Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ally Financial Inc.ALLY · Entity 3431 | Director | September 30, 2026 | October 02, 2026 |
| Invesco Ltd.IVZ · Entity 125 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ally Financial Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,325 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 1,263 · Balance 27,325 F1: Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan.
Invesco Ltd.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 47,202 |
Reported balance
After 2026-05-15 transaction · row 1
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 8,112 · Balance 47,202 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bank of New York Mellon Corp
Report date October 31, 2022 · Filed November 02, 2022
Section 16 reporting ended · disclosed 2022-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,705.4887 |
Reported balance
After 2022-10-31 transaction · row 1
1 source rowRow 1 · 2022-10-31 · Tax withholding · Disposed 15,363 · Balance 205,705.4887 F1: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 03:15 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 1,263 | $37.62 | $47,514.06 |
DisclosureSEC source: 0001209479-26-000011 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,325 F1 · shares: Represents deferred stock units payable solely in the Registrant's common stock on a one-for-one basis following the Reporting Person's termination of service as a director in accordance with the Reporting Person's deferral election under the Ally Financial Inc. Non-Employee Directors Deferred Compensation Plan. Read SEC document |
| July 09, 2026 Filed Jul 10, 2026 20:19 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 1,034 | $45.95 | $47,512.30 |
DisclosureSEC source: 0001209479-26-000007 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,062 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. F2 · price: Represents the per share market value of the Company's common stock as of June 30, 2026. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:24 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 3,632 | $41.99 | $152,507.68 |
DisclosureSEC source: 0001209479-26-000004 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,028 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on the reporting person's departure from the Company's Board of Directors. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| May 15, 2026 Filed May 19, 2026 21:15 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 8,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209479-26-000006 · wk-form4_1779225334.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,202 Read SEC document |
| April 09, 2026 Filed Apr 10, 2026 20:36 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 1,211 | $39.23 | $47,507.53 |
DisclosureSEC source: 0001209479-26-000002 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,396 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. F2 · price: Represents the per share market value of the Company's common stock as of March 31, 2026. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 23:44 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 1,049 | $45.29 | $47,509.21 |
DisclosureSEC source: 0001209479-26-000001 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,185 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. F2 · price: Represents the per share market value of the Company's common stock as of December 31, 2025. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 13:11 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001209479-25-000005 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,136 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| July 14, 2025 Filed Jul 15, 2025 21:20 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-005428 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,924 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| May 15, 2025 Filed May 19, 2025 13:15 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 4,266 | $35.75 | $152,509.50 |
DisclosureSEC source: 0001562180-25-003968 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,852 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2025 Filed May 19, 2025 19:27 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 12,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-026478 · wk-form4_1747682871.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,090 Read SEC document |
| April 15, 2025 Filed Apr 15, 2025 22:48 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003163 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,586 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| January 10, 2025 Filed Jan 13, 2025 22:12 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000334 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,694 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 15:28 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-007241 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,791 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| July 05, 2024 Filed Jul 8, 2024 20:51 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-005648 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,877 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| May 15, 2024 Filed May 16, 2024 20:22 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 3,528 | $41.10 | $145,000.80 |
DisclosureSEC source: 0001562180-24-004096 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,057 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:32 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 11,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024088 · wk-form4_1715977919.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,362 Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 20:13 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003349 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,529 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:05 UTC | Ally Financial Inc. ALLY · Entity 3431 | GrantCommon Stock | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006149 · primarydocument.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,728 F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:29 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 14,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030191 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,407 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 15,363 | $42.32 | $650,162.16 |
DisclosureSEC source: 0001209191-22-055317 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Former CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,705.4887 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:10 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 67,000 | $43.24 | $2,897,120.20 |
DisclosureSEC source: 0001209191-22-045187 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.05 to $43.845. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares sold by his spouse and the family trust, and this report should not be deemed as an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:10 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 67,000 | $43.24 | $2,897,120.20 |
DisclosureSEC source: 0001209191-22-045187 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.05 to $43.845. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares sold by his spouse and the family trust, and this report should not be deemed as an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:10 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 105,062 | $43.24 | $4,542,943.92 |
DisclosureSEC source: 0001209191-22-045187 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,018.1472 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $43.05 to $43.845. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:43 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 41,040.684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012257 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,034.2801 F1 · shares: Represents Performance Share Units granted in February 2019 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 18, 2022. Each unit represents the right to one share of the issuer's common stock. F2 · balance_after: Total reflects an adjustment for updated withholding amount on previously disclosed RSU vesting. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 21:14 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 6,466 | $62.33 | $403,025.78 |
