Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2017 | April 04, 2017 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director | March 31, 2017 | April 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,725.958 |
Reported balance
After 2017-04-01 transaction · row 1
1 source rowRow 1 · 2017-04-01 · Grant · Acquired 10.6831 · Balance 5,725.958 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 24,586.4658 |
Reported balance
After 2017-04-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-04-01 · Grant · Acquired 64.2421 · Balance 24,586.4658 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
INTERNATIONAL BUSINESS MACHINES CORP
Report date March 31, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 24,041 |
Reported balance
After 2017-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 259 · Balance 24,041 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2017 Filed Apr 4, 2017 20:09 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 64.2421 | $61.11 | $3,925.64 |
DisclosureSEC source: 0001209191-17-024686 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,586.4658 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:09 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 10.6831 | $61.11 | $652.81 |
DisclosureSEC source: 0001209191-17-024686 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,725.958 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 259 | $174.14 Strike: $0.00 | $45,102.26 |
DisclosureSEC source: 0001562180-17-001377 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,041 Underlying: Common Stock · 259 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:51 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 637.3865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012315 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,715.2749 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 2,999.6090 shares of deferred common stock which vested on 1/20/2017 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 19.2611 | $58.65 | $1,129.72 |
DisclosureSEC source: 0001209191-17-002028 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,077.4974 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 56.9483 | $58.65 | $3,340.19 |
DisclosureSEC source: 0001209191-17-002028 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,522.6147 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:16 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 596.7299 | $58.65 | $35,000.00 |
DisclosureSEC source: 0001209191-17-002028 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,465.6664 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 17:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 452 | $165.99 Strike: $0.00 | $75,027.48 |
DisclosureSEC source: 0001562180-17-000047 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 Underlying: Common Stock · 452 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 23.7942 | $47.31 | $1,125.80 |
DisclosureSEC source: 0001209191-16-144147 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,058.2363 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 67.8581 | $47.31 | $3,210.64 |
DisclosureSEC source: 0001209191-16-144147 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,868.9365 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 739.7387 | $47.31 | $35,000.00 |
DisclosureSEC source: 0001209191-16-144147 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,801.0784 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 19:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 473 | $158.85 Strike: $0.00 | $75,136.05 |
DisclosureSEC source: 0001562180-16-003177 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,951 Underlying: Common Stock · 473 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 7.8062 | $45.02 | $351.41 |
DisclosureSEC source: 0001209191-16-131555 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,034.4421 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 21.3995 | $45.02 | $963.34 |
DisclosureSEC source: 0001209191-16-131555 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,061.3397 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2016 Filed Jul 6, 2016 20:12 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 777.484 | $45.02 | $35,000.00 |
DisclosureSEC source: 0001209191-16-131555 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,039.9402 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2016 Filed Jul 1, 2016 19:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 495 | $151.78 Strike: $0.00 | $75,131.10 |
DisclosureSEC source: 0001562180-16-002742 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,282 Underlying: Common Stock · 495 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 3.5336 | $42.10 | $148.76 |
DisclosureSEC source: 0001209191-16-112952 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,026.6359 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 21.7281 | $42.10 | $914.73 |
DisclosureSEC source: 0001209191-16-112952 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,262.4562 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 950.1414 | $42.10 | $40,000.00 |
DisclosureSEC source: 0001209191-16-112952 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,240.7281 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 19:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 496 | $151.45 Strike: $0.00 | $75,119.20 |
DisclosureSEC source: 0001562180-16-002032 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,589 Underlying: Common Stock · 496 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| February 16, 2016 Filed Feb 18, 2016 22:22 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 4,048.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-100038 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,022.8 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Reflects 3,031.7 shares of deferred common stock which vested on 1/20/2016 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $82.70 | $0.00 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · derivative · entry 7 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2016-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $125.14 | $25,027.00 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 6 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 15 | $125.13 | $1,876.95 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 5 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $125.12 | $200,192.00 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 4 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,085 | $125.10 | $260,840.80 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,815 Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $125.10 | $12,510.00 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
