Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Chief Risk Officer | February 26, 2019 | February 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date February 26, 2019 · Filed February 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,714.24 |
Reported balance
After 2019-02-26 transaction · row 1
1 source rowRow 1 · 2019-02-26 · Tax withholding · Disposed 2,984 · Balance 110,714.24 F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2019 Filed Feb 28, 2019 21:56 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,984 | $53.04 | $158,271.36 |
DisclosureSEC source: 0001209191-19-014570 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,714.24 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 17,068.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012162 · doc4.xml · nonDerivative · entry 3 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,698.24 F2 · shares: Represents Performance Shares Units granted in February 2016 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 11, 2019. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 8,929 | $52.99 | $473,147.71 |
DisclosureSEC source: 0001209191-19-012162 · doc4.xml · nonDerivative · entry 2 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,630 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 22:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,962 | $52.99 | $262,936.38 |
DisclosureSEC source: 0001209191-19-012162 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,559 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:46 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 17,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009982 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,521 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 16,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014574 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,925 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,370 | $56.42 | $133,715.40 |
DisclosureSEC source: 0001209191-18-012456 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,107 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 21:56 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 8,201 | $56.25 | $461,306.25 |
DisclosureSEC source: 0001209191-18-011980 · doc4.xml · nonDerivative · entry 2 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,477 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:56 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,954 | $56.25 | $278,662.50 |
DisclosureSEC source: 0001209191-18-011980 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,678 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:07 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,838 | $47.14 | $86,643.32 |
DisclosureSEC source: 0001209191-17-013379 · doc4.xml · nonDerivative · entry 2 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,632 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:07 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,955 | $47.14 | $327,858.70 |
DisclosureSEC source: 0001209191-17-013379 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,470 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 38,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012800 · doc4.xml · nonDerivative · entry 1 Wiener James S · CIK 0001625697 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,425 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.