Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABBOTT LABORATORIESABT · Entity 2314 | Director | April 26, 2019 | April 30, 2019 |
| Bank of New York Mellon CorpBK · Entity 2899 | Director | February 11, 2022 | February 15, 2022 |
| GCM Grosvenor Inc.GCMG · Entity 2006 | Director | September 30, 2026 | October 02, 2026 |
| Motorola Solutions, Inc.MSI · Entity 2943 | Director | May 14, 2018 | May 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABBOTT LABORATORIES
Report date April 26, 2019 · Filed April 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 40,053 |
Reported balance
After 2019-04-26 transaction · row 1
1 source rowRow 1 · 2019-04-26 · Grant · Acquired 2,241 · Balance 40,053 F1: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.06 · Expires 2029-04-25 | Direct | 10,146 |
Reported balance
After 2019-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-26 · Grant · Acquired 10,146 · Balance 10,146 F2: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).
F2: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Bank of New York Mellon Corp
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,710.965 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 100.097 · Balance 21,710.965 F1: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc.
GCM Grosvenor Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 129,575 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5,722 · Balance 129,575 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.
Motorola Solutions, Inc.
Report date May 14, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Motorola Solutions, Inc. - Common StockSEC Table I · non-derivative | Direct | 43,804.8474 |
Reported balance
After 2018-05-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-14 · Grant · Acquired 1,770 · Balance 43,804.8474 F1: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended. F2: Includes shares acquired through the reinvestment of dividends and Deferred Stock Units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on Motorola Solutions, Inc. common stock. |
| Motorola Solutions, Inc. - Common StockSEC Table I · non-derivative | IndirectBy Trust | 640 |
Reported balance
Holding disclosure · report date 2018-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 640 F3: Samuel C. Scott III is the trustee of a Money Purchase Pension Plan Trust for Samuel C. Scott III. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
F2: Includes shares acquired through the reinvestment of dividends and Deferred Stock Units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on Motorola Solutions, Inc. common stock.
F3: Samuel C. Scott III is the trustee of a Money Purchase Pension Plan Trust for Samuel C. Scott III.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 04:55 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 5,722 | $12.89 | $73,756.58 |
DisclosureSEC source: 0001628280-26-064346 · wk-form4_1790902512.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,575 Underlying: Class A Common Stock · 5,722 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:32 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 5,996 | $12.30 | $73,750.80 |
DisclosureSEC source: 0001628280-26-046566 · wk-form4_1782937935.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,853 Underlying: Class A Common Stock · 5,996 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,526 | $9.80 | $73,754.80 |
DisclosureSEC source: 0001628280-26-023214 · wk-form4_1775161689.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,857 Underlying: Class A Common Stock · 7,526 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 21:16 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,516 | $11.32 | $73,761.12 |
DisclosureSEC source: 0001628280-26-000152 · wk-form4_1767388592.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,331 Underlying: Class A Common Stock · 6,516 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 00:50 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,111 | $12.07 | $73,759.77 |
DisclosureSEC source: 0001202862-25-000004 · wk-form4_1759366239.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,815 Underlying: Class A Common Stock · 6,111 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 22:09 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,380 | $11.56 | $73,752.80 |
DisclosureSEC source: 0001628280-25-033821 · wk-form4_1751407744.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,704 Underlying: Class A Common Stock · 6,380 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 23:18 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 4,441 | $13.23 | $58,754.43 |
DisclosureSEC source: 0001628280-25-016019 · wk-form4_1743549474.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,324 Underlying: Class A Common Stock · 4,441 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 21:10 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 4,789 | $12.27 | $58,761.03 |
DisclosureSEC source: 0001628280-25-000048 · wk-form4_1735852215.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,883 Underlying: Class A Common Stock · 4,789 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 00:51 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 5,190 | $11.32 | $58,750.80 |
DisclosureSEC source: 0001628280-24-041798 · wk-form4_1727830302.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,094 Underlying: Class A Common Stock · 5,190 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:51 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,020 | $9.76 | $58,755.20 |
DisclosureSEC source: 0001628280-24-030863 · wk-form4_1719953461.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,904 Underlying: Class A Common Stock · 6,020 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:27 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,082 | $9.66 | $58,752.12 |
DisclosureSEC source: 0001628280-24-014148 · wk-form4_1712006822.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,884 Underlying: Class A Common Stock · 6,082 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 22:41 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,557 | $8.96 | $58,750.72 |
