person · Reporting owner
Subramaniam Shivan S.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | February 14, 2024 | February 16, 2024 |
| LSC Communications, Inc.LKSD · Entity 144686 | Director | November 05, 2020 | November 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date February 14, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,745.641 |
Reported balance
After 2024-02-14 transaction · row 1
1 source rowRow 1 · 2024-02-14 · Grant · Acquired 383.211 · Balance 72,745.641 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy son | 2,000 |
Reported balance
Holding disclosure · report date 2024-02-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,000 |
| Common StockSEC Table I · non-derivative | IndirectBy daughter | 2,000 |
Reported balance
Holding disclosure · report date 2024-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
LSC Communications, Inc.
Report date November 05, 2020 · Filed November 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,895 |
Reported balance
After 2020-11-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-05 · Sale · Disposed 22,928 · Balance 10,895 F1: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $0.014 to $0.013 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F2: Includes 10,895 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $0.014 to $0.013 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price.
F2: Includes 10,895 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2024 Filed Feb 16, 2024 00:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 383.211 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000036 · wk-form4_1708043471.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,745.641 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 23:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 432.527 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000153 · wk-form4_1700177507.xml · nonDerivative · entry 3 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,362.43 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 21:26 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 414.329 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000131 · wk-form4_1692307586.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,929.903 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:11 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 434.428 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000097 · wk-form4_1684447908.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,515.574 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:06 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000071 · wf-form4_168271598277692.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,081.146 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 21:00 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 3,300 | $28.79 | $95,007.00 |
DisclosureSEC source: 0000759944-23-000059 · wf-form4_168237003938084.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,263.146 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:52 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 215.547 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000022 · wf-form4_167658434117918.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,963.146 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:24 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 232.895 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000151 · wf-form4_166872387171567.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,747.599 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:25 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 228.295 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000130 · wf-form4_166086153536623.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,514.704 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:24 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 213.534 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000099 · wf-form4_165290898008663.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,286.409 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:06 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000083 · wf-form4_165152535420850.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,072.875 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:36 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 129.59 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000013 · wf-form4_164487456789211.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,723.875 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 141.884 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000163 · wf-form4_163702137732858.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,594.285 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 155.08 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000115 · wf-form4_162914948387716.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,452.401 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 139.22 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000073 · wf-form4_162102429571027.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,297.321 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:26 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000057 · wf-form4_161920955269648.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,158.101 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 135.355 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000018 · wf-form4_161368426533155.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,148.101 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 21:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 182.231 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000103 · wf-form4_160530398933600.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,012.746 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 18:25 UTC | LSC Communications, Inc. LKSD · Entity 144686 | SaleCommon Stock | 22,928 | $0.01 | $298.06 |
DisclosureSEC source: 0001209191-20-057353 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,895 F1 · price: The reported price represents a weighted average sale price. The range of prices at which common stock was purchased was $0.014 to $0.013 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes 10,895 restricted stock units. Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 16:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 207.994 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000089 · wf-form4_159733504175931.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,830.515 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:21 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 279.398 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000070 · wf-form4_158948765450943.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,622.521 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 20:19 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 6,419 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000051 · wf-form4_158775953072530.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,343.123 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 2,000 | $24.62 | $49,240.00 |
DisclosureSEC source: 0000759944-20-000044 · wf-form4_158404546593250.xml · nonDerivative · entry 3 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By son Disclosed balance after: 2,000 Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 2,000 | $24.62 | $49,240.00 |
DisclosureSEC source: 0000759944-20-000044 · wf-form4_158404546593250.xml · nonDerivative · entry 2 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 2,000 Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:33 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 5,000 | $32.35 | $161,750.00 |
