BF-A

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 7

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,629

F1 · balance_after: Total has been updated to reflect the transfer of a total of 279,650 Class A shares from three grantor retained annuity trusts to direct holdings.

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 6

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,219

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 5

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-4

Disclosed balance after: 47,500

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 4

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-3

Disclosed balance after: 47,500

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-2

Disclosed balance after: 47,500

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust fbo Child-1

Disclosed balance after: 47,500

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,741

SEC source: 0000014693-22-000056 · wf-form4_165429944499026.xml · nonDerivative · entry 8

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 11,006

SEC source: 0000014693-22-000052 · wf-form4_165429925225782.xml · nonDerivative · entry 3

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 63,877.1844

F5 · balance_after: Total updated to reflect the transfer of 17,816 shares from direct holdings.

SEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 4

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,249

SEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 3

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,659

SEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 2

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,434

SEC source: 0000014693-21-000164 · wf-form4_163588473042439.xml · derivative · entry 8

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,265

Underlying: Class B Common · 14,133 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000014693-21-000164 · wf-form4_163588473042439.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,615

F1 · price: The closing price of BF-B on October 28, 2021, was used to calculate the withholding obligation.

SEC source: 0000014693-21-000164 · wf-form4_163588473042439.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000014693-22-000057 · wf-form4_165429949828475.xml · nonDerivative · entry 1

Holland Augusta Brown · CIK 0001548896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,255

F1 · balance_after: Total updated to reflect pro rata distribution of 46,250 Class A shares received from a family entity.

SEC source: 0000014693-21-000160 · wf-form4_163156701240328.xml · derivative · entry 6

Nall Timothy M · CIK 0001871904 · SVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 11,742 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000014693-21-000160 · wf-form4_163156701240328.xml · nonDerivative · entry 3

Nall Timothy M · CIK 0001871904 · SVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,614

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.05 to $72.08, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000014693-21-000160 · wf-form4_163156701240328.xml · nonDerivative · entry 2

Nall Timothy M · CIK 0001871904 · SVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,383

F1 · price: The closing price of BF-B on September 9, 2021 was used to calculate the withholding obligation.

SEC source: 0000014693-21-000160 · wf-form4_163156701240328.xml · nonDerivative · entry 1

Nall Timothy M · CIK 0001871904 · SVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 6

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse Trust

Disclosed balance after: 70,272

SEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 5

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT

Disclosed balance after: 46,721

SEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 4

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,589

SEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 3

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,401

SEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT

Disclosed balance after: 27,815

SEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,026

SEC source: 0000014693-21-000151 · wf-form4_162799698328724.xml · derivative · entry 8

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,398

Underlying: Class B Common · 14,133 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000014693-21-000151 · wf-form4_162799698328724.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,069

F1 · price: The closing price of BF-B on July 29, 2021 was used to calculate the withholding obligation.

SEC source: 0000014693-21-000151 · wf-form4_162799698328724.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000014693-21-000149 · wf-form4_162733561346507.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672.6058

Underlying: Class A Common · 2,672.6058 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000148 · wf-form4_162733546172933.xml · derivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192.2791

Underlying: Class A Common · 3,192.2791 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000147 · wf-form4_162733538318270.xml · derivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192.2791

Underlying: Class A Common · 3,192.2791 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000145 · wf-form4_162733514286436.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192.2791

Underlying: Class A Common · 3,192.2791 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000146 · wf-form4_162733529184570.xml · derivative · entry 1

BOUSQUET CHAVANNE PATRICK · CIK 0001070210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152.9324

Underlying: Class A Common · 2,152.9324 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000144 · wf-form4_162733503912378.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152.9324

Underlying: Class A Common · 2,152.9324 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000143 · wf-form4_162733488514771.xml · derivative · entry 1

Gutmann Kathleen M. · CIK 0001611542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152.9324

Underlying: Class A Common · 2,152.9324 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000142 · wf-form4_162733479331149.xml · derivative · entry 1

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368

Underlying: Class B Common · 11,368 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000140 · wf-form4_162733461806195.xml · derivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,961

Underlying: Class B Common · 4,961 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000141 · wf-form4_162733470483118.xml · derivative · entry 1

Alvarez Alejandro A · CIK 0001598777 · SVP, Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,516

Underlying: Class B Common · 8,516 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000139 · wf-form4_162733453670007.xml · derivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,681

Underlying: Class B Common · 8,681 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000138 · wf-form4_162733443768624.xml · derivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,509.4432

Underlying: Class A Common · 5,509.4432 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

SEC source: 0000014693-21-000137 · wf-form4_162733435691384.xml · derivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,332

Underlying: Class B Common · 100,332 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000136 · wf-form4_162733422896289.xml · derivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

Underlying: Class B Common · 2,026 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000135 · wf-form4_162733412633326.xml · derivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,629

Underlying: Class B Common · 8,629 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000134 · wf-form4_162733402816784.xml · derivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,997

Underlying: Class B Common · 10,997 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000133 · wf-form4_162733393390207.xml · derivative · entry 1

Nall Timothy M · CIK 0001871904 · SVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,472

Underlying: Class B Common · 4,472 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000132 · wf-form4_162733383884008.xml · derivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

Underlying: Class B Common · 11,153 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000131 · wf-form4_162733356477964.xml · derivative · entry 1

Cunningham Leanne D · CIK 0001871903 · SVP, Chief Fin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,451

Underlying: Class B Common · 12,451 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000130 · wf-form4_162733341464933.xml · derivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,519

Underlying: Class B Common · 13,519 shares

Expires 2031-04-30

F1 · security: No money was paid to or received by the reporting person for these SSARs.

SEC source: 0000014693-21-000098 · wf-form4_162560367100985.xml · derivative · entry 6

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 30,008 shares

Expires 2027-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.