 9, 2019 15:00 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 2,865 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000049 · wf-form4_155741403635168.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,169 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 12,892 | $36.94 | $476,230.48 |
DisclosureSEC source: 0000759944-19-000027 · wf-form4_155173030527961.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,034 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 13,297 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000027 · wf-form4_155173030527961.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,926 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 19:51 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 18,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000006 · wf-form4_155026025903193.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,629 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| November 06, 2018 Filed Nov 16, 2018 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000085 · wf-form4_154240390755755.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,909 Read SEC document |
| October 24, 2018 Filed Nov 16, 2018 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000085 · wf-form4_154240390755755.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,259 Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 01:35 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000061 · wf-form4_152833532396659.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,599 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 20:41 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 5,036 | $42.95 | $216,296.20 |
DisclosureSEC source: 0000759944-18-000032 · wf-form4_152218323592636.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,149 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:04 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 3,420 | $43.49 | $148,735.80 |
DisclosureSEC source: 0000759944-18-000029 · wf-form4_152028742815448.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,185 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:04 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 10,096 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000029 · wf-form4_152028742815448.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,605 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 22:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 867 | $45.76 | $39,673.92 |
DisclosureSEC source: 0000759944-18-000001 · wf-form4_151665970982216.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,509 Read SEC document |
| November 01, 2017 Filed Dec 19, 2017 21:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 870 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000087 · wf-form4_151371942187384.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,376 Read SEC document |
| October 24, 2017 Filed Dec 19, 2017 21:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GiftCommon Stock | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000087 · wf-form4_151371942187384.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,246 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 20:42 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 5,324 | $34.43 | $183,305.32 |
DisclosureSEC source: 0000759944-17-000026 · wf-form4_149064732462118.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,306 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,252 | $37.37 | $84,157.24 |
DisclosureSEC source: 0000759944-17-000016 · wf-form4_148857686481923.xml · nonDerivative · entry 2 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,630 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 9,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000016 · wf-form4_148857686481923.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,882 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 21:45 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,775 | $34.73 | $61,645.75 |
DisclosureSEC source: 0000759944-17-000003 · wf-form4_148520792271513.xml · nonDerivative · entry 1 GRIGGS MALCOLM D · CIK 0001247731 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,032 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.