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NYSE · USD

BNY

Bank of New York Mellon Corp

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2899
SEC CIK
0001390777
Parsed reports
859

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2017 Filed Feb 22, 2017 17:04 UTC
Harris Mitchell E.Sr. Executive Vice President
Tax withholdingCommon Stock 26,996 $47.14 $1,272,591.44
Disclosure

SEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 2

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,042.138

F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 17:04 UTC
Harris Mitchell E.Sr. Executive Vice President
Tax withholdingCommon Stock 7,921 $47.14 $373,395.94
Disclosure

SEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,038.138

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:03 UTC
GIBBONS THOMAS PVice Chairman & CFO
Tax withholdingCommon Stock 14,506 $47.14 $683,812.84
Disclosure

SEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 3

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,802.5025

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:03 UTC
GIBBONS THOMAS PVice Chairman & CFO
Tax withholdingCommon Stock 21,547 $47.14 $1,015,725.58
Disclosure

SEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,308.5025

F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:03 UTC
GIBBONS THOMAS PVice Chairman & CFO
Tax withholdingCommon Stock 5,913 $47.14 $278,738.82
Disclosure

SEC source: 0001209191-17-013356 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,855.5025

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:04 UTC
HASSELL GERALD LDirector · Chairman & CEO
Tax withholdingCommon Stock 47,071 $47.14 $2,218,926.94
Disclosure

SEC source: 0001209191-17-013361 · doc4.xml · nonDerivative · entry 3

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,464.998

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:04 UTC
HASSELL GERALD LDirector · Chairman & CEO
Tax withholdingCommon Stock 49,837 $47.14 $2,349,316.18
Disclosure

SEC source: 0001209191-17-013361 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,535.998

F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:04 UTC
HASSELL GERALD LDirector · Chairman & CEO
Tax withholdingCommon Stock 20,992 $47.14 $989,562.88
Disclosure

SEC source: 0001209191-17-013361 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,372.998

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:04 UTC
Herena MoniqueSr. Executive Vice President
Tax withholdingCommon Stock 4,486 $47.14 $211,470.04
Disclosure

SEC source: 0001209191-17-013363 · doc4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,028

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:05 UTC
McCarthy J KevinDirector · SEVP & General Counsel
Tax withholdingCommon Stock 5,036 $47.17 $237,548.12
Disclosure

SEC source: 0001209191-17-013370 · doc4.xml · nonDerivative · entry 2

McCarthy J Kevin · CIK 0001386987 · Director · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,799

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:05 UTC
McCarthy J KevinDirector · SEVP & General Counsel
Tax withholdingCommon Stock 3,427 $47.14 $161,548.78
Disclosure

SEC source: 0001209191-17-013370 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · Director · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,835

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:07 UTC
Wiener James SChief Risk Officer
Tax withholdingCommon Stock 6,955 $47.14 $327,858.70
Disclosure

SEC source: 0001209191-17-013379 · doc4.xml · nonDerivative · entry 1

Wiener James S · CIK 0001625697 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,470

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:06 UTC
Shea Brian TVice Chairman
Tax withholdingCommon Stock 14,624 $47.14 $689,375.36
Disclosure

SEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 3

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,852.4235

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:06 UTC
Shea Brian TVice Chairman
Tax withholdingCommon Stock 20,331 $47.14 $958,403.34
Disclosure

SEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 2

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,476.4235

F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:06 UTC
Shea Brian TVice Chairman
Tax withholdingCommon Stock 6,759 $47.14 $318,619.26
Disclosure

SEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,807.4235

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 22:05 UTC Tax withholdingCommon Stock 1,548 $47.14 $72,972.72
Disclosure

SEC source: 0001209191-17-013367 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,532

F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 17:22 UTC
Neal Michelle M.Managing Director
GrantCommon Stock 37,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012798 · doc4.xml · nonDerivative · entry 1

Neal Michelle M. · CIK 0001668094 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,487

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 17:12 UTC
Harris Mitchell E.Sr. Executive Vice President
GrantCommon Stock 20,481.4503 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012785 · doc4.xml · nonDerivative · entry 2

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,959.138

F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 17:12 UTC
Harris Mitchell E.Sr. Executive Vice President
GrantCommon Stock 32,021 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012785 · doc4.xml · nonDerivative · entry 1

Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,477.6877

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:13 UTC
HASSELL GERALD LDirector · Chairman & CEO
GrantCommon Stock 37,812.7795 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012787 · doc4.xml · nonDerivative · entry 2

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,364.998

F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:13 UTC
HASSELL GERALD LDirector · Chairman & CEO
GrantCommon Stock 95,729 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012787 · doc4.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,552.2185

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GIBBONS THOMAS PVice Chairman & CFO
GrantCommon Stock 16,858.2499 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012784 · doc4.xml · nonDerivative · entry 2

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,768.5025

F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:11 UTC
GIBBONS THOMAS PVice Chairman & CFO
GrantCommon Stock 43,420 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012784 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,910.2526

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:15 UTC
McCarthy J KevinDirector · SEVP & General Counsel
GrantCommon Stock 31,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012795 · doc4.xml · nonDerivative · entry 1

McCarthy J Kevin · CIK 0001386987 · Director · SEVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,262

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:23 UTC
Wiener James SChief Risk Officer
GrantCommon Stock 38,610 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012800 · doc4.xml · nonDerivative · entry 1

Wiener James S · CIK 0001625697 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,425

