Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | General Counsel | March 01, 2024 | March 04, 2024 |
| Corebridge Financial, Inc.CRBG · Entity 3379 | EVP and General Counsel | March 02, 2026 | March 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date March 01, 2024 · Filed March 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,003 |
Ending reported balance
After 2024-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-01 · Grant · Acquired 14,128 · Balance 35,400 F1: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Row 2 · 2024-03-01 · Tax withholding · Disposed 2,397 · Balance 33,003 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan.
Corebridge Financial, Inc.
Report date March 02, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,224 |
Reported balance
After 2026-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-02 · Tax withholding · Disposed 12,894 · Balance 63,224 F1: Shares withheld to cover taxes upon vesting of restricted stock units (RSUs). F2: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026. F3: Includes 48,295 unvested RSUs previously reported in Table I. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover taxes upon vesting of restricted stock units (RSUs).
F2: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026.
F3: Includes 48,295 unvested RSUs previously reported in Table I.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2026 Filed Mar 4, 2026 16:41 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | Tax withholdingCommon Stock | 12,894 | $25.84 | $333,180.96 |
DisclosureSEC source: 0001889539-26-000077 · wk-form4_1772660510.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,224 F1 · shares: Shares withheld to cover taxes upon vesting of restricted stock units (RSUs). F2 · price: Represents the closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on February 27, 2026. F3 · balance_after: Includes 48,295 unvested RSUs previously reported in Table I. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 16:19 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantEmployee Stock Option (Right to Buy) · Derivative | 56,892 | $0.00 Strike: $30.07 | $0.00 |
DisclosureSEC source: 0001889539-26-000042 · wk-form4_1771881556.xml · derivative · entry 2 Klane Polly N. · CIK 0001921401 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,892 Underlying: Common Stock · 56,892 shares Expires 2036-02-19 F3 · derivative.exercise_date: Reflects employee stock option under the 2022 Incentive Plan exempt under Rule 16b-3. The employee stock option vests in three equal annual installments beginning on February 19, 2027, in each case, contingent upon the Reporting Person's continued employment by the Issuer at the conclusion of the vesting period. Read SEC document |
| February 19, 2026 Filed Feb 23, 2026 16:19 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 14,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001889539-26-000042 · wk-form4_1771881556.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,118 F1 · shares: On February 19, 2026, the Reporting Person received 14,153 Restricted Stock Units (RSUs) under the Corebridge Financial, Inc. (Corebridge) 2022 Omnibus Incentive Plan (2022 Incentive Plan) exempt under Rule 16b-3 that vest in equal installments on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of common stock of Corebridge upon vesting, contingent upon the Reporting Person's continued employment by the Issuer at the conclusion of the vesting period. F2 · balance_after: Includes 76,118 RSUs. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 17:03 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantEmployee Stock Option (Right to Buy) · Derivative | 43,808 | $0.00 Strike: $33.55 | $0.00 |
DisclosureSEC source: 0001140361-25-005474 · form4.xml · derivative · entry 2 Klane Polly N. · CIK 0001921401 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,808 Underlying: Common Stock · 43,808 shares Expires 2035-02-19 F3 · derivative.exercise_date: Reflects employee stock option under the 2022 Incentive Plan exempt under Rule 16b-3. The employee stock option vests in three equal annual installments beginning on February 19, 2026, in each case, contingent upon the Reporting Person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 17:03 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 11,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-005474 · form4.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,965 F1 · shares: On February 19, 2025, the Reporting Person received 11,367 Restricted Stock Units ("RSUs") under the Corebridge Financial, Inc. ("Corebridge") 2022 Omnibus Incentive Plan ("2022 Incentive Plan") exempt under Rule 16b-3 that vest in equal installments on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of common stock of Corebridge upon vesting, contingent upon the Reporting Person's continued employment at the conclusion of the vesting period. F2 · balance_after: Includes RSUs. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 16:45 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 50,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-003849 · form4.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,598 F1 · shares: Reflects restricted stock units ("RSUs") issued under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each RSU represents a contingent right to receive one share of common stock of CRBG upon vesting. The RSUs will vest according to a schedule such that 47.5% of the RSUs vest on March 1, 2026 and 52.5% of the RSUs vest on March 1, 2027 contingent upon the reporting person's continued employment at the conclusion of each vesting period. F2 · balance_after: Includes RSUs. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:08 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,397 | $31.39 | $75,241.83 |
DisclosureSEC source: 0000759944-24-000052 · wk-form4_1709593671.xml · nonDerivative · entry 2 Klane Polly N. · CIK 0001921401 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,003 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:08 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 14,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000052 · wk-form4_1709593671.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,400 F1 · shares: Reflects an award of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Tax withholdingCommon Stock | 2,513 | $41.76 | $104,942.88 |
DisclosureSEC source: 0000759944-23-000043 · wf-form4_167788362451675.xml · nonDerivative · entry 2 Klane Polly N. · CIK 0001921401 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,272 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:47 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 9,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000043 · wf-form4_167788362451675.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,785 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| May 03, 2022 Filed May 5, 2022 20:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 14,773 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000088 · wf-form4_165178258846531.xml · nonDerivative · entry 1 Klane Polly N. · CIK 0001921401 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,773 F1 · shares: Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.