Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2016 Filed Jul 6, 2016 20:16 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 7.8062 | $45.02 | $351.41 |
DisclosureSEC source: 0001209191-16-131573 · doc4.xml · nonDerivative · entry 2 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,034.4421 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:16 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 19.3074 | $45.02 | $869.16 |
DisclosureSEC source: 0001209191-16-131573 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,398.6406 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| June 01, 2016 Filed Jun 3, 2016 20:10 UTC |
Weerasinghe RohanGeneral Counsel & Corp. Sec'y
|
Tax withholdingCommon Stock | 10,529.8 | $46.24 | $486,845.30 |
DisclosureSEC source: 0001209191-16-125586 · doc4.xml · nonDerivative · entry 1 Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,180.92 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| May 24, 2016 Filed May 26, 2016 20:09 UTC |
RODIN JUDITHDirector
|
SaleCommon Stock | 36 | $45.80 | $1,648.80 |
DisclosureSEC source: 0001209191-16-123520 · doc4.xml · nonDerivative · entry 1 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| April 20, 2016 Filed Apr 21, 2016 20:02 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
SaleCommon Stock | 9,528 | $45.83 | $436,668.24 |
DisclosureSEC source: 0001209191-16-115148 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,282.39 Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:04 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 593.8384 | $42.10 | $25,000.00 |
DisclosureSEC source: 0001209191-16-112926 · doc4.xml · nonDerivative · entry 1 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 593.8384 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:04 UTC |
HENNES DUNCAN PDirector
|
GrantCommon Stock | 3.6015 | $42.10 | $151.62 |
DisclosureSEC source: 0001209191-16-112930 · doc4.xml · nonDerivative · entry 2 HENNES DUNCAN P · CIK 0001450608 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,035.3365 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:04 UTC |
HENNES DUNCAN PDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112930 · doc4.xml · nonDerivative · entry 1 HENNES DUNCAN P · CIK 0001450608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,438.6359 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:05 UTC |
Henry Peter B.Director
|
GrantCommon Stock | 593.8384 | $42.10 | $25,000.00 |
DisclosureSEC source: 0001209191-16-112933 · doc4.xml · nonDerivative · entry 2 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 593.8384 F2 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F3 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:05 UTC |
Henry Peter B.Director
|
GrantCommon Stock | 1.5948 | $42.10 | $67.14 |
DisclosureSEC source: 0001209191-16-112933 · doc4.xml · nonDerivative · entry 1 Henry Peter B. · CIK 0001513315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,347.7721 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:07 UTC |
Humer Franz BDirector
|
GrantCommon Stock | 12.6735 | $42.10 | $533.54 |
DisclosureSEC source: 0001209191-16-112938 · doc4.xml · nonDerivative · entry 2 Humer Franz B · CIK 0001548072 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,681.3323 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:07 UTC |
Humer Franz BDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112938 · doc4.xml · nonDerivative · entry 1 Humer Franz B · CIK 0001548072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,026.6359 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:08 UTC |
ONEILL MICHAEL EDirector
|
GrantCommon Stock | 72.3309 | $42.10 | $3,045.06 |
DisclosureSEC source: 0001209191-16-112940 · doc4.xml · nonDerivative · entry 2 ONEILL MICHAEL E · CIK 0001204673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 63,929.7108 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:08 UTC |
ONEILL MICHAEL EDirector
|
GrantCommon Stock | 2,969.1917 | $42.10 | $125,000.00 |
DisclosureSEC source: 0001209191-16-112940 · doc4.xml · nonDerivative · entry 1 ONEILL MICHAEL E · CIK 0001204673 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 63,857.3799 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:09 UTC |
REINER GARY MDirector
|
GrantCommon Stock | 653 | $42.10 | $27,490.65 |
DisclosureSEC source: 0001209191-16-112943 · doc4.xml · nonDerivative · entry 1 REINER GARY M · CIK 0001233171 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,997.7685 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:09 UTC |
RODIN JUDITHDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112948 · doc4.xml · nonDerivative · entry 2 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,026.6359 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:09 UTC |
RODIN JUDITHDirector
|
GrantCommon Stock | 37.3983 | $42.10 | $1,574.43 |
DisclosureSEC source: 0001209191-16-112948 · doc4.xml · nonDerivative · entry 1 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,519.1374 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:10 UTC |
SPERO JOAN EDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112952 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026.6359 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:10 UTC |
SPERO JOAN EDirector
|
GrantCommon Stock | 21.7281 | $42.10 | $914.73 |
DisclosureSEC source: 0001209191-16-112952 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,262.4562 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:10 UTC |
SPERO JOAN EDirector
|
GrantCommon Stock | 950.1414 | $42.10 | $40,000.00 |
DisclosureSEC source: 0001209191-16-112952 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,240.7281 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:11 UTC |
