Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director | April 29, 2026 | May 01, 2026 |
| Bank of New York Mellon CorpBK · Entity 2899 | Vice Chairman | November 03, 2017 | November 07, 2017 |
| WisdomTree, Inc.WETF · Entity 4093 | Director | June 19, 2018 | June 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date April 29, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Annual)SEC Table II · derivative / convertible security | Direct | 5,863.1739 |
Reported balance
After 2026-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-29 · Grant · Acquired 441.7518 · Balance 5,863.1739 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
Bank of New York Mellon Corp
Report date November 03, 2017 · Filed November 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 181,815.4235 |
Reported balance
After 2017-11-03 transaction · row 1
1 source rowRow 1 · 2017-11-03 · Sale · Disposed 22,228 · Balance 181,815.4235 F1: Represents the weighted average price of shares sold with actual prices ranging from $51.12 to $51.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average price of shares sold with actual prices ranging from $51.12 to $51.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
WisdomTree, Inc.
Report date June 19, 2018 · Filed June 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,536 |
Reported balance
After 2018-06-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-06-19 · Grant · Acquired 8,936 · Balance 10,536 F1: Includes restricted stock awards which vest as to (i) 1,600 shares on April 24, 2019 and (ii) 8,936 shares on June 19, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock awards which vest as to (i) 1,600 shares on April 24, 2019 and (ii) 8,936 shares on June 19, 2019.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Fidelity National Information Services, Inc.
Report date June 05, 2024 · Filed June 07, 2024
Section 16 reporting ended · disclosed 2024-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,711 |
Ending reported balance
After 2024-06-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-06-05 · Exercise / conversion · Acquired 1,554 · Balance 10,261 Row 2 · 2024-06-05 · Exercise / conversion · Acquired 1,457 · Balance 11,718 Row 3 · 2024-06-05 · Exercise / conversion · Acquired 2,139 · Balance 13,857 Row 4 · 2024-06-05 · Exercise / conversion · Acquired 3,854 · Balance 17,711 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-05 · Exercise / conversion · Disposed 1,554 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-06-05 · Exercise / conversion · Disposed 1,457 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F3: These restricted stock units vested in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-06-05 · Exercise / conversion · Disposed 2,139 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F4: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-06-05 · Exercise / conversion · Disposed 3,854 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F5: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Common StockSEC Table I · non-derivative | IndirectUGMA custodial for children accounts | 1,050 |
Reported balance
Holding disclosure · report date 2024-06-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F3: These restricted stock units vested in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F4: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F5: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2026 Filed May 1, 2026 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 441.7518 | $0.00 | $0.00 |
DisclosureSEC source: 0001502259-26-000002 · form4-05012026_100518.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,863.1739 Underlying: Common Stock · 441.7518 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 30, 2025 Filed May 2, 2025 21:30 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 445.8409 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011844 · form4-05022025_090551.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,350.3487 Underlying: Common Stock · 445.8409 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 3,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · derivative · entry 9 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F5 · derivative.exercise_date: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. F5 · derivative.expiration_date: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 2,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · derivative · entry 8 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F4 · derivative.exercise_date: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. F4 · derivative.expiration_date: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 1,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · derivative · entry 7 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F3 · derivative.exercise_date: These restricted stock units vested in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. F3 · derivative.expiration_date: These restricted stock units vested in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 1,554 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · derivative · entry 6 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. F2 · derivative.expiration_date: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 3,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · nonDerivative · entry 4 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 2,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · nonDerivative · entry 3 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · nonDerivative · entry 2 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-24-000105 · wk-form4_1717791785.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 23:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 460.2044 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011625 · form4-04262024_110441.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,845.0033 Underlying: Common Stock · 460.2044 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:33 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 3,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-23-000095 · wk-form4_1685133139.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,854 Underlying: Common Stock · 3,854 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: The restricted stock units vest in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 649.5504 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006997 · form4-04282023_080451.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,316.6785 Underlying: Common Stock · 649.5504 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 21:52 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 2,300 | $68.72 | $158,056.00 |
DisclosureSEC source: 0001136893-23-000021 · wf-form4_167667070584030.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,707 F1 · shares: Purchased as part of concurrent and coordinated open market stock purchases made by members of the FIS Board of Directors. Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:41 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 2,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000129 · wf-form4_165359764623025.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 Underlying: Common Stock · 2,139 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vest in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: These restricted stock units vest in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000107 · wf-form4_165333783067711.xml · derivative · entry 3 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary date of the grant. F2 · derivative.expiration_date: The option vests in three equal annual installments commencing on the first anniversary date of the grant. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-22-000107 · wf-form4_165333783067711.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:39 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004415 · form4-04292022_030423.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,606.4469 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 20:10 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-21-000155 · wf-form4_162370143230204.xml · derivative · entry 2 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 20:10 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-21-000155 · wf-form4_162370143230204.