DisclosureSEC source: 0000759944-20-000041 · wf-form4_158327121995546.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,924.123 Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:07 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 73.781 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000006 · wf-form4_158162803080075.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,924.123 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 22:36 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 69.209 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000093 · wf-form4_157377099560547.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,850.342 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:16 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 81.764 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000077 · wf-form4_156590016617057.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,781.133 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 15, 2019 Filed May 16, 2019 15:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 66.765 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000059 · wf-form4_155802160831833.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,699.369 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 20:54 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,639 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000043 · wf-form4_155631204433903.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,632.604 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 19:57 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 30.91 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000017 · wf-form4_155026064158305.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,993.604 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 21:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | PurchaseCommon Stock | 3,000 | $35.32 | $105,960.00 |
DisclosureSEC source: 0000759944-18-000097 · wf-form4_154300817335078.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,962.694 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.31 to $35.32, inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 21:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 25.665 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000095 · wf-form4_154240425381011.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,962.694 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:26 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 23.222 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000075 · wf-form4_153445116874347.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,937.029 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2018 Filed May 21, 2018 16:24 UTC | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 10,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-031850 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,823 F1 · price: Company granted restricted stock units issued pursuant to a Rule 16b-3 Plan. The restricted stock units are payable in shares of common stock on May 17, 2019 or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 10,895 restricted stock units and 22,928 shares owned outright. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:57 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 17.59 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000051 · wf-form4_152659060226739.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,913.807 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:39 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000039 · wf-form4_152486157426489.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,896.217 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 20:57 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2.018 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000008 · wf-form4_151881462935287.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,919.217 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:46 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 1.983 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000080 · wf-form4_151086878372585.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,917.199 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 17:48 UTC | LSC Communications, Inc. LKSD · Entity 144686 | PurchaseCommon Stock | 3,500 | $16.41 | $57,442.00 |
DisclosureSEC source: 0001209191-17-052286 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928 F1 · balance_after: Includes 13,500 shares held directly and 9,428 restricted stock units. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:45 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2.216 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000066 · wf-form4_150308911048987.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,915.216 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer under the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 18:29 UTC | LSC Communications, Inc. LKSD · Entity 144686 | PurchaseCommon Stock | 5,000 | $17.18 | $85,900.00 |
DisclosureSEC source: 0001209191-17-047957 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,428 F1 · price: The reported price represents a weighted average sale price. The range of prices at which the common stock was purchased was $17.15 to $17.21 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 10,000 shares held directly and 9,428 restricted stock units. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:56 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000051 · wf-form4_150179375243739.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,913 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:39 UTC | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 6,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-034393 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,428 F1 · price: Company granted restricted stock units issued pursuant to a Rule 16b-3 Plan. The restricted stock units are payable in shares of common stock on May 18, 2018 or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 5,000 shares held directly and 9,428 restricted stock units. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:40 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-17-000038 · wf-form4_149341199961230.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,495 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 13:09 UTC | LSC Communications, Inc. LKSD · Entity 144686 | PurchaseCommon Stock | 5,000 | $21.02 | $105,100.00 |
DisclosureSEC source: 0000899243-16-034267 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,222 F1 · price: The reported price represents a weighted average sale price. The range of prices at which the common stock was purchased was $20.96 to $21.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 5,000 shares held directly and 3,222 restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:40 UTC | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030898 · doc4.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shivan S. Subramaniam has been awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for his service on the LSC Communications, Inc. ("LSC") board of directors for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a twenty trading day value weighted average price of LSC common stock following the date of grant. Mr. Subramaniam's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available. F1 · balance_after: Shivan S. Subramaniam has been awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for his service on the LSC Communications, Inc. ("LSC") board of directors for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a twenty trading day value weighted average price of LSC common stock following the date of grant. Mr. Subramaniam's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available. Read SEC document |
| October 01, 2016 Filed Nov 1, 2016 19:30 UTC Amendment | LSC Communications, Inc. LKSD · Entity 144686 | GrantCommon Stock | 3,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-032559 · doc4a.xml · nonDerivative · entry 1 Subramaniam Shivan S. · CIK 0001614157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222 F1 · shares: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Shivan S. Subramaniam was awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for his service on the LSC Communications, Inc. ("LSC") board of directors up until the next annual meeting of LSC stockholders. Such grant represents 3,222 RSUs calculated based on the twenty trading day volume weighted average price of LSC common stock following the date of grant. Mr. Subramaniam's RSUs will vest and be payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. F1 · balance_after: Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Shivan S. Subramaniam was awarded director restricted stock units ("RSUs") with a value of $84,645, pursuant to the LSC Non-Employee Director Compensation Plan, for his service on the LSC Communications, Inc. ("LSC") board of directors up until the next annual meeting of LSC stockholders. Such grant represents 3,222 RSUs calculated based on the twenty trading day volume weighted average price of LSC common stock following the date of grant. Mr. Subramaniam's RSUs will vest and be payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.