TAYLOR DIANA LDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112956 · doc4.xml · nonDerivative · entry 2 TAYLOR DIANA L · CIK 0001397512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,026.6359 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:11 UTC |
TAYLOR DIANA LDirector
|
GrantCommon Stock | 22.2214 | $42.10 | $935.50 |
DisclosureSEC source: 0001209191-16-112956 · doc4.xml · nonDerivative · entry 1 TAYLOR DIANA L · CIK 0001397512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,728.1281 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:12 UTC |
THOMPSON WILLIAM SDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112961 · doc4.xml · nonDerivative · entry 2 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,026.6359 F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:12 UTC |
THOMPSON WILLIAM SDirector
|
GrantCommon Stock | 801 | $42.10 | $33,721.30 |
DisclosureSEC source: 0001209191-16-112961 · doc4.xml · nonDerivative · entry 1 THOMPSON WILLIAM S · CIK 0001201901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 91,616 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:13 UTC |
Turley James SDirector
|
GrantCommon Stock | 3.6015 | $42.10 | $151.62 |
DisclosureSEC source: 0001209191-16-112968 · doc4.xml · nonDerivative · entry 2 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,035.3365 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:13 UTC |
Turley James SDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112968 · doc4.xml · nonDerivative · entry 1 Turley James S · CIK 0001580994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,564.6359 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:14 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112971 · doc4.xml · nonDerivative · entry 2 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,026.6359 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:14 UTC |
Zedillo ErnestoDirector
|
GrantCommon Stock | 20.6212 | $42.10 | $868.13 |
DisclosureSEC source: 0001209191-16-112971 · doc4.xml · nonDerivative · entry 1 ZEDILLO ERNESTO · CIK 0001184003 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,379.3332 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 24, 2016 Filed Sep 4, 2020 20:03 UTC |
COSTELLO ELLENDirector
|
PurchaseCommon Stock | 230 | $36.98 | $8,506.21 |
DisclosureSEC source: 0001209191-20-049607 · doc4.xml · nonDerivative · entry 7 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 680 F2 · balance_after: Represents shares of the Issuer's common stock acquired by the Reporting Person's spouse in his managed investment account and deemed to be beneficially owned by the Reporting Person (see Remarks). Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 21:19 UTC |
Cowles James CCEO, Europe,Middle East&Africa
|
Tax withholdingCommon Stock | 17,169.65 | $39.10 | $671,290.39 |
DisclosureSEC source: 0001209191-16-101904 · doc4.xml · nonDerivative · entry 1 Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,714.69 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 21:17 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
GrantPerformance Share Unit · Derivative | 48,457.41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-101899 · doc4.xml · derivative · entry 3 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,457.41 Underlying: Common Stock · 48,457.41 shares Expires 2016-09-02 F1 · derivative.exercise_price: On February 19, 2013 the Reporting Person received from the Issuer a target award of 71,365.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 48,457.41 PSUs. F2 · derivative.exercise_price: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 4, 2016 and the remainder on September 2, 2016. Each PSU is equivalent to the cash value of the average of the high and low prices of one share of the Issuer's common stock on February 19, 2016 and February 22, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. F1 · derivative.exercise_date: On February 19, 2013 the Reporting Person received from the Issuer a target award of 71,365.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 48,457.41 PSUs. F2 · derivative.exercise_date: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 4, 2016 and the remainder on September 2, 2016. Each PSU is equivalent to the cash value of the average of the high and low prices of one share of the Issuer's common stock on February 19, 2016 and February 22, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. F1 · derivative.expiration_date: On February 19, 2013 the Reporting Person received from the Issuer a target award of 71,365.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 48,457.41 PSUs. F2 · derivative.expiration_date: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 4, 2016 and the remainder on September 2, 2016. Each PSU is equivalent to the cash value of the average of the high and low prices of one share of the Issuer's common stock on February 19, 2016 and February 22, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. F1 · balance_after: On February 19, 2013 the Reporting Person received from the Issuer a target award of 71,365.84 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2015 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 48,457.41 PSUs. F2 · balance_after: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 4, 2016 and the remainder on September 2, 2016. Each PSU is equivalent to the cash value of the average of the high and low prices of one share of the Issuer's common stock on February 19, 2016 and February 22, 2016, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2012 through February 19, 2016. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 21:20 UTC |
Fraser Jane NindCEO, Latin America
|
Tax withholdingCommon Stock | 10,176.43 | $39.10 | $397,872.97 |
