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SIEKERKA MICHELE N

Disclosed activity across 2 companies

Tapewire entity
23151
SEC CIK
0001359490

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913DirectorAugust 13, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIZENS FINANCIAL GROUP INC/RI

Report date August 13, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,456.162 Reported balance After 2026-08-13 transaction · row 1
1 source row

Row 1 · 2026-08-13 · Grant · Acquired 134.488 · Balance 66,456.162

F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Common StockSEC Table I · non-derivativeIndirectBy IRA6,102 Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,102

Common StockSEC Table I · non-derivativeIndirectBy daughter297 Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 297

Common StockSEC Table I · non-derivativeIndirectBy son297 Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 297

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Investors Bancorp, Inc.

Report date April 06, 2022 · Filed April 07, 2022

Section 16 reporting ended · disclosed 2022-04-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-06 transaction · row 1
1 source row

Row 1 · 2022-04-06 · Other · Disposed 150,147 · Balance 0

F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Common StockSEC Table I · non-derivativeIndirectBy IRA0 Reported balance After 2022-04-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-04-06 · Other · Disposed 20,552 · Balance 0

F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Common StockSEC Table I · non-derivativeIndirectBy Son0 Reported balance After 2022-04-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-04-06 · Other · Disposed 1,000 · Balance 0

F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Common StockSEC Table I · non-derivativeIndirectBy Daughter0 Reported balance After 2022-04-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-04-06 · Other · Disposed 1,000 · Balance 0

F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2026 Filed Aug 17, 2026 20:28 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 134.488 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000177 · wk-form4_1786998501.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,456.162

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 161.696 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000126 · wk-form4_1778877352.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,321.674

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000091 · wk-form4_1777062706.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,159.978

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
February 18, 2026 Filed Feb 19, 2026 21:37 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 132.716 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000040 · wk-form4_1771537025.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,551.978

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 21:15 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 162.496 $0.00 $0.00
Disclosure

SEC source: 0000759944-25-000177 · wk-form4_1763068549.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,419.262

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
August 14, 2025 Filed Aug 15, 2025 20:55 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 157.424 $0.00 $0.00
Disclosure

SEC source: 0000759944-25-000120 · wk-form4_1755291330.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,256.766

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2025 Filed May 15, 2025 22:23 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 184.405 $0.00 $0.00
Disclosure

SEC source: 0000759944-25-000078 · wk-form4_1747347786.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,099.342

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 20:34 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 4,273 $0.00 $0.00
Disclosure

SEC source: 0000759944-25-000060 · wk-form4_1745613267.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,914.937

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
February 14, 2025 Filed Feb 18, 2025 21:29 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 125.61 $0.00 $0.00
Disclosure

SEC source: 0000759944-25-000023 · wk-form4_1739914179.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,641.937

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:38 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 124.295 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000182 · wk-form4_1731706692.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,483.59

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 20:51 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 142.358 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000152 · wk-form4_1723755105.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,359.295

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 14, 2024 Filed Nov 15, 2024 21:38 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 OtherCommon Stock 9.979 $39.62 $395.37
Disclosure

SEC source: 0000759944-24-000182 · wk-form4_1731706692.xml · nonDerivative · entry 4

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,516.327

Read SEC document
May 15, 2024 Filed May 16, 2024 21:11 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 153.247 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000108 · wk-form4_1715893880.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,216.937

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 15, 2024 Filed Nov 15, 2024 21:38 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 OtherCommon Stock 10.815 $36.14 $390.85
Disclosure

SEC source: 0000759944-24-000182 · wk-form4_1731706692.xml · nonDerivative · entry 3

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,506.348

Read SEC document
April 25, 2024 Filed Apr 26, 2024 20:58 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 4,428 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000075 · wk-form4_1714165084.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,063.69

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
February 14, 2024 Filed Feb 16, 2024 00:28 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 119.315 $0.00 $0.00
Disclosure

SEC source: 0000759944-24-000025 · wk-form4_1708043321.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,635.69

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
February 14, 2024 Filed Nov 15, 2024 21:38 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 OtherCommon Stock 11.943 $32.31 $385.88
Disclosure

SEC source: 0000759944-24-000182 · wk-form4_1731706692.xml · nonDerivative · entry 2

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,495.533

Read SEC document
November 15, 2023 Filed Nov 16, 2023 23:33 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 134.67 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000159 · wk-form4_1700177609.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,488.662

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 15, 2023 Filed Dec 5, 2023 00:07 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 OtherCommon Stock 15.184 $24.99 $379.45
Disclosure

SEC source: 0000759944-23-000165 · wk-form4_1701734822.xml · nonDerivative · entry 2

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,516.375

Read SEC document
August 16, 2023 Filed Aug 17, 2023 21:21 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 129.004 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000125 · wk-form4_1692307296.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,353.992

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2023 Filed Dec 5, 2023 00:07 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 OtherCommon Stock 12.529 $29.87 $374.24
Disclosure

SEC source: 0000759944-23-000165 · wk-form4_1701734822.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,501.191

Read SEC document
May 17, 2023 Filed May 18, 2023 22:12 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 135.262 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000098 · wk-form4_1684447960.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,224.988

