Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABRDN ASIA-PACIFIC INCOME FUND, INC.FAX · Entity 5334 | Director | October 18, 2021 | November 01, 2021 |
| ABRDN AUSTRALIA EQUITY FUND, INC.IAF · Entity 6618 | Director | October 18, 2021 | November 01, 2021 |
| ABRDN GLOBAL INCOME FUND, INC.FCO · Entity 46158 | Director | October 18, 2021 | November 01, 2021 |
| ABRDN JAPAN EQUITY FUND, INC.JEQ · Entity 74343 | Director | October 18, 2021 | November 01, 2021 |
| CITIGROUP INCC · Entity 2837 | CEO, Global Consumer Bank | April 22, 2019 | April 23, 2019 |
| abrdn Global Dynamic Dividend FundAGD · Entity 8940 | Director | October 18, 2021 | November 01, 2021 |
| abrdn Global Infrastructure Income FundASGI · Entity 5219 | Director | September 30, 2021 | October 04, 2021 |
| abrdn Global Premier Properties FundAWP · Entity 5771 | Director | October 18, 2021 | November 01, 2021 |
| abrdn Healthcare InvestorsHQH · Entity 8816 | Director | October 27, 2023 | November 06, 2023 |
| abrdn Healthcare Opportunities FundTHQ · Entity 5102 | Director | October 27, 2023 | November 06, 2023 |
| abrdn Income Credit Strategies FundACP · Entity 5307 | Director | October 18, 2021 | November 01, 2021 |
| abrdn Life Sciences InvestorsHQL · Entity 8835 | Director | October 27, 2023 | November 06, 2023 |
| abrdn National Municipal Income FundVFL · Entity 30644 | Director | July 07, 2023 | July 17, 2023 |
| abrdn Total Dynamic Dividend FundAOD · Entity 4883 | Director | October 18, 2021 | November 01, 2021 |
| abrdn World Healthcare FundTHW · Entity 5390 | Director | October 27, 2023 | November 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABRDN ASIA-PACIFIC INCOME FUND, INC.
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
ABRDN AUSTRALIA EQUITY FUND, INC.
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
ABRDN GLOBAL INCOME FUND, INC.
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
ABRDN JAPAN EQUITY FUND, INC.
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
CITIGROUP INC
Report date April 22, 2019 · Filed April 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 261,626.48 |
Reported balance
After 2019-04-22 transaction · row 1
1 source rowRow 1 · 2019-04-22 · Sale · Disposed 30,000 · Balance 261,626.48 F1: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $69.03 to $69.68. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 95,000 |
Reported balance
Holding disclosure · report date 2019-04-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 95,000 |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $69.03 to $69.68. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
abrdn Global Dynamic Dividend Fund
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
abrdn Global Infrastructure Income Fund
Report date September 30, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-09-30 transaction · row 1
1 source rowRow 1 · 2021-09-30 · Purchase · Acquired 1,000 · Balance 1,000 |
abrdn Global Premier Properties Fund
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
abrdn Healthcare Investors
Report date October 27, 2023 · Filed November 06, 2023
This filing explicitly reported no securities owned.
abrdn Healthcare Opportunities Fund
Report date October 27, 2023 · Filed November 06, 2023
This filing explicitly reported no securities owned.
abrdn Income Credit Strategies Fund
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
abrdn Life Sciences Investors
Report date October 27, 2023 · Filed November 06, 2023
This filing explicitly reported no securities owned.
abrdn National Municipal Income Fund
Report date July 07, 2023 · Filed July 17, 2023
This filing explicitly reported no securities owned.
abrdn Total Dynamic Dividend Fund
Report date October 18, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-10-18 transaction · row 1
1 source rowRow 1 · 2021-10-18 · Purchase · Acquired 1,000 · Balance 1,000 |
abrdn World Healthcare Fund
Report date October 27, 2023 · Filed November 06, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2021 Filed Nov 1, 2021 20:27 UTC | ABRDN AUSTRALIA EQUITY FUND, INC. IAF · Entity 6618 | PurchaseCommon Stock | 1,000 | $6.01 | $6,010.00 |
DisclosureSEC source: 0000779336-21-000002 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 19:26 UTC | ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 | PurchaseCommon Stock | 1,000 | $4.21 | $4,210.00 |
DisclosureSEC source: 0000790500-21-000005 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 20:27 UTC | ABRDN JAPAN EQUITY FUND, INC. JEQ · Entity 74343 | PurchaseCommon Stock | 1,000 | $9.31 | $9,310.00 |
DisclosureSEC source: 0000866095-21-000004 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 19:21 UTC | ABRDN GLOBAL INCOME FUND, INC. FCO · Entity 46158 | PurchaseCommon Stock | 1,000 | $8.13 | $8,133.70 |
DisclosureSEC source: 0000876717-21-000002 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 16:31 UTC | abrdn Global Dynamic Dividend Fund AGD · Entity 8940 | PurchaseCommon Stock | 1,000 | $12.01 | $12,010.00 |
DisclosureSEC source: 0001362481-21-000002 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 15:31 UTC | abrdn Total Dynamic Dividend Fund AOD · Entity 4883 | PurchaseCommon Stock | 1,000 | $9.99 | $9,990.00 |
DisclosureSEC source: 0001379400-21-000002 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 15:08 UTC | abrdn Income Credit Strategies Fund ACP · Entity 5307 | PurchaseCommon Stock | 1,000 | $11.25 | $11,250.00 |
DisclosureSEC source: 0001503290-21-000007 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| October 18, 2021 Filed Nov 1, 2021 15:13 UTC | abrdn Global Premier Properties Fund AWP · Entity 5771 | PurchaseCommon Stock | 1,000 | $6.48 | $6,480.00 |
DisclosureSEC source: 0001390195-21-000003 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 09:53 UTC | abrdn Global Infrastructure Income Fund ASGI · Entity 5219 | PurchaseCommon Stock | 1,000 | $20.38 | $20,380.00 |
DisclosureSEC source: 0001793855-21-000003 · primary_doc.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 20:01 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 30,000 | $69.33 | $2,079,900.00 |
DisclosureSEC source: 0001209191-19-025585 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,626.48 F1 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $69.03 to $69.68. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 21:34 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 52,860.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010626 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,626.48 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2020; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 22:13 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Units · Derivative | 53,789.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005004 · doc4.xml · derivative · entry 3 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,789.26 Underlying: Common Stock · 53,789.26 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2016 the Reporting Person received from the Issuer a target award of 64,775.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 53,789.26 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · derivative.exercise_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 64,775.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 53,789.26 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · derivative.expiration_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 64,775.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 53,789.26 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. F2 · balance_after: On February 16, 2016 the Reporting Person received from the Issuer a target award of 64,775.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 53,789.26 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 22:13 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 23,559.63 | $63.12 | $1,487,083.85 |