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:22 UTC
Shea Brian TVice Chairman
GrantCommon Stock 15,423.2701 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012799 · doc4.xml · nonDerivative · entry 2

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,566.4235

F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:22 UTC
Shea Brian TVice Chairman
GrantCommon Stock 44,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012799 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,143.1534

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:14 UTC GrantCommon Stock 7,248 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012792 · doc4.xml · nonDerivative · entry 1

Kurimsky Kurtis R. · CIK 0001635463 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,080

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:13 UTC
Herena MoniqueSr. Executive Vice President
GrantCommon Stock 17,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012789 · doc4.xml · nonDerivative · entry 1

Herena Monique · CIK 0001606897 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,514

F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 17:52 UTC GrantCommon Stock 269.278 $43.29 $11,656.80
Disclosure

SEC source: 0001209191-17-010683 · doc4.xml · nonDerivative · entry 1

REIN CATHERIN A · CIK 0001176294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,143.6916

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:51 UTC GrantCommon Stock 125.031 $43.29 $5,412.48
Disclosure

SEC source: 0001209191-17-010669 · doc4.xml · nonDerivative · entry 1

DONOFRIO NICHOLAS M · CIK 0001180443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,611.849

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:44 UTC GrantCommon Stock 68.362 $43.29 $2,959.33
Disclosure

SEC source: 0001209191-17-010613 · doc4.xml · nonDerivative · entry 1

SCOTT SAMUEL C III · CIK 0001202862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,605.781

F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:23 UTC
Shea Brian TVice Chairman
Exercise / conversion02/24/2011 Stock Options · Derivative 119,182 Not disclosed Strike: $30.13 Not disclosed
Disclosure

SEC source: 0001209191-17-009660 · doc4.xml · derivative · entry 6

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119,182 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not Applicable

F2 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:23 UTC
Shea Brian TVice Chairman
Exercise / conversion02/23/2012 Stock Options · Derivative 80,494 Not disclosed Strike: $22.03 Not disclosed
Disclosure

SEC source: 0001209191-17-009660 · doc4.xml · derivative · entry 5

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,494 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not Applicable

F2 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:23 UTC
Shea Brian TVice Chairman
SaleCommon Stock 119,182 $45.07 $5,371,187.11
Disclosure

SEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 4

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,991.5177

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $44.92 to $45.16. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:23 UTC
Shea Brian TVice Chairman
Exercise / conversionCommon Stock 119,182 $30.13 $3,590,953.66
Disclosure

SEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 3

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,173.5177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:23 UTC
Shea Brian TVice Chairman
SaleCommon Stock 80,494 $45.07 $3,627,558.70
Disclosure

SEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 2

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,991.5177

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $44.92 to $45.16. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 22:23 UTC
Shea Brian TVice Chairman
Exercise / conversionCommon Stock 80,494 $22.03 $1,773,282.82
Disclosure

SEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 1

Shea Brian T · CIK 0001502259 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,485.5177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 17:05 UTC GrantCOMMON STOCK 416.3905 $45.02 $18,745.90
Disclosure

SEC source: 0001209191-17-007706 · doc4.xml · nonDerivative · entry 1

Morgan Jennifer B. · CIK 0001691867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416.3905

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:02 UTC GrantCOMMON STOCK 1,276.9307 $45.02 $57,487.42
Disclosure

SEC source: 0001209191-17-007696 · doc4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,960.8319

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:03 UTC GrantCOMMON STOCK 943.8183 $45.02 $42,490.70
Disclosure

SEC source: 0001209191-17-007701 · doc4.xml · nonDerivative · entry 1

Goldstein Jeffrey A · CIK 0001375299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,841.8746

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:04 UTC GrantCommon Stock 832.7808 $45.02 $37,491.79
Disclosure

SEC source: 0001209191-17-007704 · doc4.xml · nonDerivative · entry 1

Hinshaw John M · CIK 0001534787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,736.503

F1 · shares: Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:49 UTC
Neal Michelle M.Managing Director
SaleCommon Stock 4,278 $48.43 $207,200.65
Disclosure

SEC source: 0001209191-16-155181 · doc4.xml · nonDerivative · entry 1

Neal Michelle M. · CIK 0001668094 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,813

F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversion07/23/2007 Stock Options · Derivative 35,896 Not disclosed Strike: $44.59 Not disclosed
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · derivative · entry 12

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,896 shares

Expires 2017-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not Applicable

F5 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.

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December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversion06/29/2007 Stock Options · Derivative 471,700 Not disclosed Strike: $43.93 Not disclosed
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · derivative · entry 11

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 471,700 shares

Expires 2017-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not Applicable

F5 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversion04/02/2007 Stock Options · Derivative 86,180 Not disclosed Strike: $42.83 Not disclosed
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · derivative · entry 10

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,180 shares

Expires 2017-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not Applicable

F5 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
SaleCommon Stock 35,896 $48.41 $1,737,653.57
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · nonDerivative · entry 6

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,495.391

F3 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.335 to $48.515. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversionCommon Stock 35,896 $44.59 $1,600,602.64
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · nonDerivative · entry 5

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,391.391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
SaleCommon Stock 471,700 $48.46 $22,857,308.41
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · nonDerivative · entry 4

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,495.391

F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.35 to $48.595. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
HASSELL GERALD LDirector · Chairman & CEO
Exercise / conversionCommon Stock 471,700 $43.93 $20,721,781.00
Disclosure

SEC source: 0001209191-16-154936 · doc4.xml · nonDerivative · entry 3

HASSELL GERALD L · CIK 0001209482 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475,195.391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.