Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,288.752 |
Reported balance
After 2026-08-13 transaction · row 1
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 162.168 · Balance 26,288.752 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 17, 2026 20:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 162.168 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000170 · wk-form4_1786998457.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,288.752 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:36 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 194.975 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000127 · wk-form4_1778877360.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,126.584 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 20:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000088 · wk-form4_1777062688.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,931.609 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 21:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 163.8 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000043 · wk-form4_1771537042.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,323.609 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 21:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 200.555 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000169 · wk-form4_1763068485.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,159.809 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 20:54 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 194.295 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000116 · wk-form4_1755291292.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,959.254 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:24 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 227.595 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000083 · wk-form4_1747347841.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,764.959 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 20:33 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000056 · wk-form4_1745613221.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,537.364 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 164.017 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000026 · wk-form4_1739914220.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,264.364 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:39 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 162.3 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000191 · wk-form4_1731706791.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,100.347 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 20:53 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 185.887 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000163 · wk-form4_1723755219.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,938.047 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 15, 2024 Filed May 16, 2024 21:12 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 200.105 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000109 · wk-form4_1715893937.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,752.16 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 20:56 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000070 · wk-form4_1714164999.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,552.055 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 00:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 173.719 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000032 · wk-form4_1708043418.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,124.055 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 23:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 196.076 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000161 · wk-form4_1700177639.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,950.336 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 21:29 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 187.825 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000135 · wk-form4_1692307729.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,754.26 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:20 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 196.936 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000105 · wk-form4_1684448441.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,566.435 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:03 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000063 · wf-form4_168271581056458.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,369.499 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:49 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 72.445 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000014 · wf-form4_167658414936783.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,551.499 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:21 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 78.276 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000143 · wf-form4_166872367448719.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479.054 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 76.73 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000122 · wf-form4_166086137537873.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400.778 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2022 Filed May 18, 2022 20:56 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 71.769 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000092 · wf-form4_165290733172334.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324.048 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:00 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000078 · wf-form4_165152521632378.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,252.279 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 27.749 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000006 · wf-form4_164487419160653.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,903.279 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 00:12 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 30.381 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000165 · wf-form4_163702149538875.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,875.53 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:29 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 33.206 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000111 · wf-form4_162914936330886.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845.149 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 13, 2021 Filed May 14, 2021 20:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 29.811 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000072 · wf-form4_162102426881332.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,811.943 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000062 · wf-form4_161920965721381.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,782.132 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:37 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 7.132 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000017 · wf-form4_161368422816306.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772.132 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000004 · wf-form4_161230335000657.xml · nonDerivative · entry 1 Alexander Lee · CIK 0001841994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.