| February 09, 2016 Filed Feb 10, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,000 | $82.70 | $330,800.00 |
DisclosureSEC source: 0001562180-16-001599 · primarydocument.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2016 Filed Jan 5, 2016 22:25 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 5.6 | $53.31 | $298.52 |
DisclosureSEC source: 0001209191-16-089045 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,006 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| January 01, 2016 Filed Jan 5, 2016 22:25 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 13.5 | $53.31 | $719.66 |
DisclosureSEC source: 0001209191-16-089045 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,258.5 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 01, 2016 Filed Jan 5, 2016 22:25 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 750.3 | $53.31 | $39,996.99 |
DisclosureSEC source: 0001209191-16-089045 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,245 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 22:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 545 | $137.62 Strike: $0.00 | $75,002.90 |
DisclosureSEC source: 0001562180-16-001174 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,900 Underlying: Common Stock · 545 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 20:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 5.8 | $51.28 | $297.40 |
DisclosureSEC source: 0001209191-15-073822 · doc4.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000.4 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 20:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 13.3 | $51.28 | $681.96 |
DisclosureSEC source: 0001209191-15-073822 · doc4.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,494.7 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2015 Filed Oct 5, 2015 20:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 780.1 | $51.28 | $39,999.63 |
DisclosureSEC source: 0001209191-15-073822 · doc4.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,481.4 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2015 Filed Oct 1, 2015 17:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 518 | $144.97 Strike: $0.00 | $75,094.46 |
DisclosureSEC source: 0001562180-15-000818 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,164 Underlying: Common Stock · 518 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 20:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 5.3 | $55.94 | $296.46 |
DisclosureSEC source: 0001181431-15-008695 · rrd425859.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994.6 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 20:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 11.8 | $55.94 | $660.04 |
DisclosureSEC source: 0001181431-15-008695 · rrd425859.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,701.3 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2015 Filed Jul 6, 2015 20:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 446.9 | $55.94 | $24,997.80 |
DisclosureSEC source: 0001181431-15-008695 · rrd425859.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,689.5 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| June 30, 2015 Filed Jul 1, 2015 17:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 462 | $162.66 Strike: $0.00 | $75,148.92 |
DisclosureSEC source: 0001562180-15-000540 · primarydocument.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 Underlying: Common Stock · 462 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 14:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 0.5686 | $53.16 | $30.23 |
DisclosureSEC source: 0001181431-15-005554 · rrd423705.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,989.3 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 14:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 2.4 | $53.16 | $127.59 |
DisclosureSEC source: 0001181431-15-005554 · rrd423705.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,242.6 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 14:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 470.2 | $53.16 | $24,997.71 |
DisclosureSEC source: 0001181431-15-005554 · rrd423705.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,240.2 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| March 31, 2015 Filed Apr 1, 2015 17:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 468 | $160.50 Strike: $0.00 | $75,114.00 |
DisclosureSEC source: 0001181431-15-005346 · rrd424052.xml · derivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,867 Underlying: Common Stock · 468 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $76.48 | $0.00 |
DisclosureSEC source: 0001181431-15-003359 · rrd422898.xml · derivative · entry 6 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2015-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $164.43 | $147,982.50 |
DisclosureSEC source: 0001181431-15-003359 · rrd422898.xml · nonDerivative · entry 5 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $164.42 | $16,442.00 |
DisclosureSEC source: 0001181431-15-003359 · rrd422898.xml · nonDerivative · entry 4 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,997 | $164.41 | $492,736.77 |
DisclosureSEC source: 0001181431-15-003359 · rrd422898.xml · nonDerivative · entry 3 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3 | $164.40 | $493.20 |
DisclosureSEC source: 0001181431-15-003359 · rrd422898.xml · nonDerivative · entry 2 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 Read SEC document |
| February 24, 2015 Filed Feb 25, 2015 21:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,000 | $76.48 | $305,920.00 |
DisclosureSEC source: 0001181431-15-003359 · rrd422898.xml · nonDerivative · entry 1 SPERO JOAN E · CIK 0001197661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.