Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RICFG · Entity 1913 | Director | August 13, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIZENS FINANCIAL GROUP INC/RI
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 473,948.712 |
Reported balance
After 2026-08-13 transaction · row 1
1 source rowRow 1 · 2026-08-13 · Grant · Acquired 134.488 · Balance 473,948.712 F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 57,916 |
Reported balance
Holding disclosure · report date 2026-08-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 57,916 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Investors Bancorp, Inc.
Report date April 06, 2022 · Filed April 07, 2022
Section 16 reporting ended · disclosed 2022-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-06 · Tax withholding · Disposed 64,750 · Balance 1,522,384 Row 2 · 2022-04-06 · Other · Disposed 1,522,384 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy 401K | 0 |
Reported balance
After 2022-04-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-04-06 · Other · Disposed 14,359 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2022-04-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-04-06 · Other · Disposed 79,925 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2022-04-06 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-04-06 · Other · Disposed 50,375 · Balance 0 F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.54 · Expires 2025-06-23 | Direct | 0 |
Reported balance
After 2022-04-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-04-06 · Other · Disposed 525,120 · Balance 0 F2: Each option was converted into an option to purchase a number of shares of Citizens Financial Group Inc.'s common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Investors Bancorp Inc. common stock subject to such stock option by (ii) 0.3272, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Investors Bancorp, Inc. common stock subject to such option by (b) 0.0302. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock.
F2: Each option was converted into an option to purchase a number of shares of Citizens Financial Group Inc.'s common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Investors Bancorp Inc. common stock subject to such stock option by (ii) 0.3272, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Investors Bancorp, Inc. common stock subject to such option by (b) 0.0302.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2026 Filed Aug 17, 2026 20:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 134.488 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000168 · wk-form4_1786998444.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,948.712 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:35 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 161.696 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000123 · wk-form4_1778877332.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,814.224 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 23, 2026 Filed Apr 24, 2026 20:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000094 · wk-form4_1777062723.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,652.528 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 21:36 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 132.716 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-26-000037 · wk-form4_1771537005.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,044.528 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 21:15 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 162.496 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000171 · wk-form4_1763068499.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,911.812 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 20:54 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 157.424 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000114 · wk-form4_1755291271.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,749.316 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 184.405 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000082 · wk-form4_1747347830.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,591.892 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 20:34 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000058 · wk-form4_1745613244.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,407.487 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:31 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 125.61 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-25-000031 · wk-form4_1739914280.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,134.487 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 124.295 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000185 · wk-form4_1731706728.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,008.877 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 20:52 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 142.358 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000154 · wk-form4_1723755126.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,884.582 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 15, 2024 Filed May 16, 2024 21:10 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 153.247 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000105 · wk-form4_1715893818.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,742.224 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 25, 2024 Filed Apr 26, 2024 20:58 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000074 · wk-form4_1714165063.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,588.977 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 00:29 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 119.315 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-24-000027 · wk-form4_1708043345.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,160.977 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 23:32 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 134.67 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000155 · wk-form4_1700177539.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,041.662 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2023 Filed Aug 17, 2023 21:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 129.004 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000126 · wk-form4_1692307386.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,906.992 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:17 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 135.262 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000103 · wk-form4_1684448249.