Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bank of New York Mellon CorpBK · Entity 2899 | Managing Director | August 14, 2017 | August 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bank of New York Mellon Corp
Report date August 14, 2017 · Filed August 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,068 |
Reported balance
After 2017-08-14 transaction · row 1
1 source rowRow 1 · 2017-08-14 · Tax withholding · Disposed 5,406 · Balance 77,068 F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 251.122 |
Reported balance
Holding disclosure · report date 2017-08-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 251.122 F2: Holdings reported as of 08/15/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award.
F2: Holdings reported as of 08/15/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2017 Filed Aug 16, 2017 16:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,406 | $52.83 | $285,598.98 |
DisclosureSEC source: 0001209191-17-049216 · doc4.xml · nonDerivative · entry 1 Neal Michelle M. · CIK 0001668094 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,068 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 17:06 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,013 | $47.14 | $236,312.82 |
DisclosureSEC source: 0001209191-17-013372 · doc4.xml · nonDerivative · entry 1 Neal Michelle M. · CIK 0001668094 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,474 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 17:22 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 37,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012798 · doc4.xml · nonDerivative · entry 1 Neal Michelle M. · CIK 0001668094 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,487 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:49 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 4,278 | $48.43 | $207,200.65 |
DisclosureSEC source: 0001209191-16-155181 · doc4.xml · nonDerivative · entry 1 Neal Michelle M. · CIK 0001668094 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,813 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.