Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Controller | July 25, 2024 | July 26, 2024 |
| MSCI Inc.MSCI · Entity 3075 | Global Controller | January 30, 2026 | February 03, 2026 |
| STATE STREET CORPSTT · Entity 242 | EVP, Global Controller and CAO | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date July 25, 2024 · Filed July 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,620 |
Reported balance
After 2024-07-25 transaction · row 1
1 source rowRow 1 · 2024-07-25 · Sale · Disposed 3,938 · Balance 33,620 |
MSCI Inc.
Report date January 30, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,177 |
Reported balance
After 2026-01-30 transaction · row 1
1 source rowRow 1 · 2026-01-30 · Grant · Acquired 790 · Balance 2,177 F1: Restricted stock units ("RSUs") that are expected to vest and convert to shares on the third anniversary of the grant date. The final number of shares issued upon vesting will be between 100% and 130% of the target number of RSUs based on achievement of a performance metric for the for the 2026 fiscal year (January 1, 2026 through December 31, 2026). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") that are expected to vest and convert to shares on the third anniversary of the grant date. The final number of shares issued upon vesting will be between 100% and 130% of the target number of RSUs based on achievement of a performance metric for the for the 2026 fiscal year (January 1, 2026 through December 31, 2026).
STATE STREET CORP
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,408 |
Reported balance
After 2026-08-31 transaction · row 1
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 9,408 · Balance 9,408 F1: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 19:59 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 9,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-26-000575 · wk-form4_1788379182.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · EVP, Global Controller and CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,408 F1 · shares: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:02 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001747805-26-000002 · wk-form4_1770152530.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Global Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,177 F1 · shares: Restricted stock units ("RSUs") that are expected to vest and convert to shares on the third anniversary of the grant date. The final number of shares issued upon vesting will be between 100% and 130% of the target number of RSUs based on achievement of a performance metric for the for the 2026 fiscal year (January 1, 2026 through December 31, 2026). Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 21:03 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 508 | $0.00 | $0.00 |
DisclosureSEC source: 0001408198-25-000040 · wk-form4_1738703016.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Global Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,387 F1 · shares: Restricted stock units ("RSUs") that are expected to vest and convert to shares on the third anniversary of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 21:05 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0001408198-24-000173 · wk-form4_1730754314.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Global Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 879 F1 · shares: Restricted stock units ("RSUs") that are expected to vest and convert to shares on the fifth anniversary of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock. Read SEC document |
| July 25, 2024 Filed Jul 26, 2024 21:15 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 3,938 | $43.26 | $170,338.19 |
DisclosureSEC source: 0000759944-24-000143 · wk-form4_1722028503.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,620 Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 21:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 6,327 | $33.70 | $213,219.90 |
DisclosureSEC source: 0000759944-24-000064 · wk-form4_1713819734.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,558 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.700 to $33.705, inclusive. The reporting person undertakes to provide Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range noted. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 00:05 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 4,508 | $33.54 | $151,198.32 |
DisclosureSEC source: 0000759944-24-000053 · wk-form4_1709769915.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,885 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:05 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,076 | $31.39 | $65,165.64 |
DisclosureSEC source: 0000759944-24-000045 · wk-form4_1709593527.xml · nonDerivative · entry 2 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,393 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:05 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 10,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000045 · wk-form4_1709593527.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,469 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 00:20 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000024 · wk-form4_1708042842.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,036 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| May 13, 2023 Filed May 16, 2023 21:39 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 517 | $24.80 | $12,821.60 |
DisclosureSEC source: 0000759944-23-000086 · wk-form4_1684273168.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,868 Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:49 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,572 | $41.61 | $65,410.92 |
DisclosureSEC source: 0000759944-23-000046 · wf-form4_167788372583891.xml · nonDerivative · entry 3 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,385 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:49 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 733 | $41.76 | $30,610.08 |
DisclosureSEC source: 0000759944-23-000046 · wf-form4_167788372583891.xml · nonDerivative · entry 2 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,957 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:49 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 10,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000046 · wf-form4_167788372583891.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,690 F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:49 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 5,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000035 · wf-form4_167667051627664.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,657 F1 · shares: Reflects awards in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 22:01 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 524 | $48.56 | $25,445.44 |
DisclosureSEC source: 0000759944-22-000039 · wf-form4_164634482747103.xml · nonDerivative · entry 3 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,502 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:01 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,443 | $52.42 | $75,642.06 |
DisclosureSEC source: 0000759944-22-000039 · wf-form4_164634482747103.xml · nonDerivative · entry 2 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,026 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:01 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000039 · wf-form4_164634482747103.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,469 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 00:19 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,089 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000029 · wf-form4_164609397190487.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,763 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 524 | $44.30 | $23,213.20 |
DisclosureSEC source: 0000759944-21-000042 · wf-form4_161481044203740.xml · nonDerivative · entry 3 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,674 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 986 | $43.44 | $42,831.84 |
DisclosureSEC source: 0000759944-21-000042 · wf-form4_161481044203740.xml · nonDerivative · entry 2 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,198 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-21-000042 · wf-form4_161481044203740.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,184 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 5,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-20-000038 · wf-form4_158327115377907.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,460 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,487 | $31.69 | $47,123.03 |
DisclosureSEC source: 0000759944-20-000038 · wf-form4_158327115377907.xml · nonDerivative · entry 2 Read Craig Jack · CIK 0001747805 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,973 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 1,718 | $36.94 | $63,462.92 |
DisclosureSEC source: 0000759944-19-000032 · wf-form4_155173047292352.xml · nonDerivative · entry 2 Read Craig Jack · CIK 0001747805 · Controller (effective 8/11/18) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:14 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,459 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-19-000032 · wf-form4_155173047292352.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller (effective 8/11/18) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,289 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 21:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 10,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-18-000063 · wf-form4_153255255515543.xml · nonDerivative · entry 1 Read Craig Jack · CIK 0001747805 · Controller (effective 8/11/18) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.