DisclosureSEC source: 0001628280-24-000099 · wk-form4_1704235255.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,802 Underlying: Class A Common Stock · 6,557 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:29 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,571 | $7.76 | $58,750.96 |
DisclosureSEC source: 0001628280-23-033672 · wk-form4_1696368551.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,245 Underlying: Class A Common Stock · 7,571 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:27 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,792 | $7.54 | $58,751.68 |
DisclosureSEC source: 0001628280-23-024122 · wf-form4_168841601923887.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,674 Underlying: Class A Common Stock · 7,792 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 23:07 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,523 | $7.81 | $58,754.63 |
DisclosureSEC source: 0001628280-23-010759 · wf-form4_168064961632120.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,882 Underlying: Class A Common Stock · 7,523 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:54 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,571 | $7.61 | $50,005.31 |
DisclosureSEC source: 0001628280-23-000159 · wf-form4_167279364935328.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,359 Underlying: Class A Common Stock · 6,571 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 23:20 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,338 | $7.89 | $50,006.82 |
DisclosureSEC source: 0001628280-22-025903 · wf-form4_166483917677622.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,788 Underlying: Class A Common Stock · 6,338 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:58 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,300 | $6.85 | $50,005.00 |
DisclosureSEC source: 0001628280-22-018411 · wf-form4_165671270975160.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,450 Underlying: Class A Common Stock · 7,300 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:04 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 5,150 | $9.71 | $50,006.50 |
DisclosureSEC source: 0001628280-22-008174 · wf-form4_164884706296042.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,150 Underlying: Class A Common Stock · 5,150 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:24 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 100.097 | $59.95 | $6,000.59 |
DisclosureSEC source: 0001209191-22-009788 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,710.965 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantClass A Common Stock | 4,762 | $10.50 | $50,001.00 |
DisclosureSEC source: 0001628280-22-000080 · wf-form4_164124519856357.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 F1 · kind: This award of Class A Common Stock of the Issuer was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 104.858 | $56.89 | $5,964.95 |
DisclosureSEC source: 0001209191-21-064776 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,610.868 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:22 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantClass A Common Stock | 4,341 | $11.52 | $50,008.32 |
DisclosureSEC source: 0001628280-21-019468 · wf-form4_163311972023484.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,140 F1 · kind: This award of Class A Common Stock of the Issuer was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 117.17 | $50.57 | $5,925.11 |
DisclosureSEC source: 0001209191-21-050855 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,506.01 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:20 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantClass A Common Stock | 4,799 | $10.42 | $50,005.58 |
DisclosureSEC source: 0001628280-21-013357 · wf-form4_162517078749382.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,799 F1 · kind: This award of Class A Common Stock of the Issuer was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 108.697 | $49.39 | $5,368.60 |
DisclosureSEC source: 0001209191-21-032346 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,388.84 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 3,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-027803 · doc4.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,959.77 Underlying: Common Stock · 3,952 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2022 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2022 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:15 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001819796-21-000023 · wf-form4_161472326031592.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021. F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:39 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 133.326 | $39.96 | $5,327.31 |
DisclosureSEC source: 0001209191-21-011286 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,280.143 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:34 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 142.684 | $37.03 | $5,283.05 |
DisclosureSEC source: 0001209191-20-057966 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,146.817 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:58 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 149.447 | $37.75 | $5,641.62 |
DisclosureSEC source: 0001209191-20-046154 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,004.133 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| May 11, 2020 Filed May 13, 2020 20:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 157.602 | $32.92 | $5,187.86 |
DisclosureSEC source: 0001209191-20-028829 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,854.686 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 20:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 4,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025271 · doc4.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,278.54 Underlying: Common Stock · 4,947 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2021 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:41 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 114.799 | $44.88 | $5,152.27 |