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,777.988 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:04 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 4,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000065 · wf-form4_168271585344559.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,642.726 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:50 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 35.282 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-23-000016 · wf-form4_167658420600679.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,824.726 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:09 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Exercise / conversionStock Options · Derivative | 90,689 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0000759944-23-000010 · wf-form4_167632614914232.xml · derivative · entry 6 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,689 shares Expires 2023-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:09 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 90,689 | $43.00 | $3,899,627.00 |
DisclosureSEC source: 0000759944-23-000010 · wf-form4_167632614914232.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,789.444 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:09 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Exercise / conversionCommon Stock | 90,689 | $38.33 | $3,476,109.37 |
DisclosureSEC source: 0000759944-23-000010 · wf-form4_167632614914232.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,478.444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Exercise / conversionStock Options · Derivative | 81,151 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0000759944-23-000008 · wf-form4_167598160758558.xml · derivative · entry 6 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,689 Underlying: Common Stock · 81,151 shares Expires 2023-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 81,151 | $44.40 | $3,603,104.40 |
DisclosureSEC source: 0000759944-23-000008 · wf-form4_167598160758558.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,789.444 Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:27 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | Exercise / conversionCommon Stock | 81,151 | $38.33 | $3,110,517.83 |
DisclosureSEC source: 0000759944-23-000008 · wf-form4_167598160758558.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,940.444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2022 Filed Nov 15, 2024 21:38 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | SaleCommon Stock | 4,254 | $39.32 | $167,267.28 |
DisclosureSEC source: 0000759944-24-000185 · wk-form4_1731706728.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By 401K Disclosed balance after: 0 F2 · date: Disposition of shares occurred December 30, 2022 but was not reported timely and holding has been reported in error on reporting person's Form 4s filed during 2023 and 2024. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 22:22 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 38.122 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000145 · wf-form4_166872372766533.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,789.444 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:23 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 37.369 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000124 · wf-form4_166086141123197.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,751.322 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| May 17, 2022 Filed May 18, 2022 21:30 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 34.953 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000101 · wf-form4_165290935314521.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,713.953 F1 · shares: Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 21:02 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000082 · wf-form4_165152532564101.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,679 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 22:22 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | OtherStock Options · Derivative | 525,120 | Not disclosed Strike: $12.54 | Not disclosed |
DisclosureSEC source: 0001594012-22-000062 · wf-form4_164937011912535.xml · derivative · entry 6 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525,120 shares Expires 2025-06-23 F2 · price: Each option was converted into an option to purchase a number of shares of Citizens Financial Group Inc.'s common stock (rounded down to the nearest whole share) determined by multiplying (i) the number of shares of Investors Bancorp Inc. common stock subject to such stock option by (ii) 0.3272, at a per share exercise price (rounded up to the nearest whole cent) equal to the quotient obtained by dividing (a) the per share exercise price for each share of Investors Bancorp, Inc. common stock subject to such option by (b) 0.0302. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 22:22 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | OtherCommon Stock | 50,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594012-22-000062 · wf-form4_164937011912535.xml · nonDerivative · entry 5 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 0 F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 22:22 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | OtherCommon Stock | 79,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594012-22-000062 · wf-form4_164937011912535.xml · nonDerivative · entry 4 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 22:22 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | OtherCommon Stock | 14,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594012-22-000062 · wf-form4_164937011912535.xml · nonDerivative · entry 3 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 0 F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 22:22 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | OtherCommon Stock | 1,522,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594012-22-000062 · wf-form4_164937011912535.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share of common stock was converted into and became exchangeable for the right to receive (i) $1.46 in cash and (ii) 0.297 of a share of Citizens Financial Group. Inc. common stock. Read SEC document |
| April 06, 2022 Filed Apr 7, 2022 22:22 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 64,750 | $14.93 | $966,717.50 |