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2021 Filed May 25, 2021 21:37 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-21-000132 · wf-form4_162197860751598.xml · derivative · entry 3 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| May 21, 2021 Filed May 25, 2021 21:37 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-21-000132 · wf-form4_162197860751598.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,457 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-21-000121 · wf-form4_162162924123112.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: Common Stock · 1,457 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: These restricted stock units vest in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: These restricted stock units vest in full on May 19, 2022. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004730 · edgar.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846.0352 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:22 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000173 · wf-form4_159225255224400.xml · derivative · entry 2 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467 Underlying: Common Stock · 467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:22 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000173 · wf-form4_159225255224400.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 21:52 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,554 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000151 · wf-form4_159104831886353.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock · 1,554 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. F2 · derivative.expiration_date: The restricted stock units vest in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000130 · wf-form4_159061148063874.xml · derivative · entry 3 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001136893-20-000130 · wf-form4_159061148063874.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005394 · edgar.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206.6401 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 916.658 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008940 · edgar.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916.658 Underlying: Common Stock · 916.658 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:09 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 466 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021554 · form4.xml · derivative · entry 3 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Underlying: Common Stock · 466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:09 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021554 · form4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 23, 2019 20:31 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-019629 · form4.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,777 Underlying: Common Stock · 1,777 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant. F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant. Read SEC document |
| January 03, 2019 Filed Feb 15, 2019 21:40 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 20 | $100.34 | $2,006.80 |
DisclosureSEC source: 0001127602-19-006354 · form4.xml · nonDerivative · entry 2 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,230 F1 · shares: This form is being untimely filed due to an inadvertent administrative error by Reporting Person's Discretionary Registered Investment Adviser ("RIA") in an RIA managed retirement account, despite instruction by Reporting Person not to trade in Issuer's stock after he became a Director. Read SEC document |
| October 12, 2018 Filed Feb 15, 2019 21:40 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | PurchaseCommon Stock | 290 | $101.43 | $29,414.70 |
DisclosureSEC source: 0001127602-19-006354 · form4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210 F1 · shares: This form is being untimely filed due to an inadvertent administrative error by Reporting Person's Discretionary Registered Investment Adviser ("RIA") in an RIA managed retirement account, despite instruction by Reporting Person not to trade in Issuer's stock after he became a Director. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 22:23 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 8,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038867 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,536 F1 · balance_after: Includes restricted stock awards which vest as to (i) 1,600 shares on April 24, 2019 and (ii) 8,936 shares on June 19, 2019. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 20:16 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 1,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020894 · form4.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F2 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:27 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 22,228 | $51.26 | $1,139,378.38 |
DisclosureSEC source: 0001209191-17-059607 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,815.4235 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $51.12 to $51.48. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 44,250 | $52.90 | $2,340,639.15 |
DisclosureSEC source: 0001209191-17-049622 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,043.4235 Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:46 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 31,924 | $47.02 | $1,500,906.86 |
DisclosureSEC source: 0001209191-17-030030 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,293.4235 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.995 to $47.035. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:06 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,635 | $47.14 | $265,633.90 |
DisclosureSEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 4 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,217.4235 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:06 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 14,624 | $47.14 | $689,375.36 |
DisclosureSEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 3 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,852.4235 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:06 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 20,331 | $47.14 | $958,403.34 |
DisclosureSEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 2 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,476.4235 F2 · shares: Shares withheld in payment of tax liability incident to vesting of 2014 Performance Share Unit Award. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:06 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,759 | $47.14 | $318,619.26 |
DisclosureSEC source: 0001209191-17-013375 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,807.4235 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:22 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 15,423.2701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012799 · doc4.xml · nonDerivative · entry 2 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,566.4235 F2 · shares: Represents portion of Performance Shares Units granted in February 2014 (including units from reinvested dividend equivalents) for which performance goals for 2016 have been achieved, as certified on February 16, 2017. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:22 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 44,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012799 · doc4.xml · nonDerivative · entry 1 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,143.1534 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion02/24/2011 Stock Options · Derivative | 119,182 | Not disclosed Strike: $30.13 | Not disclosed |
DisclosureSEC source: 0001209191-17-009660 · doc4.xml · derivative · entry 6 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 119,182 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not Applicable F2 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion02/23/2012 Stock Options · Derivative | 80,494 | Not disclosed Strike: $22.03 | Not disclosed |
DisclosureSEC source: 0001209191-17-009660 · doc4.xml · derivative · entry 5 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,494 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Not Applicable F2 · derivative.exercise_date: Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 119,182 | $45.07 | $5,371,187.11 |
DisclosureSEC source: 0001209191-17-009660 · doc4.xml · nonDerivative · entry 4 Shea Brian T · CIK 0001502259 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,991.5177 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $44.92 to $45.16. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.