Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Chief Colleague Exp. Officer | August 18, 2026 | August 19, 2026 |
| Bank of New York Mellon CorpBK · Entity 2899 | Sr. Executive Vice President | February 26, 2019 | February 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date August 18, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,444.723 |
Reported balance
After 2026-08-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-18 · Sale · Disposed 8,811 · Balance 12,444.723 F1: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $337.29 to $337.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2: Includes shares acquired pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $337.29 to $337.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: Includes shares acquired pursuant to dividend reinvestment.
Bank of New York Mellon Corp
Report date February 26, 2019 · Filed February 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,537.501 |
Reported balance
After 2019-02-26 transaction · row 1
1 source rowRow 1 · 2019-02-26 · Tax withholding · Disposed 2,110 · Balance 127,537.501 F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2026 Filed Aug 19, 2026 20:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,811 | $337.41 | $2,972,919.51 |
DisclosureSEC source: 0000004962-26-000348 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Exp. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,444.723 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $337.29 to $337.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,327 | $0.00 Strike: $173.61 | $0.00 |
DisclosureSEC source: 0000004962-26-000058 · form4.xml · derivative · entry 3 Herena Monique · CIK 0001606897 · Chief Colleague Exp. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,327 Underlying: Common Stock · 11,327 shares Expires 2033-02-01 F4 · kind: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 9,989 | $352.17 | $3,517,826.13 |
DisclosureSEC source: 0000004962-26-000058 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Exp. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,104.52 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 18,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-26-000058 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Exp. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,093.52 F1 · kind: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. F1 · price: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 52,395 | $0.00 Strike: $148.45 | $0.00 |
DisclosureSEC source: 0000004962-25-000246 · form4.xml · derivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Exp. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,395 Underlying: Common Stock · 52,395 shares Expires 2029-10-31 F1 · kind: Represents shares acquired pursuant to vesting of Performance Stock Option (Options) that were granted to the reporting person in October 2022, 75% of which have vested based upon the satisfaction of performance criteria specified for the award at time of grant. The remaining 25% of the Options remain subject to the satisfaction of performance criteria and the reporting person's continued employment through October 31, 2026. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,695 | $325.88 | $2,833,526.60 |
DisclosureSEC source: 0001127602-25-021206 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,266.331 Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-021206 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,961.331 Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,296 | $0.00 Strike: $177.06 | $0.00 |
DisclosureSEC source: 0001127602-25-002438 · form4.xml · derivative · entry 3 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,296 Underlying: Common Stock · 12,296 shares Expires 2032-01-28 F4 · kind: Represents shares acquired pursuant to vesting of Performance Stock Option that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 9,739 | $316.42 | $3,081,614.38 |
DisclosureSEC source: 0001127602-25-002438 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,423.239 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 21:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 18,434 | $316.42 | $5,832,886.28 |
DisclosureSEC source: 0001127602-25-002438 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,162.239 F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Unit (RSU) that were granted to the reporting person in January 2022 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| November 07, 2024 Filed Nov 9, 2024 00:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,300 | $287.70 | $374,010.00 |
DisclosureSEC source: 0001127602-24-026880 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,694.867 F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 21:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 11,242 | $208.41 | $2,342,945.22 |
DisclosureSEC source: 0001127602-24-004480 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,874.121 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $208.24 to $208.645. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,466 | $0.00 Strike: $116.26 | $0.00 |
DisclosureSEC source: 0001127602-24-002782 · form4.xml · derivative · entry 3 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,466 Underlying: Common Stock · 18,466 shares Expires 2031-01-29 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 12,304 | $201.43 | $2,478,394.72 |
DisclosureSEC source: 0001127602-24-002782 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,116.121 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 23,546 | $201.43 | $4,742,870.78 |
DisclosureSEC source: 0001127602-24-002782 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,420.121 F1 · kind: Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,841 | $0.00 Strike: $131.68 | $0.00 |
DisclosureSEC source: 0001127602-23-016448 · form4.xml · derivative · entry 3 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,841 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 22,841 | $152.84 | $3,491,018.44 |
DisclosureSEC source: 0001127602-23-016448 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,770.064 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $152.66 to $152.935. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 22,841 | $131.68 | $3,007,702.88 |
