Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Pres, Home Loans & Insurance | August 31, 2011 | September 01, 2011 |
| CITIGROUP INCC · Entity 2837 | Director | January 02, 2025 | January 06, 2025 |
| DAVITA INC.DVA · Entity 3482 | Director | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date August 31, 2011 · Filed September 01, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2011-08-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2011-08-31 · Exercise / conversion · Acquired 7,062 · Balance 7,062 F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Row 2 · 2011-08-31 · Disposition to issuer · Disposed 7,062 · Balance 0 |
| Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 113,016 |
Reported balance
After 2011-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2011-08-31 · Exercise / conversion · Disposed 7,062 · Balance 113,016 F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. |
| Common StockSEC Table I · non-derivative | IndirectBy Joint Revocable Trust | 292,011 |
Reported balance
Holding disclosure · report date 2011-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 292,011 |
| Common StockSEC Table I · non-derivative | IndirectThrift Trust | 13,855.15 |
Reported balance
Holding disclosure · report date 2011-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,855.15 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.
F2: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010.
CITIGROUP INC
Report date January 02, 2025 · Filed January 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,026.2999 |
Reported balance
After 2025-01-02 transaction · row 1
1 source rowRow 1 · 2025-01-02 · Grant · Acquired 529.4666 · Balance 100,026.2999 F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
DAVITA INC.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Grant · Acquired 278 · Balance 278 |
| Common StockSEC Table I · non-derivative | IndirectMarc J. Desoer and Barbara J. Desoer 1998 Trust dated September 7, 1998 | 14,021 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,021 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2026 Filed Aug 18, 2026 22:10 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-26-000123 · wk-form4_1787091041.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278 Read SEC document |
| May 15, 2026 Filed May 18, 2026 20:11 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-26-000080 · wk-form4_1779135082.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250 Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 20:10 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-26-000045 · wk-form4_1773778208.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332 Read SEC document |
| November 15, 2025 Filed Nov 17, 2025 23:45 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-25-000175 · wk-form4_1763423135.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411 Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 21:23 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-25-000149 · wk-form4_1755638611.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369 Read SEC document |
| May 15, 2025 Filed May 17, 2025 01:14 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 348 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-25-000098 · wk-form4_1747444437.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348 Read SEC document |
| March 15, 2025 Filed Mar 18, 2025 23:41 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-25-000059 · wk-form4_1742341266.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 349 Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 21:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 529.4666 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002029 · ownership.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,026.2999 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:25 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-24-000197 · wk-form4_1732051517.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312 Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:23 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-24-000140 · wk-form4_1724106176.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333 Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:30 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 363 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-24-000108 · wk-form4_1715981389.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363 Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:44 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 5,030 | $138.81 | $698,214.30 |
DisclosureSEC source: 0000927066-24-000095 · wk-form4_1715723029.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Marc J. Desoer and Barbara J. Desoer 1998 Trust dated September 7, 1998 Disclosed balance after: 10,954 F1 · price: Represents the weighted average sale price of $138.809. The range of prices for the sale of these shares was $138.100 - $139.550 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 00:27 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 366 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-24-000057 · wk-form4_1710894448.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366 Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:05 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 2,922.6093 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001841 · ownership.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,496.8333 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:44 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000220 · wk-form4_1700261034.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 529 Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:11 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000191 · wk-form4_1692306676.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475 Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:37 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000138 · wk-form4_1684359423.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516 Read SEC document |
| May 10, 2023 Filed May 13, 2023 00:46 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 7,165 | $0.00 Strike: $66.29 | $0.00 |
DisclosureSEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · derivative · entry 5 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,165 shares Expires 2023-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 13, 2023 00:46 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 2,449 | $101.61 | $248,842.89 |
DisclosureSEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · nonDerivative · entry 3 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 10, 2023 Filed May 13, 2023 00:46 UTC | DAVITA INC. DVA · Entity 3482 | Disposition to issuerCommon Stock | 4,716 | $100.72 | $474,995.52 |
DisclosureSEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · nonDerivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,449 F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 10, 2023 Filed May 13, 2023 00:46 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 7,165 | $66.29 | $474,967.85 |
DisclosureSEC source: 0000927066-23-000109 · wk-form4_1683938803.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:40 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000054 · wf-form4_167908922515578.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658 Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 21:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,400.69 | $49.37 | $217,262.07 |
DisclosureSEC source: 0001209191-23-004574 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,574.224 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 3,353.3041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000825 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,974.914 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| November 15, 2022 Filed Nov 16, 2022 22:29 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 677 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-22-000181 · wf-form4_166863774446656.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677 Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 23:24 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-22-000144 · wf-form4_166069222812359.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514 Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 22:17 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 2,320 | $97.42 | $226,009.76 |
DisclosureSEC source: 0000927066-22-000114 · wf-form4_165455381978339.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average purchase price of $97.418. The range of prices for the purchase of these shares was $97.40 - $97.45. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 21:27 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 7,178 | $0.00 Strike: $66.17 | $0.00 |
DisclosureSEC source: 0000927066-22-000112 · wf-form4_165411885144027.xml · derivative · entry 4 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,178 shares Expires 2022-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Price previously reported as $13.234 on Form 4 filed on June 20, 2017. F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 16, 2017. 100% vested on June 16, 2018. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 21:27 UTC | DAVITA INC. DVA · Entity 3482 | Disposition to issuerCommon Stock | 4,858 | $97.78 | $475,015.24 |