DisclosureSEC source: 0001209191-16-101910 · doc4.xml · nonDerivative · entry 1 Fraser Jane Nind · CIK 0001644491 · CEO, Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,926.18 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 21:21 UTC |
Mills WilliamCEO, North America
|
Tax withholdingCommon Stock | 5,490.6 | $39.10 | $214,668.73 |
DisclosureSEC source: 0001209191-16-101913 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,140.98 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 19, 2016 Filed Sep 4, 2020 20:03 UTC |
COSTELLO ELLENDirector
|
PurchaseCommon Stock | 350 | $38.51 | $13,479.83 |
DisclosureSEC source: 0001209191-20-049607 · doc4.xml · nonDerivative · entry 6 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135 F1 · balance_after: Represents shares of the Issuer's common stock acquired by the Reporting Person in her managed investment account (see Remarks); does not include shares of the Issuer's common stock granted to the Reporting Person by the Issuer as compensation for her service on the Issuer's Board of Directors. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:03 UTC |
Aristeguieta FranciscoCEO, Asia Pacific
|
GrantCommon Stock | 44,534.41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099967 · doc4.xml · nonDerivative · entry 1 Aristeguieta Francisco · CIK 0001566752 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,934.61 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:04 UTC |
BIRD STEPHENCEO, Global Consumer Bank
|
GrantCommon Stock | 64,775.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099971 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,461.34 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:04 UTC |
Callahan DonHead of Operations&Technology
|
GrantCommon Stock | 55,060.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099973 · doc4.xml · nonDerivative · entry 1 Callahan Don · CIK 0001433990 · Head of Operations&Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,403.08 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:05 UTC |
CORBAT MICHAELDirector · Chief Executive Officer
|
GrantCommon Stock | 121,457.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099976 · doc4.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,222.85 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:06 UTC |
Cowles James CCEO, Europe,Middle East&Africa
|
GrantCommon Stock | 63,031.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099979 · doc4.xml · nonDerivative · entry 1 Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,884.34 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:07 UTC |
DESOER BARBARA JCEO, CITIBANK, N.A.
|
GrantCommon Stock | 46,558.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099980 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,533.1 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:07 UTC |
Forese James A.President
|
GrantCommon Stock | 125,532.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099982 · doc4.xml · nonDerivative · entry 1 Forese James A. · CIK 0001433386 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,794.52 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:08 UTC |
Fraser Jane NindCEO, Latin America
|
GrantCommon Stock | 56,805.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099984 · doc4.xml · nonDerivative · entry 1 Fraser Jane Nind · CIK 0001644491 · CEO, Latin America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,102.61 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:09 UTC |
Gerspach John CChief Financial Officer
|
GrantCommon Stock | 68,825.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099987 · doc4.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,871.09 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:10 UTC |
Hu W. BradfordCHIEF RISK OFFICER
|
GrantCommon Stock | 32,557.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099991 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,810.39 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:10 UTC |
Mills WilliamCEO, North America
|
GrantCommon Stock | 46,558.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099992 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,631.58 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:11 UTC |
MURRAY JOSEPH MICHAELHead of Human Resources
|
GrantCommon Stock | 20,242.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099996 · doc4.xml · nonDerivative · entry 1 MURRAY JOSEPH MICHAEL · CIK 0001614594 · Head of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,164.07 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:12 UTC |
WALSH JEFFREY RController
|
GrantCommon Stock | 13,630.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099998 · doc4.xml · nonDerivative · entry 1 WALSH JEFFREY R · CIK 0001469021 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,509.47 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:13 UTC |
Weerasinghe RohanGeneral Counsel & Corp. Sec'y
|
GrantCommon Stock | 30,364.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-100002 · doc4.xml · nonDerivative · entry 1 Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,710.72 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:15 UTC |
COSTELLO ELLENDirector
|
GrantCommon Stock | 4,048.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-100014 · doc4.xml · nonDerivative · entry 1 COSTELLO ELLEN · CIK 0001664542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,048.5 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:16 UTC |
HENNES DUNCAN PDirector
|
GrantCommon Stock | 4,048.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-100016 · doc4.xml · nonDerivative · entry 1 HENNES DUNCAN P · CIK 0001450608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,434.9 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 3,031.7 shares of deferred common stock which vested on 1/20/2016 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.