DisclosureSEC source: 0001209191-19-005004 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,765.58 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 13:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 40,300.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010608 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,325.21 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:37 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Unit · Derivative | 42,454.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005208 · doc4.xml · derivative · entry 3 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,454.78 Underlying: Common Stock · 42,454.78 shares Expires not disclosed F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 44,642.26 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 42,454.78 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:37 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 21,926.66 | $78.19 | $1,714,445.55 |
DisclosureSEC source: 0001209191-18-005208 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,024.3 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:39 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 90,000 | $60.10 | $5,409,000.00 |
DisclosureSEC source: 0001209191-17-012278 · doc4.xml · nonDerivative · entry 2 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,950.96 F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017. F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $59.79 to USD $60.50. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:39 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 43,344.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012278 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,950.96 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:27 UTC | CITIGROUP INC C · Entity 2837 | GrantPerformance Share Unit · Derivative | 20,599.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005387 · doc4.xml · derivative · entry 3 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,599.38 Underlying: Common Stock · 20,599.38 shares Expires not disclosed F2 · derivative.exercise_price: On February 18, 2014 the Reporting Person received from the Issuer a target award of 40,953.04 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 20,599.38 PSUs. F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. F2 · derivative.exercise_date: On February 18, 2014 the Reporting Person received from the Issuer a target award of 40,953.04 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 20,599.38 PSUs. F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. F2 · derivative.expiration_date: On February 18, 2014 the Reporting Person received from the Issuer a target award of 40,953.04 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 20,599.38 PSUs. F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. F2 · balance_after: On February 18, 2014 the Reporting Person received from the Issuer a target award of 40,953.04 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 20,599.38 PSUs. F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 17, 2017. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2017 through January 19, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through February 17, 2017. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 23:27 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 17,913.98 | $56.58 | $1,013,483.42 |
DisclosureSEC source: 0001209191-17-005387 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,606.75 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:14 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0001209191-16-150598 · doc4.xml · derivative · entry 4 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 100,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:14 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 94,940.61 | $55.45 | $5,264,456.82 |
DisclosureSEC source: 0001209191-16-150598 · doc4.xml · nonDerivative · entry 2 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,520.73 F2 · shares: Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 22:14 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 100,000 | $49.10 | $4,910,000.00 |
DisclosureSEC source: 0001209191-16-150598 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,461.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 14, 2011, the Issuer awarded 100,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 64,775.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-099971 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,461.34 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 19:35 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 20,448.58 | $40.23 | $822,717.94 |
DisclosureSEC source: 0001209191-16-093069 · doc4.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,686.22 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 08:05 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 44,642.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002867 · rrd422326.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,134.8 F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. F2 · balance_after: On October 6, 2014, the Reporting Person transferred 65,000 shares to a Trust of which he is the beneficiary. Read SEC document |
| February 19, 2014 Filed Feb 20, 2014 17:47 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 20,000 | $49.06 | $981,200.00 |
DisclosureSEC source: 0001181431-14-008091 · rrd401739.xml · nonDerivative · entry 2 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,493.8 Read SEC document |
| February 18, 2014 Filed Feb 20, 2014 17:47 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 40,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-008091 · rrd401739.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,493.8 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| February 19, 2013 Filed Feb 21, 2013 17:25 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 44,581.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-011409 · rrd368176.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,540.8 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| January 17, 2012 Filed Jan 19, 2012 16:40 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 56,905.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003170 · rrd330795.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,959.3 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 16:31 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010835 · rrd301697.xml · derivative · entry 2 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 17:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 838,765.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004506 · rrd297991.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870,539.9 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| July 30, 2010 Filed Aug 3, 2010 16:07 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 300,000 | $4.07 | $1,221,510.00 |
DisclosureSEC source: 0001181431-10-039893 · rrd282480.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,774.4 Read SEC document |
| April 21, 2010 Filed Apr 23, 2010 16:21 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 535,004.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-022672 · rrd273028.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,774.4 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 19:39 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 514,328.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004116 · rrd263429.xml · nonDerivative · entry 1 BIRD STEPHEN · CIK 0001481514 · CEO ASIA PACIFIC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,769.9 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.