DisclosureSEC source: 0001209191-20-008342 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,697.084 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 21:44 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 109.231 | $46.86 | $5,118.42 |
DisclosureSEC source: 0001209191-19-056388 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,582.285 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 117.171 | $43.37 | $5,082.08 |
DisclosureSEC source: 0001209191-19-045761 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,473.054 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 100.625 | $45.34 | $4,562.10 |
DisclosureSEC source: 0001209191-19-029664 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,355.854 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 21:22 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantOption (right to buy) · Derivative | 10,146 | $0.00 Strike: $78.06 | $0.00 |
DisclosureSEC source: 0001179110-19-005310 · edgar.xml · derivative · entry 2 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,146 Underlying: Common shares · 10,146 shares Expires 2029-04-25 F2 · security: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 21:22 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantCommon shares without par value | 2,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005310 · edgar.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,053 F1 · shares: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:50 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 3,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-025520 · doc4.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,143.35 Underlying: Common Stock · 3,201 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2020 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:40 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 92.511 | $49.03 | $4,536.21 |
DisclosureSEC source: 0001209191-19-009330 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,255.229 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 21:53 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 97.748 | $46.13 | $4,508.84 |
DisclosureSEC source: 0001209191-18-058301 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162.718 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 92.32 | $48.56 | $4,482.99 |
DisclosureSEC source: 0001209191-18-046432 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,064.97 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:38 UTC | Motorola Solutions, Inc. MSI · Entity 2943 | GrantMotorola Solutions, Inc. - Common Stock | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001578512-18-000011 · edgar.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,804.8474 F1 · shares: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired through the reinvestment of dividends and Deferred Stock Units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on Motorola Solutions, Inc. common stock. Read SEC document |
| May 11, 2018 Filed May 15, 2018 20:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 70.317 | $54.41 | $3,825.70 |
DisclosureSEC source: 0001209191-18-030239 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,972.65 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| April 27, 2018 Filed May 1, 2018 23:12 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantOption (right to buy) · Derivative | 13,328 | $0.00 Strike: $59.42 | $0.00 |
DisclosureSEC source: 0001179110-18-006029 · edgar.xml · derivative · entry 2 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,328 Underlying: Common shares · 13,328 shares Expires 2028-04-26 F2 · security: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. Read SEC document |
| April 27, 2018 Filed May 1, 2018 23:12 UTC | ABBOTT LABORATORIES ABT · Entity 2314 | GrantCommon shares without par value | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006029 · edgar.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,812 F1 · shares: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 21:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantDeferred Stock Units · Derivative | 2,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-025996 · doc4.xml · derivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,058.1612 Underlying: Common Stock · 2,345 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: N/A. F2 · derivative.exercise_date: The deferred stock units vest on the earlier of the date of the Corporation's 2019 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. F2 · derivative.expiration_date: The deferred stock units vest on the earlier of the date of the Corporation's 2019 Annual Meeting of Shareholders or one year from the grant date. Vested deferred stock units are payable in shares of Common Stock either in a lump sum or, if the grantee has so elected, in annual installments, in each case beginning of the 30th day following grantee's termination of service as a director of the Corporation. Deferred stock units pay dividend equivalents which are reinvested in additional deferred stock units. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 21:35 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 75.219 | $50.62 | $3,807.65 |
DisclosureSEC source: 0001209191-18-009561 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,902.333 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:28 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 78.331 | $48.37 | $3,788.81 |
DisclosureSEC source: 0001209191-17-060307 · doc4.xml · nonDerivative · entry 1 SCOTT SAMUEL C III · CIK 0001202862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,827.114 F1 · shares: Dividend reinvestment in Stock Account of Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.