Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CHIEF RISK OFFICER | February 13, 2020 | February 14, 2020 |
| STATE STREET CORPSTT · Entity 242 | EVP and Chief Risk Officer | July 24, 2026 | July 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 13, 2020 · Filed February 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,065.58 |
Reported balance
After 2020-02-13 transaction · row 1
1 source rowRow 1 · 2020-02-13 · Grant · Acquired 28,512.77 · Balance 110,065.58 F1: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2021; none of the award is eligible for immediate sale. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2021; none of the award is eligible for immediate sale.
STATE STREET CORP
Report date July 24, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,794 |
Reported balance
After 2026-07-24 transaction · row 1
1 source rowRow 1 · 2026-07-24 · Sale · Disposed 9,758 · Balance 49,794 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2026 Filed Jul 28, 2026 20:01 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 9,758 | $184.52 | $1,800,546.16 |
DisclosureSEC source: 0000093751-26-000393 · wk-form4_1785268909.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,794 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026. Read SEC document |
| May 26, 2026 Filed May 28, 2026 20:09 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 9,212 | $155.35 | $1,431,084.20 |
DisclosureSEC source: 0000093751-26-000369 · wk-form4_1779998983.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,552 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026. Read SEC document |
| February 26, 2026 Filed Mar 2, 2026 21:16 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 12,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-26-000143 · wk-form4_1772486183.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,764 F1 · shares: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:03 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 6,958 | $127.97 | $890,415.26 |
DisclosureSEC source: 0000093751-26-000113 · wk-form4_1771448604.xml · nonDerivative · entry 3 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,454 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:03 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 12,477 | $127.97 | $1,596,681.69 |
DisclosureSEC source: 0000093751-26-000113 · wk-form4_1771448604.xml · nonDerivative · entry 2 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,412 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2023 as part of 2022 compensation. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 21:03 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 26,676 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-26-000113 · wk-form4_1771448604.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,889 F1 · shares: Settlement of a performance award granted on February 24, 2023 as part of 2022 compensation. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:50 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 15,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-25-000187 · wk-form4_1741125014.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,213 F1 · shares: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 23:29 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 3,519 | $99.16 | $348,944.04 |
DisclosureSEC source: 0000093751-25-000156 · wk-form4_1740007793.xml · nonDerivative · entry 3 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,375 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 23:29 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,207 | $99.16 | $119,686.12 |
DisclosureSEC source: 0000093751-25-000156 · wk-form4_1740007793.xml · nonDerivative · entry 2 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,894 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2022 as part of 2021 compensation. Read SEC document |
| February 15, 2025 Filed Feb 19, 2025 23:29 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,363 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-25-000156 · wk-form4_1740007793.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,101 F1 · shares: Settlement of a performance award granted on February 25, 2022 as part of 2021 compensation. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:57 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 15,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-24-000551 · wk-form4_1709071061.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,738 F1 · shares: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 23:43 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,134 | $73.03 | $155,846.02 |
DisclosureSEC source: 0000093751-24-000522 · wk-form4_1708472615.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,305 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 14,970 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000531 · wf-form4_167761969791633.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,439 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:13 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 785 | $94.11 | $73,876.35 |
DisclosureSEC source: 0000093751-23-000506 · wf-form4_167666840491277.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,469 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:20 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,365 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000469 · wf-form4_164617680160603.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,254 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 21:03 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000727 · wf-form4_164012060768164.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,889 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 28,512.77 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009619 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,065.58 F1 · shares: Award of deferred stock pursuant to the Issuer's 2019 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2021; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 21:48 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 34,384.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004497 · doc4.xml · derivative · entry 2 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,384.52 Underlying: Common Stock · 34,384.52 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020. F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020. F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020. F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 28,172.49 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 34,384.52 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 21:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,282.12 | $81.12 | $1,077,445.57 |
DisclosureSEC source: 0001209191-20-004497 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,552.81 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 21:44 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 5,420 | $64.27 | $348,343.40 |
DisclosureSEC source: 0001209191-19-010654 · doc4.xml · nonDerivative · entry 2 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,834.93 Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 21:44 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 36,041.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010654 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,254.93 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2020; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 22:17 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 27,035.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005010 · doc4.xml · derivative · entry 2 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,035.62 Underlying: Common Stock · 27,035.62 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2016 the Reporting Person received from the Issuer a target award of 32,557.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 27,035.62 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · derivative.exercise_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 32,557.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 27,035.62 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · derivative.expiration_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 32,557.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 27,035.62 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · balance_after: On February 16, 2016 the Reporting Person received from the Issuer a target award of 32,557.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 27,035.62 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 22:17 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 10,192.63 | $63.12 | $643,358.81 |
DisclosureSEC source: 0001209191-19-005010 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,213.41 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:13 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 8,010 | $76.38 | $611,803.80 |
DisclosureSEC source: 0001209191-18-014975 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,406.04 Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:11 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 26,209.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010620 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,416.04 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:43 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 9,102.35 | $78.19 | $711,712.75 |
DisclosureSEC source: 0001209191-18-005215 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,206.92 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:43 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 28,172.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012292 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,309.27 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:09 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 10,109 | $55.96 | $565,703.68 |
DisclosureSEC source: 0001209191-17-007068 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,136.78 Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:32 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,738.56 | $56.58 | $381,234.03 |
DisclosureSEC source: 0001209191-17-005394 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,245.78 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-151948 · doc4.xml · derivative · entry 3 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 12,500 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 11,798.05 | $55.54 | $655,263.70 |
DisclosureSEC source: 0001209191-16-151948 · doc4.xml · nonDerivative · entry 2 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,984.34 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:02 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 12,500 | $49.10 | $613,750.00 |
DisclosureSEC source: 0001209191-16-151948 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,782.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 12,500 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| April 20, 2016 Filed Apr 21, 2016 20:02 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 9,528 | $45.83 | $436,668.24 |
DisclosureSEC source: 0001209191-16-115148 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,282.39 Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 32,557.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099991 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,810.39 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 19:38 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,966.76 | $40.23 | $199,830.14 |
DisclosureSEC source: 0001209191-16-093074 · doc4.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,253.04 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| May 21, 2015 Filed May 26, 2015 21:24 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,619.1 | $0.00 Strike: $40.80 | $0.00 |
DisclosureSEC source: 0001181431-15-007492 · rrd425240.xml · derivative · entry 4 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,619.1 shares Expires 2015-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2015 Filed May 26, 2015 21:24 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 9,742 | $54.87 | $534,543.54 |
DisclosureSEC source: 0001181431-15-007492 · rrd425240.xml · nonDerivative · entry 3 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,219.8 Read SEC document |
| May 21, 2015 Filed May 26, 2015 21:24 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 9,298.97 | $54.89 | $510,420.46 |
DisclosureSEC source: 0001181431-15-007492 · rrd425240.xml · nonDerivative · entry 2 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,961.8 Read SEC document |
| May 21, 2015 Filed May 26, 2015 21:24 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 10,619.1 | $40.80 | $433,259.28 |
DisclosureSEC source: 0001181431-15-007492 · rrd425240.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,260.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 13:08 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 15,127.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002873 · rrd422335.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,641.7 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:54 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,358.3 | $47.58 | $254,921.12 |
DisclosureSEC source: 0001181431-15-001368 · rrd421565.xml · nonDerivative · entry 1 Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,514.2 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.