Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Sr. Executive Vice President | July 22, 2020 | July 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date July 22, 2020 · Filed July 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,425.102 |
Reported balance
After 2020-07-22 transaction · row 1
1 source rowRow 1 · 2020-07-22 · Sale · Disposed 35,000 · Balance 145,425.102 F1: Represents the weighted average price of shares sold with actual prices ranging from $35.665 to $35.835. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold with actual prices ranging from $35.665 to $35.835. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2020 Filed Jul 23, 2020 16:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 35,000 | $35.75 | $1,251,285.00 |
DisclosureSEC source: 0001209191-20-043485 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,425.102 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $35.665 to $35.835. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,242 | $41.37 | $258,231.54 |
DisclosureSEC source: 0001209191-20-013880 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,425.102 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:07 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 23,518.313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012051 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,667.102 F1 · shares: Represents Performance Shares Units granted in February 2017 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2020. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2020. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:54 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,657 | $45.90 | $167,856.30 |
DisclosureSEC source: 0001209191-20-010621 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,148.789 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 16:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,857 | $46.42 | $179,041.94 |
DisclosureSEC source: 0001209191-20-009214 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,805.789 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:45 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 28,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008780 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,662.789 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 16:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 50,000 | $44.60 | $2,229,950.00 |
DisclosureSEC source: 0001209191-19-053622 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,265.789 F1 · price: Represents the weighted average price of shares purchased with actual prices ranging from $44.340 to $44.930. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 16:45 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,243 | $53.04 | $331,128.72 |
DisclosureSEC source: 0001209191-19-014530 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,265.789 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 27,244.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012034 · doc4.xml · nonDerivative · entry 3 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,508.789 F2 · shares: Represents Performance Shares Units granted in February 2016 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 11, 2019. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 9,248 | $52.99 | $490,051.52 |
DisclosureSEC source: 0001209191-19-012034 · doc4.xml · nonDerivative · entry 2 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,264.779 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 16:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,667 | $52.99 | $194,314.33 |
DisclosureSEC source: 0001209191-19-012034 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,512.779 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 33,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009972 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,179.779 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 16:44 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 16,215 | $55.96 | $907,469.23 |
DisclosureSEC source: 0001209191-18-026094 · doc4.xml · nonDerivative · entry 2 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,594.779 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $55.91 to $56.045. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 16:44 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 31,785 | $56.02 | $1,780,468.56 |
DisclosureSEC source: 0001209191-18-026094 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,809.779 F1 · price: Represents the weighted average price of shares purchased with actual prices ranging from $55.855 to $56.135. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within this range. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 39,490.641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014531 · doc4.xml · nonDerivative · entry 2 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,594.779 F2 · shares: Represents Performance Shares Units granted in February 2015 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 26, 2018. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:42 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 38,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014531 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,104.138 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,840 | $56.42 | $385,912.80 |
DisclosureSEC source: 0001209191-18-012435 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,865.138 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 16:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 8,947 | $56.25 | $503,268.75 |
DisclosureSEC source: 0001209191-18-011939 · doc4.xml · nonDerivative · entry 2 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,705.138 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,661 | $56.25 | $205,931.25 |
DisclosureSEC source: 0001209191-18-011939 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,652.138 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 6,788 | $47.10 | $319,743.31 |
DisclosureSEC source: 0001209191-17-032027 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,313.138 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.075 to $47.135. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 17:11 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 20,000 | $47.38 | $947,598.00 |
DisclosureSEC source: 0001209191-17-014420 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,101.138 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $47.35 to $47.395. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 17:04 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 7,203 | $47.14 | $339,549.42 |
DisclosureSEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 4 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,101.138 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 17:04 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 9,738 | $47.14 | $459,049.32 |
DisclosureSEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 3 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,304.138 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 17:04 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 26,996 | $47.14 | $1,272,591.44 |
DisclosureSEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 2 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,042.138 F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 17:04 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 7,921 | $47.14 | $373,395.94 |
DisclosureSEC source: 0001209191-17-013360 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,038.138 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:12 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 20,481.4503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012785 · doc4.xml · nonDerivative · entry 2 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,959.138 F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:12 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 32,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012785 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,477.6877 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 17:00 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 28,779 | $43.55 | $1,253,466.47 |
DisclosureSEC source: 0001209191-16-147012 · doc4.xml · nonDerivative · entry 1 Harris Mitchell E. · CIK 0001668166 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,195.5127 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.525 to $43.585. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.