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CITIZENS FINANCIAL GROUP INC/RI

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1913
SEC CIK
0000759944
Parsed reports
842

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2026 Filed Sep 3, 2026 20:36 UTC
Boss MatthewHead of Consumer Banking
Tax withholdingCommon Stock 10,778 $68.87 $742,280.86
Disclosure

SEC source: 0000759944-26-000185 · wk-form4_1788467768.xml · nonDerivative · entry 1

Boss Matthew · CIK 0002149340 · Head of Consumer Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,824

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:28 UTC GrantCommon Stock 268.751 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000178 · wk-form4_1786998506.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,932.889

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:28 UTC GrantCommon Stock 134.488 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000177 · wk-form4_1786998501.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,456.162

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:28 UTC GrantCommon Stock 208.392 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000176 · wk-form4_1786998492.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,782.057

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:28 UTC GrantCommon Stock 246.184 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000175 · wk-form4_1786998486.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,908.537

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:28 UTC GrantCommon Stock 162.168 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000174 · wk-form4_1786998481.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,288.752

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:27 UTC GrantCommon Stock 268.751 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000173 · wk-form4_1786998475.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,061.889

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:27 UTC GrantCommon Stock 47.213 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000172 · wk-form4_1786998469.xml · nonDerivative · entry 1

Wade Claude E. · CIK 0001865858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,653.559

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:27 UTC GrantCommon Stock 246.184 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000171 · wk-form4_1786998463.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,908.537

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:27 UTC GrantCommon Stock 162.168 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000170 · wk-form4_1786998457.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,288.752

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:27 UTC GrantCommon Stock 78.444 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000169 · wk-form4_1786998449.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,716.477

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 20:27 UTC GrantCommon Stock 134.488 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000168 · wk-form4_1786998444.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,948.712

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:30 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GiftCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000143 · wk-form4_1785270601.xml · nonDerivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,413

F4 · shares: On July 24, 2026, the reporting person contributed directly owned shares of common stock to an irrevocable Spousal Lifetime Access Trust, of which the reporting person is a trustee, and the reporting person's spouse and descendants are the sole beneficiaries. The reporting person disclaims beneficial ownership of the securities held by the trust.

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July 24, 2026 Filed Jul 28, 2026 20:30 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
GiftCommon Stock 20,850 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000143 · wk-form4_1785270601.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,913

F3 · shares: On July 24, 2026, the reporting person donated directly owned shares of common stock to a donor advised fund, which will use the gifted shares for charitable purposes.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:30 UTC
VAN SAUN BRUCEDirector · Chairman and CEO
SaleCommon Stock 129,369 $72.07 $9,323,623.83
Disclosure

SEC source: 0000759944-26-000143 · wk-form4_1785270601.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,763

F1 · shares: On July 24, 2026, the reporting person sold directly owned shares of common stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.85 to $72.32, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:21 UTC
Stein Richard L.Chief Risk Officer
Tax withholdingCommon Stock 4,913 $67.65 $332,364.45
Disclosure

SEC source: 0000759944-26-000129 · wk-form4_1781641259.xml · nonDerivative · entry 1

Stein Richard L. · CIK 0001831906 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,633

Read SEC document
May 14, 2026 Filed May 15, 2026 20:36 UTC GrantCommon Stock 250.55 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000128 · wk-form4_1778877368.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,573.665

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:36 UTC GrantCommon Stock 194.975 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000127 · wk-form4_1778877360.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,126.584

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 161.696 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000126 · wk-form4_1778877352.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,321.674

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 323.121 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000125 · wk-form4_1778877346.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,664.138

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 194.975 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000124 · wk-form4_1778877338.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,126.584

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 161.696 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000123 · wk-form4_1778877332.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,814.224

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 295.988 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000122 · wk-form4_1778877326.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,662.353

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 323.121 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000121 · wk-form4_1778877318.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,793.138

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 56.764 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000120 · wk-form4_1778877310.xml · nonDerivative · entry 1

Wade Claude E. · CIK 0001865858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,606.346

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:35 UTC GrantCommon Stock 94.314 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000119 · wk-form4_1778877302.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,638.033

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:34 UTC GrantCommon Stock 295.988 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000118 · wk-form4_1778877296.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,662.353

F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:20 UTC
Moosally MichelleChief Legal Officer
SaleCommon Stock 6,050 $62.16 $376,068.00
Disclosure

SEC source: 0000759944-26-000102 · wk-form4_1778790004.xml · nonDerivative · entry 1

Moosally Michelle · CIK 0002062822 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,565

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:32 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000095 · wk-form4_1777062729.xml · nonDerivative · entry 1

Lillis Terrance · CIK 0001443238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,366.365

