C

SEC source: 0001209191-17-024675 · doc4.xml · nonDerivative · entry 1

ONEILL MICHAEL E · CIK 0001204673 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 74,012.0856

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024672 · doc4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638.1177

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024679 · doc4.xml · nonDerivative · entry 1

REINER GARY M · CIK 0001233171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519.3147

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024683 · doc4.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,830.4542

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024683 · doc4.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725.958

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024686 · doc4.xml · nonDerivative · entry 2

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,586.4658

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024686 · doc4.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725.958

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024690 · doc4.xml · nonDerivative · entry 2

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,920.5746

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024690 · doc4.xml · nonDerivative · entry 1

TAYLOR DIANA L · CIK 0001397512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638.1177

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024695 · doc4.xml · nonDerivative · entry 2

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638.1177

F2 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024695 · doc4.xml · nonDerivative · entry 1

THOMPSON WILLIAM S · CIK 0001201901 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 98,451

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024699 · doc4.xml · nonDerivative · entry 2

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,072.7841

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024699 · doc4.xml · nonDerivative · entry 1

Turley James S · CIK 0001580994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,176.1177

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024706 · doc4.xml · nonDerivative · entry 2

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,558.4574

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-024706 · doc4.xml · nonDerivative · entry 1

ZEDILLO ERNESTO · CIK 0001184003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,638.1177

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-049607 · doc4.xml · nonDerivative · entry 10

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935

F1 · balance_after: Represents shares of the Issuer's common stock acquired by the Reporting Person in her managed investment account (see Remarks); does not include shares of the Issuer's common stock granted to the Reporting Person by the Issuer as compensation for her service on the Issuer's Board of Directors.

SEC source: 0001209191-17-012894 · doc4.xml · nonDerivative · entry 1

Fraser Jane Nind · CIK 0001644491 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,628.91

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-17-012897 · doc4.xml · derivative · entry 5

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,278.01

Underlying: Common Stock · 18,278.01 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 18, 2014 the Reporting Person received from the Issuer a target award of 36,338.00 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (ii) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,278.01 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 17, 2017 and the remainder on or about September 15, 2017. Each PSU delivered on March 17, 2017 is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period February 13, 2017 through February 17, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through March 17, 2017. With respect to the remaining PSUs to be delivered on or about September 15, 2017, each PSU will be equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period August 14, 2017 through August 18, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through August 20, 2017.

F2 · derivative.exercise_date: On February 18, 2014 the Reporting Person received from the Issuer a target award of 36,338.00 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (ii) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,278.01 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 17, 2017 and the remainder on or about September 15, 2017. Each PSU delivered on March 17, 2017 is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period February 13, 2017 through February 17, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through March 17, 2017. With respect to the remaining PSUs to be delivered on or about September 15, 2017, each PSU will be equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period August 14, 2017 through August 18, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through August 20, 2017.

F2 · derivative.expiration_date: On February 18, 2014 the Reporting Person received from the Issuer a target award of 36,338.00 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (ii) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,278.01 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 17, 2017 and the remainder on or about September 15, 2017. Each PSU delivered on March 17, 2017 is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period February 13, 2017 through February 17, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through March 17, 2017. With respect to the remaining PSUs to be delivered on or about September 15, 2017, each PSU will be equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period August 14, 2017 through August 18, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through August 20, 2017.

F2 · balance_after: On February 18, 2014 the Reporting Person received from the Issuer a target award of 36,338.00 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 100% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2016 (the "Performance Period") and (ii) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 18,278.01 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered two-thirds on March 17, 2017 and the remainder on or about September 15, 2017. Each PSU delivered on March 17, 2017 is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period February 13, 2017 through February 17, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through March 17, 2017. With respect to the remaining PSUs to be delivered on or about September 15, 2017, each PSU will be equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period August 14, 2017 through August 18, 2017, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2013 through August 20, 2017.

SEC source: 0001209191-17-012897 · doc4.xml · nonDerivative · entry 1

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,860.65

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001209191-17-012285 · doc4.xml · nonDerivative · entry 3

Forese James A. · CIK 0001433386 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,438.41

F4 · shares: Represents gifts by the Reporting Person to charitable organizations.

SEC source: 0001209191-17-012883 · doc4a.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,438.41

F1 · date: The Reporting Person's original Form 4 filed on February 17, 2017 misstated the date on which the Reporting Person sold 55,426 shares of the Issuer's common stock. The sale occurred on February 17, 2017, not February 16, 2017 as stated in the original Form 4. This amended Form 4 is filed solely to correct the sale date in the original Form 4 and not to report any additional sale of the Issuer's common stock by the Reporting Person. All other information in the original Form 4 was and remains accurate.

F1 · kind: The Reporting Person's original Form 4 filed on February 17, 2017 misstated the date on which the Reporting Person sold 55,426 shares of the Issuer's common stock. The sale occurred on February 17, 2017, not February 16, 2017 as stated in the original Form 4. This amended Form 4 is filed solely to correct the sale date in the original Form 4 and not to report any additional sale of the Issuer's common stock by the Reporting Person. All other information in the original Form 4 was and remains accurate.

F1 · shares: The Reporting Person's original Form 4 filed on February 17, 2017 misstated the date on which the Reporting Person sold 55,426 shares of the Issuer's common stock. The sale occurred on February 17, 2017, not February 16, 2017 as stated in the original Form 4. This amended Form 4 is filed solely to correct the sale date in the original Form 4 and not to report any additional sale of the Issuer's common stock by the Reporting Person. All other information in the original Form 4 was and remains accurate.