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 27, 2023 Filed Apr 28, 2023 21:06 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 4,818 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000070 · wf-form4_168271596529857.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,089.726

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:52 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 35.282 $0.00 $0.00
Disclosure

SEC source: 0000759944-23-000021 · wf-form4_167658432076147.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,271.726

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 22:24 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 38.122 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000150 · wf-form4_166872383454357.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,236.444

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:25 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 37.369 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000129 · wf-form4_166086151442118.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,198.322

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 17, 2022 Filed May 18, 2022 21:01 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 34.953 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000095 · wf-form4_165290746135731.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,410.953

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:59 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 3,349 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000075 · wf-form4_165152513510196.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,376

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 22:20 UTC Investors Bancorp, Inc. ISBC · Entity 128178 OtherCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001594012-22-000057 · wf-form4_164937002107481.xml · nonDerivative · entry 4

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 0

F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 22:20 UTC Investors Bancorp, Inc. ISBC · Entity 128178 OtherCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001594012-22-000057 · wf-form4_164937002107481.xml · nonDerivative · entry 3

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 22:20 UTC Investors Bancorp, Inc. ISBC · Entity 128178 OtherCommon Stock 20,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001594012-22-000057 · wf-form4_164937002107481.xml · nonDerivative · entry 2

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 0

F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 22:20 UTC Investors Bancorp, Inc. ISBC · Entity 128178 OtherCommon Stock 150,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001594012-22-000057 · wf-form4_164937002107481.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:20 UTC CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0000759944-22-000062 · wf-form4_164944922631776.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,027

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
July 22, 2019 Filed Jul 22, 2019 21:31 UTC Investors Bancorp, Inc. ISBC · Entity 128178 Disposition to issuerStock Options · Derivative 250,000 $0.00 Strike: $12.54 $0.00
Disclosure

SEC source: 0001594012-19-000079 · wf-form4_156383104525963.xml · derivative · entry 5

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-06-23

F1 · shares: Reflects shares of restricted stock and stock options forfeited in accordance with the settlement of a lawsuit involving Investors Bancorp, Inc. (the "Company") and certain of its current and former directors in the Court of Chancery of the State of Delaware entitled In re Investors Bancorp Inc. Stockholder Litigation, C.A. No. 12327-VCS (the "Settlement"). The Settlement resolves a lawsuit challenging the equity compensation granted on or about June 23, 2015 to persons who were then-directors of the Company. See Form 8-K filed on July 22, 2019 for further details.

Read SEC document
July 22, 2019 Filed Jul 22, 2019 21:31 UTC Investors Bancorp, Inc. ISBC · Entity 128178 Disposition to issuerCommon Stock 9,569 $0.00 $0.00
Disclosure

SEC source: 0001594012-19-000079 · wf-form4_156383104525963.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,147

F1 · shares: Reflects shares of restricted stock and stock options forfeited in accordance with the settlement of a lawsuit involving Investors Bancorp, Inc. (the "Company") and certain of its current and former directors in the Court of Chancery of the State of Delaware entitled In re Investors Bancorp Inc. Stockholder Litigation, C.A. No. 12327-VCS (the "Settlement"). The Settlement resolves a lawsuit challenging the equity compensation granted on or about June 23, 2015 to persons who were then-directors of the Company. See Form 8-K filed on July 22, 2019 for further details.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 18:40 UTC Investors Bancorp, Inc. ISBC · Entity 128178 Exercise / conversionStock Options · Derivative 70,606 $0.00 Strike: $6.20 $0.00
Disclosure

SEC source: 0001594012-18-000054 · wf-form4_152831038876769.xml · derivative · entry 9

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,606 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 05, 2018 Filed Jun 6, 2018 18:40 UTC Investors Bancorp, Inc. ISBC · Entity 128178 SaleCommon Stock 200 $13.52 $2,703.00
Disclosure

SEC source: 0001594012-18-000054 · wf-form4_152831038876769.xml · nonDerivative · entry 5

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,716

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June 05, 2018 Filed Jun 6, 2018 18:40 UTC Investors Bancorp, Inc. ISBC · Entity 128178 SaleCommon Stock 13,350 $13.51 $180,358.50
Disclosure

SEC source: 0001594012-18-000054 · wf-form4_152831038876769.xml · nonDerivative · entry 4

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,916

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June 05, 2018 Filed Jun 6, 2018 18:40 UTC Investors Bancorp, Inc. ISBC · Entity 128178 SaleCommon Stock 500 $13.51 $6,752.50
Disclosure

SEC source: 0001594012-18-000054 · wf-form4_152831038876769.xml · nonDerivative · entry 3

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,266

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June 05, 2018 Filed Jun 6, 2018 18:40 UTC Investors Bancorp, Inc. ISBC · Entity 128178 SaleCommon Stock 56,556 $13.50 $763,506.00
Disclosure

SEC source: 0001594012-18-000054 · wf-form4_152831038876769.xml · nonDerivative · entry 2

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,766

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June 05, 2018 Filed Jun 6, 2018 18:40 UTC Investors Bancorp, Inc. ISBC · Entity 128178 Exercise / conversionCommon Stock 70,606 $6.20 $437,757.20
Disclosure

SEC source: 0001594012-18-000054 · wf-form4_152831038876769.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.