DisclosureSEC source: 0001127602-23-016448 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,611.064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 15,217 | $173.18 | $2,635,280.06 |
DisclosureSEC source: 0001127602-23-009059 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,711.861 F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $172.76 to $173.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 15:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 22,841 | $0.00 Strike: $131.68 | $0.00 |
DisclosureSEC source: 0001127602-23-002828 · form4.xml · derivative · entry 3 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,841 Underlying: Common Stock · 22,841 shares Expires 2030-01-29 F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 15:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 9,772 | $172.31 | $1,683,813.32 |
DisclosureSEC source: 0001127602-23-002828 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,711.606 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 15:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 20,789 | $172.31 | $3,582,152.59 |
DisclosureSEC source: 0001127602-23-002828 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,483.606 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,682 | $154.63 | $878,607.66 |
DisclosureSEC source: 0001127602-21-015263 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,539.186 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 11,601 | $154.63 | $1,793,862.63 |
DisclosureSEC source: 0001127602-21-015263 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,221.186 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance. Read SEC document |
| April 30, 2020 Filed May 1, 2020 18:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 11,028 | $96.12 | $1,060,011.36 |
DisclosureSEC source: 0001127602-20-014988 · form4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,491 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| April 30, 2020 Filed May 1, 2020 18:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 22,519 | $96.12 | $2,164,526.28 |
DisclosureSEC source: 0001127602-20-014988 · form4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Chief Colleague Experience Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,519 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2019 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:47 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,110 | $53.04 | $111,914.40 |
DisclosureSEC source: 0001209191-19-014535 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,537.501 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 14,573.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012044 · doc4.xml · nonDerivative · entry 3 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,647.501 F2 · shares: Represents Performance Shares Units granted in February 2016 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 11, 2019. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 5,868 | $52.99 | $310,945.32 |
DisclosureSEC source: 0001209191-19-012044 · doc4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,074.491 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 16, 2019 Filed Feb 21, 2019 21:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,984 | $52.99 | $105,132.16 |
DisclosureSEC source: 0001209191-19-012044 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,942.491 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 02:37 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 13,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009973 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,926.491 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:41 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 12,150.491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014535 · doc4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,942.491 F2 · shares: Represents Performance Shares Units granted in February 2015 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 26, 2018. Each unit represents the right to one share of the issuer's common stock. The Performance Share Unit Award vested on February 20, 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:41 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 12,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014535 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,792 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:32 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 2,335 | $56.42 | $131,740.70 |
DisclosureSEC source: 0001209191-18-012437 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,871 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,071 | $56.25 | $228,993.75 |
DisclosureSEC source: 0001209191-18-011946 · doc4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,206 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:36 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,977 | $56.25 | $111,206.25 |
DisclosureSEC source: 0001209191-18-011946 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,277 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 22:04 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 1,774 | $47.14 | $83,626.36 |
DisclosureSEC source: 0001209191-17-013363 · doc4.xml · nonDerivative · entry 2 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,254 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:04 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 4,486 | $47.14 | $211,470.04 |
DisclosureSEC source: 0001209191-17-013363 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,028 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit award. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:13 UTC | Bank of New York Mellon Corp BK · Entity 2899 | GrantCommon Stock | 17,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012789 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,514 F1 · shares: Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on the first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 20:48 UTC | Bank of New York Mellon Corp BK · Entity 2899 | Tax withholdingCommon Stock | 9,769 | $40.20 | $392,713.80 |
DisclosureSEC source: 0001209191-16-142904 · doc4.xml · nonDerivative · entry 1 Herena Monique · CIK 0001606897 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,420 F1 · shares: Shares withheld in payment of tax liability incident to vesting of previously disclosed Restricted Stock Unit awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.