F1 · price: The Reporting Person's original Form 4 filed on February 17, 2017 misstated the date on which the Reporting Person sold 55,426 shares of the Issuer's common stock. The sale occurred on February 17, 2017, not February 16, 2017 as stated in the original Form 4. This amended Form 4 is filed solely to correct the sale date in the original Form 4 and not to report any additional sale of the Issuer's common stock by the Reporting Person. All other information in the original Form 4 was and remains accurate.

F1 · acquired: The Reporting Person's original Form 4 filed on February 17, 2017 misstated the date on which the Reporting Person sold 55,426 shares of the Issuer's common stock. The sale occurred on February 17, 2017, not February 16, 2017 as stated in the original Form 4. This amended Form 4 is filed solely to correct the sale date in the original Form 4 and not to report any additional sale of the Issuer's common stock by the Reporting Person. All other information in the original Form 4 was and remains accurate.

SEC source: 0001209191-17-012276 · doc4.xml · nonDerivative · entry 3

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,775.15

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

F4 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $59.90 to USD $60.38. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-012276 · doc4.xml · nonDerivative · entry 2

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,710.15

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $60.00 to USD $60.08. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-012276 · doc4.xml · nonDerivative · entry 1

CORBAT MICHAEL · CIK 0001462790 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,060.15

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012277 · doc4.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · CEO, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,335.85

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012278 · doc4.xml · nonDerivative · entry 2

BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,950.96

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $59.79 to USD $60.50. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-012278 · doc4.xml · nonDerivative · entry 1

BIRD STEPHEN · CIK 0001481514 · CEO, Global Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,950.96

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012279 · doc4.xml · nonDerivative · entry 2

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,668.83

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $59.79 to USD $60.50. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-012279 · doc4.xml · nonDerivative · entry 1

Callahan Don · CIK 0001433990 · Head of Operations&Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,304.83

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012282 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,949.47

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012281 · doc4.xml · derivative · entry 7

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792.35

Underlying: Common Stock · 5,792.35 shares

Expires 2017-08-16

F3 · derivative.exercise_price: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 16, 2017.

F3 · shares: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 16, 2017.

F3 · derivative.exercise_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 16, 2017.

F3 · derivative.expiration_date: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 16, 2017.

F3 · balance_after: The Stock Unit is a cash-settled award that vests immediately and will be distributed to the Reporting Person six months following the grant date (subject to tax withholding). Each Stock Unit is the economic equivalent of one share of the Issuer's common stock. The cash amount distributed to the Reporting Person will be determined by multiplying the total number of Stock Units by the average of the high and low prices of the Issuer's common stock on August 16, 2017.

SEC source: 0001209191-17-012281 · doc4.xml · nonDerivative · entry 3

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 0

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

SEC source: 0001209191-17-012281 · doc4.xml · nonDerivative · entry 2

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,540.16

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

SEC source: 0001209191-17-012281 · doc4.xml · nonDerivative · entry 1

Cowles James C · CIK 0001566749 · CEO, Europe,Middle East&Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,540.16

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on February 20, 2021; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012285 · doc4.xml · nonDerivative · entry 2

Forese James A. · CIK 0001433386 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,002.41

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $59.41 to USD $59.83. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-012285 · doc4.xml · nonDerivative · entry 1

Forese James A. · CIK 0001433386 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,438.41

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012288 · doc4.xml · nonDerivative · entry 2

Fraser Jane Nind · CIK 0001644491 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,831.28

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from USD $60.27 to USD $60.38. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001209191-17-012288 · doc4.xml · nonDerivative · entry 1

Fraser Jane Nind · CIK 0001644491 · CEO, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,831.28

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012290 · doc4.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,077.9

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012298 · doc4.xml · nonDerivative · entry 1

Weerasinghe Rohan · CIK 0001550815 · General Counsel & Corp. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,951.68

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012292 · doc4.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,309.27

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012294 · doc4.xml · nonDerivative · entry 1

Mills William · CIK 0001433837 · CEO, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,534.47

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012295 · doc4.xml · nonDerivative · entry 2

MURRAY JOSEPH MICHAEL · CIK 0001614594 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,912.77

F2 · shares: Represents shares the Reporting Person acquired prior to February 16, 2017.

SEC source: 0001209191-17-012295 · doc4.xml · nonDerivative · entry 1

MURRAY JOSEPH MICHAEL · CIK 0001614594 · Head of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,949.77

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012296 · doc4.xml · nonDerivative · entry 1

WALSH JEFFREY R · CIK 0001469021 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,693.54

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-012299 · doc4.xml · nonDerivative · entry 1

COSTELLO ELLEN · CIK 0001664542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627.4346

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-012303 · doc4.xml · nonDerivative · entry 1

Henry Peter B. · CIK 0001513315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,936.3536

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-012301 · doc4.xml · nonDerivative · entry 1

HENNES DUNCAN P · CIK 0001450608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,039.4346

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.6090 shares of deferred common stock which vested on 1/20/2017 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-012304 · doc4.xml · nonDerivative · entry 1

Humer Franz B · CIK 0001548072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627.4346

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Reflects 2,999.6090 shares of deferred common stock which vested on 1/20/2017 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-17-012305 · doc4.xml · nonDerivative · entry 1

James Renee Jo · CIK 0001412439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,627.4346

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.