Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | SVP, Chief Accounting Officer | July 25, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 25, 2024 · Filed July 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $45.07 · Expires 2034-04-30 | Direct | 6,418 |
Reported balance
After 2024-07-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-07-25 · Grant · Acquired 6,418 · Balance 6,418 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2024 Filed Jul 29, 2024 20:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 6,418 | $0.00 Strike: $45.07 | $0.00 |
DisclosureSEC source: 0000014693-24-000140 · wk-form4_1722284432.xml · derivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,418 Underlying: Class B Common · 6,418 shares Expires 2034-04-30 Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:10 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 124 | $47.85 | $5,933.40 |
DisclosureSEC source: 0000014693-24-000076 · wk-form4_1717621821.xml · nonDerivative · entry 2 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,737 F2 · shares: To satisfy withholding obligations associated with the July 22, 2021, award of performance-based restricted stock units that were issued as shares on June 3, 2024, the reporting person surrendered 124 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2024, was used to calculate the withholding obligation. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:10 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 247 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-24-000076 · wk-form4_1717621821.xml · nonDerivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,861 F1 · shares: These shares were issued on June 3, 2024, in connection with a July 22, 2021, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2024. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 21:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 3,695 | $0.00 Strike: $69.87 | $0.00 |
DisclosureSEC source: 0000014693-23-000124 · wk-form4_1690837319.xml · derivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,695 Underlying: Class B Common · 3,695 shares Expires 2033-04-30 Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 53 | $65.09 | $3,449.77 |
DisclosureSEC source: 0000014693-23-000041 · wk-form4_1686009542.xml · nonDerivative · entry 2 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,614 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 53 shares of Class B common stock. F3 · price: The closing price of BF-B on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000041 · wk-form4_1686009542.xml · nonDerivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,667 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 21:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 1,697 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000101 · wf-form4_165939020978673.xml · derivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697 Underlying: Class B Common · 1,697 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 108 | $67.44 | $7,283.52 |
DisclosureSEC source: 0000014693-22-000053 · wf-form4_165429929795649.xml · nonDerivative · entry 2 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 108 shares of Class B common stock. F3 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000053 · wf-form4_165429929795649.xml · nonDerivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 2,026 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000136 · wf-form4_162733422896289.xml · derivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026 Underlying: Class B Common · 2,026 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:54 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 102 | $76.28 | $7,780.56 |
DisclosureSEC source: 0000014693-21-000057 · wf-form4_162275364677807.xml · nonDerivative · entry 2 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 102 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:54 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 281 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000057 · wf-form4_162275364677807.xml · nonDerivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 1,500 | $0.00 Strike: $40.15 | $0.00 |
DisclosureSEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · derivative · entry 8 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655 Underlying: Class B Common · 1,500 shares Expires 2025-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 1,024 | $0.00 Strike: $36.11 | $0.00 |
DisclosureSEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · derivative · entry 7 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 1,024 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 899 | $78.97 | $70,990.16 |
DisclosureSEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 4 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,625 | $79.49 | $129,171.25 |
DisclosureSEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 3 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048 F1 · price: The closing price of BF-B on September 14, 2020 was used to calculate the withholding obligation. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 1,500 | $40.15 | $60,217.50 |
DisclosureSEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 2 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 22:06 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 1,024 | $36.11 | $36,975.62 |
DisclosureSEC source: 0000014693-20-000145 · wf-form4_160029395484484.xml · nonDerivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 217 | $62.20 | $13,497.40 |
DisclosureSEC source: 0000014693-20-000044 · wf-form4_159121813188273.xml · nonDerivative · entry 2 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 217 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:02 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 631 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000044 · wf-form4_159121813188273.xml · nonDerivative · entry 1 Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,366 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 205 | $53.29 | $10,924.45 |
DisclosureSEC source: 0000014693-19-000080 · wf-form4_155977299599657.xml · nonDerivative · entry 2 Nelson Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 205 shares of Class B common stock. F3 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000080 · wf-form4_155977299599657.xml · nonDerivative · entry 1 Nelson Kelli · CIK 0001749663 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.