Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO, North America | January 20, 2019 | January 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2019 · Filed January 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 482,506.41 |
Reported balance
After 2019-01-20 transaction · row 1
1 source rowRow 1 · 2019-01-20 · Tax withholding · Disposed 15,374.86 · Balance 482,506.41 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 38,662.34 |
Reported balance
After 2019-01-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-01-20 · Grant · Acquired 38,662.34 · Balance 38,662.34 F2: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs. F3: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 410 |
Reported balance
Holding disclosure · report date 2019-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 410 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) Plan | 161.0831 |
Reported balance
Holding disclosure · report date 2019-01-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 161.0831 |
| 5.95% Fixed/Floating Rate Noncumulative Pref., Series QSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2019-01-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
F2: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs.
F3: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2019 Filed Jan 23, 2019 22:18 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 38,662.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005011 · doc4.xml · derivative · entry 5 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,662.34 Underlying: Common Stock · 38,662.34 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · derivative.exercise_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · derivative.expiration_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · balance_after: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 22:18 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 15,374.86 | $63.12 | $970,461.16 |
DisclosureSEC source: 0001209191-19-005011 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,506.41 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 24,180.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010622 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,881.27 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:44 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Unit · Derivative | 31,170.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005217 · doc4.xml · derivative · entry 5 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,170.3 Underlying: Common Stock · 31,170.3 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 32,776.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 31,170.30 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 32,776.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 31,170.30 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 32,776.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 31,170.30 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 32,776.35 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 31,170.30 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:44 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 16,833.75 | $78.19 | $1,316,230.91 |
DisclosureSEC source: 0001209191-18-005217 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,700.72 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:43 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 29,319.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012294 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,534.47 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:33 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Unit · Derivative | 16,027.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005395 · doc4.xml · derivative · entry 5 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,027.66 Underlying: Common Stock · 16,027.66 shares Expires not disclosed F2 · derivative.exercise_price: On February 18, 2014 the Reporting Person received from the Issuer a target award of 31,864.13 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 16,027.66 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. F2 · derivative.exercise_date: On February 18, 2014 the Reporting Person received from the Issuer a target award of 31,864.13 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 16,027.66 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. F2 · derivative.expiration_date: On February 18, 2014 the Reporting Person received from the Issuer a target award of 31,864.13 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 16,027.66 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. F2 · balance_after: On February 18, 2014 the Reporting Person received from the Issuer a target award of 31,864.13 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 16,027.66 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:33 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,045.8 | $56.58 | $738,066.14 |
DisclosureSEC source: 0001209191-17-005395 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,214.69 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-150599 · doc4.xml · derivative · entry 6 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 142,880.49 | $55.45 | $7,922,723.17 |
DisclosureSEC source: 0001209191-16-150599 · doc4.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,260.49 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 150,000 | $49.10 | $7,365,000.00 |
DisclosureSEC source: 0001209191-16-150599 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,140.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 21:21 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 5,490.6 | $39.10 | $214,668.73 |
DisclosureSEC source: 0001209191-16-101913 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,140.98 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 46,558.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099992 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,631.58 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| February 11, 2016 Filed Feb 12, 2016 21:04 UTC | CITIGROUP INC C · Entity 2837 | Purchase5.95% Fixed/Floating Rate Noncumulative Pref., Series Q | 1,000 | $912.50 | $912,500.00 |
DisclosureSEC source: 0001209191-16-098016 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 19:39 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,859.12 | $40.23 | $275,966.40 |
DisclosureSEC source: 0001209191-16-093075 · doc4.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,072.88 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 20, 2015 Filed Feb 24, 2015 16:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,719.9 | $51.14 | $343,622.09 |
DisclosureSEC source: 0001181431-15-003163 · rrd422746.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,932 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 08:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 32,776.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002876 · rrd422340.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,651.9 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 16:55 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 9,975 | $47.58 | $474,560.63 |
DisclosureSEC source: 0001181431-15-001371 · rrd421568.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,875.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 20, 2014 Filed Feb 24, 2014 16:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,726.9 | $48.22 | $324,337.48 |
DisclosureSEC source: 0001181431-14-008725 · rrd403401.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,850.6 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 17:51 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 14,897 | $49.52 | $737,699.44 |