DisclosureSEC source: 0000927066-22-000112 · wf-form4_165411885144027.xml · nonDerivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,320 F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 21:27 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 7,178 | $66.17 | $474,968.26 |
DisclosureSEC source: 0000927066-22-000112 · wf-form4_165411885144027.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2022 Filed May 17, 2022 22:16 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-22-000105 · wf-form4_165282579277479.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 01:31 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 429 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-22-000027 · wf-form4_164748065651903.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429 Read SEC document |
| February 25, 2022 Filed Feb 26, 2022 00:44 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 29,602.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013394 · doc4.xml · derivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,602.1 Underlying: Common Stock · 29,602.1 shares Expires not disclosed F1 · derivative.exercise_price: On February 14, 2019 the Reporting Person received from the Issuer a target award of 33,638.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,602.10 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022. F1 · derivative.exercise_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 33,638.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,602.10 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022. F1 · derivative.expiration_date: On February 14, 2019 the Reporting Person received from the Issuer a target award of 33,638.75 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2021 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2021. Based on performance during the Performance Period, the Reporting Person is entitled to receive 29,602.10 PSUs. Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2022. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2022, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2018 through February 28, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:50 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 2,254.5542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009344 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,621.6094 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 21:42 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 7,669.59 | $64.24 | $492,694.46 |
DisclosureSEC source: 0001209191-22-004608 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,367.0552 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:00 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-21-000176 · wf-form4_163719002978876.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446 Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 22:34 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-21-000151 · wf-form4_162923968111550.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365 Read SEC document |
| May 15, 2021 Filed May 19, 2021 00:22 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-21-000101 · wf-form4_162138373005829.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379 Read SEC document |
| May 13, 2021 Filed May 17, 2021 22:25 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 5,015 | $0.00 Strike: $75.77 | $0.00 |
DisclosureSEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · derivative · entry 5 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,015 shares Expires 2021-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2016. 100% vested on June 20, 2017. Read SEC document |
| May 13, 2021 Filed May 17, 2021 22:25 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 1,920 | $126.01 | $241,944.58 |
DisclosureSEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · nonDerivative · entry 3 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the weighted average sale price of $126.0128. The range of prices for the sale of these shares was $126.00 - $126.09 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 13, 2021 Filed May 17, 2021 22:25 UTC | DAVITA INC. DVA · Entity 3482 | Disposition to issuerCommon Stock | 3,095 | $122.78 | $380,004.10 |
DisclosureSEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · nonDerivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,920 F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 13, 2021 Filed May 17, 2021 22:25 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 5,015 | $75.77 | $379,986.55 |
DisclosureSEC source: 0000927066-21-000087 · wf-form4_162129030671552.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:37 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 436 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-21-000046 · wf-form4_161601703564285.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436 Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 22:46 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 2,378.0836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010331 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,036.6452 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:20 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 7,596.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004862 · doc4.xml · derivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,596.72 Underlying: Common Stock · 7,596.72 shares Expires not disclosed F2 · derivative.exercise_price: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,596.72 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F2 · derivative.exercise_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,596.72 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F2 · derivative.expiration_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,596.72 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:20 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 11,199.23 | $63.69 | $713,278.96 |
DisclosureSEC source: 0001209191-21-004862 · doc4.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,658.5616 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2021 Filed Feb 26, 2021 22:16 UTC Amendment | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 7,321.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014870 · doc4a.xml · derivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,321.67 Underlying: Common Stock · 7,321.67 shares Expires not disclosed F1 · derivative.exercise_price: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,321.67 PSUs. F2 · derivative.exercise_price: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F3 · shares: Due to the downward adjustment of the Issuer's 4Q 2020 financial results that was reported in the Issuer's Form 10-K for the year ended December 31, 2020, the number of PSUs awarded to the Reporting Person was reduced by 275.05 units. The amounts reported in Table II reflect the reduction in the number of PSUs awarded to the Reporting Person that occurred following the filing of the original Form 4 on January 22, 2021. F1 · derivative.exercise_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,321.67 PSUs. F2 · derivative.exercise_date: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F1 · derivative.expiration_date: On February 15, 2018 the Reporting Person received from the Issuer a target award of 26,195.59 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 7,321.67 PSUs. F2 · derivative.expiration_date: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F3 · derivative.underlying_shares: Due to the downward adjustment of the Issuer's 4Q 2020 financial results that was reported in the Issuer's Form 10-K for the year ended December 31, 2020, the number of PSUs awarded to the Reporting Person was reduced by 275.05 units. The amounts reported in Table II reflect the reduction in the number of PSUs awarded to the Reporting Person that occurred following the filing of the original Form 4 on January 22, 2021. F3 · balance_after: Due to the downward adjustment of the Issuer's 4Q 2020 financial results that was reported in the Issuer's Form 10-K for the year ended December 31, 2020, the number of PSUs awarded to the Reporting Person was reduced by 275.05 units. The amounts reported in Table II reflect the reduction in the number of PSUs awarded to the Reporting Person that occurred following the filing of the original Form 4 on January 22, 2021. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 02:17 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 1,388 | $111.00 | $154,068.00 |
DisclosureSEC source: 0000927066-20-000250 · wf-form4_160566583526273.xml · nonDerivative · entry 2 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430 Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 02:17 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-20-000250 · wf-form4_160566583526273.xml · nonDerivative · entry 1 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,818 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 23:29 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 1,223 | $0.00 Strike: $69.71 | $0.00 |
DisclosureSEC source: 0000927066-20-000221 · wf-form4_160531012988039.xml · derivative · entry 5 DESOER BARBARA J · CIK 0001189881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223 Underlying: Common Stock · 1,223 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise price previously reported as $73.19 in a Form 4 filed on 1/05/2016. F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on 12/31/2015 and vested 100% on 10/7/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.