DisclosureSEC source: 0001209191-22-009761 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,709.4845 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:23 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,534 | $63.47 | $351,242.98 |
DisclosureSEC source: 0001209191-22-009251 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,175.4845 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 10,023 | $63.62 | $637,663.26 |
DisclosureSEC source: 0001209191-22-008427 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,709.4845 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 22:03 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 58,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008067 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,732.4845 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on February 15, 2023. Vested units will be settled in Common Stock. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GiftCommon Stock | 67,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005390 · doc4.xml · nonDerivative · entry 4 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 67,000 F3 · shares: Reflects number of shares transferred to the Family Trust. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares gifted to his spouse and the Family Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GiftCommon Stock | 67,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005390 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,197.4845 Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GiftCommon Stock | 67,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005390 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 67,000 F1 · shares: Reflects number of shares transferred to Reporting Person's spouse. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the shares gifted to his spouse and the Family Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GiftCommon Stock | 67,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005390 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,197.4845 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:12 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 15,919 | $59.44 | $946,225.36 |
DisclosureSEC source: 0001209191-21-062188 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,164.4521 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:33 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 155,927 | $51.46 | $8,024,065.79 |
DisclosureSEC source: 0001209191-21-032351 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F1 · price: Represents the weighted average price of shares sold with actual prices ranging from $51.26 to $51.83. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,824 | $42.16 | $203,379.84 |
DisclosureSEC source: 0001209191-21-016047 · doc4.xml · nonDerivative · entry 2 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,012.5548 F2 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 22,878.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016047 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,836.5548 F1 · shares: Represents Performance Shares Units granted in February 2018 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 19, 2021. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 26, 2021. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:17 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,400 | $42.13 | $185,372.00 |
DisclosureSEC source: 0001209191-21-010714 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,915.9555 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 3,910 | $41.74 | $163,203.40 |
DisclosureSEC source: 0001209191-21-010114 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,315.9555 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 72,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009256 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,225.9555 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 15,327 | $34.08 | $522,344.16 |
DisclosureSEC source: 0001209191-20-056335 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,594.2161 F1 · shares: Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:30 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,824 | $41.37 | $199,568.88 |
DisclosureSEC source: 0001209191-20-013869 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,751.0221 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 30,528.597 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011979 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,575.0221 F1 · shares: Represents Performance Shares Units granted in February 2017 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2020. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2020. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:52 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,981 | $45.90 | $274,527.90 |
DisclosureSEC source: 0001209191-20-010616 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,046.4251 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,392 | $46.42 | $203,876.64 |
DisclosureSEC source: 0001209191-20-009210 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,027.4251 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:43 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 32,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008775 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,419.4251 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 89,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054516 · doc4.xml · nonDerivative · entry 1 GIBBONS THOMAS P · CIK 0001209479 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,830.8459 F1 · shares: Award of Restricted Stock Units under The Bank of New York Mellon Corporation 2019 Long-Term Incentive Plan. Units scheduled to vest in annual increments of one-third beginning on the first anniversary of the award. Vested units will be settled in Common Stock. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion2/23/2012 Stock Options · Derivative | 128,432 | Not disclosed Strike: $22.03 | Not disclosed |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · derivative · entry 9 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 128,432 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not Applicable F5 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2012, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2022. Grant vested in 1/4 increments annually beginning on the date indicated. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversion2/24/2011 Stock Options · Derivative | 190,124 | Not disclosed Strike: $30.13 | Not disclosed |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · derivative · entry 8 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,124 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not Applicable F3 · derivative.exercise_date: Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2011, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2021. Grant vested in 1/4 increments annually beginning on the date indicated. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | SaleCommon Stock | 128,432 | $46.66 | $5,992,765.55 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 4 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,927.9582 F2 · price: Represents the weighted average price of shares sold with actual prices ranging from $46.635 to $46.745. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 20:31 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Exercise / conversionCommon Stock | 128,432 | $22.03 | $2,829,356.96 |
DisclosureSEC source: 0001209191-19-043332 · doc4.xml · nonDerivative · entry 3 GIBBONS THOMAS P · CIK 0001209479 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,359.9582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.