DisclosureSEC source: 0001181431-14-008104 · rrd401780.xml · nonDerivative · entry 3 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,577.5 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 17:51 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 25,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-008104 · rrd401780.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,474.5 F2 · shares: Award of restricted stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 17:51 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 31,864.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-008104 · rrd401780.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,539.5 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 17:29 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 37,137.2 | $52.40 | $1,946,082.12 |
DisclosureSEC source: 0001181431-14-003647 · rrd400012.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,675.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 17:32 UTC | CITIGROUP INC C · Entity 2837 | GrantStock Unit · Derivative | 24,064.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011425 · rrd368195.xml · derivative · entry 6 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,064.78 Underlying: Common Stock · 24,064.78 shares Expires 2013-08-19 F4 · derivative.exercise_price: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013. F4 · shares: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013. F4 · derivative.exercise_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013. F4 · derivative.expiration_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013. F4 · balance_after: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 19, 2013. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 17:32 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 35,376.4 | $43.84 | $1,550,901.38 |
DisclosureSEC source: 0001181431-13-011425 · rrd368195.xml · nonDerivative · entry 3 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,812.6 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 17:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 58,432.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011425 · rrd368195.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,189 F2 · shares: Award of restricted stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 17:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 36,021.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011425 · rrd368195.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,756.6 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 18:00 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 35,852.1 | $41.37 | $1,483,291.01 |
DisclosureSEC source: 0001181431-13-004678 · rrd367245.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,735.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 16:10 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 509.2 | $29.16 | $14,845.73 |
DisclosureSEC source: 0001181431-12-003642 · rrd331234.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,587.2 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 16:46 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 6,943 | $30.74 | $213,427.82 |
DisclosureSEC source: 0001181431-12-003179 · rrd330806.xml · nonDerivative · entry 3 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,096.4 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. F4 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 16:46 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 31,554.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003179 · rrd330806.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,039.4 F2 · shares: Award of restricted stock pursuant to the Issuer's 2009 Stock Incentive Plan. F4 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 16:46 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 47,648.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003179 · rrd330806.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,484.5 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. F4 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 16:36 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,500,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010849 · rrd301726.xml · derivative · entry 4 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 16:51 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 18,260 | $4.77 | $87,100.20 |
DisclosureSEC source: 0001181431-11-004815 · rrd298422.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,228,359.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 17:17 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 545,138.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004520 · rrd298006.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,246,619.1 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 17:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 43,378 | $4.76 | $206,479.28 |
DisclosureSEC source: 0001181431-11-000339 · rrd295833.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701,480.2 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 17:02 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 85,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-000339 · rrd295833.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744,858.2 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 16:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 49,162 | $4.20 | $206,480.40 |
DisclosureSEC source: 0001181431-10-058741 · rrd292527.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,659,804.2 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 16:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 96,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058741 · rrd292527.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,708,966.2 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 16:05 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 49,516 | $4.17 | $206,481.72 |
DisclosureSEC source: 0001181431-10-052904 · rrd289553.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,612,571.2 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 16:05 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 97,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052904 · rrd289553.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,662,087.2 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 16:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 476,491 | $3.90 | $1,858,314.90 |
DisclosureSEC source: 0001181431-10-048805 · rrd287405.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,564,998.2 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 16:14 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 934,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-048805 · rrd287405.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,041,489.2 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| January 20, 2010 Filed Jan 21, 2010 20:07 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 78,950 | $3.53 | $278,298.75 |
DisclosureSEC source: 0001181431-10-004133 · rrd262425.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,195.2 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 18:06 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 491,967.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-000570 · rrd261332.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186,145.2 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 17:32 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 408,979 | $4.11 | $1,680,903.69 |
DisclosureSEC source: 0001181431-09-054577 · rrd258520.xml · nonDerivative · entry 2 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694,177.4 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 17:32 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 729,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-054577 · rrd258520.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103,156.4 F1 · shares: Award of shares pursuant to the 2009 Citi Stock Payment Program. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:54 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 91,545 | $3.19 | $292,028.55 |
DisclosureSEC source: 0001181431-09-004405 · rrd230683.xml · nonDerivative · entry 1 Mills William · CIK 0001433837 · CEO W.Europe, Mid East, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373,229.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.