DisclosureSEC source: 0001594012-22-000062 · wf-form4_164937011912535.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,384 Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 20:21 UTC | CITIZENS FINANCIAL GROUP INC/RI CFG · Entity 1913 | GrantCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0000759944-22-000063 · wf-form4_164944925530644.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,330 F1 · shares: Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:42 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 64,747 | $14.46 | $936,241.62 |
DisclosureSEC source: 0001594012-21-000052 · wf-form4_162465374287940.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,134 Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 20:47 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 62,345 | $8.21 | $511,852.45 |
DisclosureSEC source: 0001594012-20-000041 · wf-form4_159311803707216.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,881 Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 21:23 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | GrantStock Options · Derivative | 525,120 | $0.00 Strike: $12.54 | $0.00 |
DisclosureSEC source: 0001594012-19-000075 · wf-form4_156383058878318.xml · derivative · entry 7 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,120 Underlying: Common Stock · 525,120 shares Expires 2025-06-23 F3 · shares: Reflects a replacement equity grant. Stock options in the amount of 131,280 vest immediately upon grant and the remaining stock options vest at a rate of 33.3% per year commencing on June 23, 2020. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 21:23 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Disposition to issuerStock Options · Derivative | 1,333,333 | $0.00 Strike: $12.54 | $0.00 |
DisclosureSEC source: 0001594012-19-000075 · wf-form4_156383058878318.xml · derivative · entry 6 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,333,333 shares Expires 2025-06-23 F1 · shares: Reflects shares of restricted stock and stock options forfeited in accordance with the settlement of a lawsuit involving Investors Bancorp, Inc. (the "Company") and certain of its current and former directors in the Court of Chancery of the State of Delaware entitled In re Investors Bancorp Inc. Stockholder Litigation, C.A. No. 12327-VCS (the "Settlement"). The Settlement resolves a lawsuit challenging the equity compensation granted on or about June 23, 2015 to persons who were then-directors of the Company. Disposition includes all related activity for the surrender including shares withheld for tax purposes. See Form 8-K filed on July 22, 2019 for further details. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 21:23 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | GrantCommon Stock | 925,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001594012-19-000075 · wf-form4_156383058878318.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714,226 F2 · shares: Reflects a replacement equity grant. Shares of restricted stock in the amount of 545,241 vest immediately upon grant and the remaining shares of restricted stock vest at a rate of 33.3% per year commencing on June 23, 2020. Read SEC document |
| July 22, 2019 Filed Jul 22, 2019 21:23 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Disposition to issuerCommon Stock | 925,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001594012-19-000075 · wf-form4_156383058878318.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,226 F1 · shares: Reflects shares of restricted stock and stock options forfeited in accordance with the settlement of a lawsuit involving Investors Bancorp, Inc. (the "Company") and certain of its current and former directors in the Court of Chancery of the State of Delaware entitled In re Investors Bancorp Inc. Stockholder Litigation, C.A. No. 12327-VCS (the "Settlement"). The Settlement resolves a lawsuit challenging the equity compensation granted on or about June 23, 2015 to persons who were then-directors of the Company. Disposition includes all related activity for the surrender including shares withheld for tax purposes. See Form 8-K filed on July 22, 2019 for further details. Read SEC document |
| June 23, 2019 Filed Jun 25, 2019 21:47 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 52,768 | $10.82 | $570,949.76 |
DisclosureSEC source: 0001594012-19-000055 · wf-form4_156149924887926.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714,226 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:23 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 28,717 | $12.65 | $363,270.05 |
DisclosureSEC source: 0001594012-19-000015 · wf-form4_155069781326395.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,766,994 Read SEC document |
| June 23, 2018 Filed Jun 26, 2018 22:18 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 57,868 | $13.43 | $777,167.24 |
DisclosureSEC source: 0001594012-18-000060 · wf-form4_153005149668898.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795,711 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:13 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 28,729 | $13.78 | $395,885.62 |
DisclosureSEC source: 0001594012-18-000020 · wf-form4_151916477930965.xml · nonDerivative · entry 2 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,853,579 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:13 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001594012-18-000020 · wf-form4_151916477930965.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882,308 F1 · shares: On June 23, 2015 the reporting person was granted 250,000 shares of restricted stock subject to the satisfaction of certain performance criteria. It was determined that the performance criteria was achieved at 70% of target, resulting in the award of 175,000 shares of restricted stock. These shares will vest at a rate of 33.3% per year commencing on February 15, 2018. Read SEC document |
| June 23, 2017 Filed Jun 28, 2017 00:49 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | Tax withholdingCommon Stock | 44,254 | $12.92 | $571,761.68 |
DisclosureSEC source: 0001594012-17-000044 · wf-form4_149861093690147.xml · nonDerivative · entry 1 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707,308 Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 22:08 UTC | Investors Bancorp, Inc. ISBC · Entity 128178 | SaleCommon Stock | 50 | $12.14 | $607.00 |
DisclosureSEC source: 0001594012-16-000169 · wf-form4_147319968770051.xml · nonDerivative · entry 27 Cummings Kevin · CIK 0001339734 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,562 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.