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:32 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000094 · wk-form4_1777062723.xml · nonDerivative · entry 1

Cummings Kevin · CIK 0001339734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,652.528

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:32 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000093 · wk-form4_1777062717.xml · nonDerivative · entry 1

Leary Robert G · CIK 0001413726 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,323.115

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000092 · wk-form4_1777062712.xml · nonDerivative · entry 1

Wade Claude E. · CIK 0001865858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,549.582

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000091 · wk-form4_1777062706.xml · nonDerivative · entry 1

SIEKERKA MICHELE N · CIK 0001359490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,159.978

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000090 · wk-form4_1777062700.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,543.719

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000089 · wk-form4_1777062694.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,931.609

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000088 · wk-form4_1777062688.xml · nonDerivative · entry 1

Alexander Lee · CIK 0001841994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,931.609

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000087 · wk-form4_1777062683.xml · nonDerivative · entry 1

Cumming Christine M · CIK 0001653487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,341.017

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000086 · wk-form4_1777062677.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,366.365

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:31 UTC GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000085 · wk-form4_1777062670.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,470.017

F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:27 UTC
LaMonica SusanChief Human Resources Officer
SaleCommon Stock 13,258 $58.04 $769,494.32
Disclosure

SEC source: 0001800575-26-000003 · wk-form4_1773347242.xml · nonDerivative · entry 1

LaMonica Susan · CIK 0001800575 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,971

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.01 to $58.05, inclusive. The reporting person undertakes to provide to Citizens Financial Group, Inc., any security holder of Citizens Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:23 UTC
Swimmer Theodore CHead of Commercial Banking
Tax withholdingCommon Stock 18,677 $60.19 $1,124,168.63
Disclosure

SEC source: 0000759944-26-000057 · wk-form4_1772573005.xml · nonDerivative · entry 2

Swimmer Theodore C · CIK 0002091548 · Head of Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,337

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:23 UTC
Swimmer Theodore CHead of Commercial Banking
GrantCommon Stock 20,383 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000057 · wk-form4_1772573005.xml · nonDerivative · entry 1

Swimmer Theodore C · CIK 0002091548 · Head of Commercial Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,014

F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:23 UTC Tax withholdingCommon Stock 22,659 $60.19 $1,363,845.21
Disclosure

SEC source: 0000759944-26-000056 · wk-form4_1772573000.xml · nonDerivative · entry 2

Coughlin Brendan · CIK 0001800557 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,928.351

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:23 UTC GrantCommon Stock 26,499 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000056 · wk-form4_1772573000.xml · nonDerivative · entry 1

Coughlin Brendan · CIK 0001800557 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,587.351

F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:23 UTC
Moosally MichelleChief Legal Officer
Tax withholdingCommon Stock 5,194 $60.19 $312,626.86
Disclosure

SEC source: 0000759944-26-000054 · wk-form4_1772572987.xml · nonDerivative · entry 2

Moosally Michelle · CIK 0002062822 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,615

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:23 UTC
Moosally MichelleChief Legal Officer
GrantCommon Stock 7,060 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000054 · wk-form4_1772572987.xml · nonDerivative · entry 1

Moosally Michelle · CIK 0002062822 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,809

F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

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March 01, 2026 Filed Mar 3, 2026 21:23 UTC
BANERJEE AUNOYChief Financial Officer
GrantCommon Stock 12,335 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000055 · wk-form4_1772572994.xml · nonDerivative · entry 1

BANERJEE AUNOY · CIK 0001787627 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,774

F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

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March 01, 2026 Filed Mar 3, 2026 21:23 UTC
Ruttledge MichaelChief Information Officer
Tax withholdingCommon Stock 10,995 $60.19 $661,789.05
Disclosure

SEC source: 0000759944-26-000053 · wk-form4_1772572981.xml · nonDerivative · entry 2

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,602

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March 01, 2026 Filed Mar 3, 2026 21:23 UTC
Ruttledge MichaelChief Information Officer
GrantCommon Stock 11,879 $0.00 $0.00
Disclosure

SEC source: 0000759944-26-000053 · wk-form4_1772572981.xml · nonDerivative · entry 1

Ruttledge Michael · CIK 0001911903 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,597

F1 · shares: This reflects shares of common stock of the Company, par value $0.01, which have been granted to the filer pursuant to the Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.

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March 01, 2026 Filed Mar 3, 2026 21:22 UTC
Stein Richard L.Chief Risk Officer
Tax withholdingCommon Stock 12,295 $60.19 $740,036.05
Disclosure

SEC source: 0000759944-26-000052 · wk-form4_1772572975.xml · nonDerivative · entry 2

Stein Richard L. · CIK 0001831906 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,546

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.