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BF-A

BROWN FORMAN CORP

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3449
SEC CIK
0000014693
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552

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2022 Filed Aug 1, 2022 21:51 UTC
Hayes John V.SVP/President, USA & Canada
GrantStock Appreciation Right · Derivative 7,297 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000107 · wf-form4_165939067874389.xml · derivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,297

Underlying: Class B Common · 7,297 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:50 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
GrantStock Appreciation Right · Derivative 8,038 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000106 · wf-form4_165939061646639.xml · derivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,038

Underlying: Class B Common · 8,038 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:49 UTC
Bentel MatiasSVP, Chief Brands Officer
GrantStock Appreciation Right · Derivative 9,511 $0.00 Strike: $73.61 $0.00
Disclosure

SEC source: 0000014693-22-000105 · wf-form4_165939054988273.xml · derivative · entry 1

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,511

Underlying: Class B Common · 9,511 shares

Expires 2032-04-30

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:48 UTC
Singer JanDirector
GrantDeferred Stock Units · Derivative 3,046.9487 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000104 · wf-form4_165939048498851.xml · derivative · entry 1

Singer Jan · CIK 0001642932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,046.9487

Underlying: Class A Common · 3,046.9487 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:47 UTC GrantDeferred Stock Units · Derivative 2,496.5326 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000103 · wf-form4_165939041301533.xml · derivative · entry 1

RONEY MICHAEL J · CIK 0001193318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,887.58

Underlying: Class A Common · 2,496.5326 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:45 UTC
Cook John D.Director
GrantDeferred Stock Units · Derivative 2,011.0957 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000102 · wf-form4_165939029129987.xml · derivative · entry 1

Cook John D. · CIK 0001445047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,402.69

Underlying: Class A Common · 2,011.0957 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 21:20 UTC GrantDeferred Stock Units · Derivative 5,755.8946 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000100 · wf-form4_165938881599833.xml · derivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,410.36

Underlying: Class A Common · 5,755.8946 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
July 12, 2022 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 12,375 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 5

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-4

Disclosed balance after: 12,375

Read SEC document
July 12, 2022 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 12,375 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 4

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-3

Disclosed balance after: 12,375

Read SEC document
July 12, 2022 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 12,375 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 3

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-2

Disclosed balance after: 12,375

Read SEC document
July 12, 2022 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 12,375 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 2

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2020 Trust fbo Child-1

Disclosed balance after: 12,375

Read SEC document
July 12, 2022 Filed Mar 28, 2023 20:36 UTC GiftClass A Common 49,500 $0.00 $0.00
Disclosure

SEC source: 0000014693-23-000026 · wf-form4_168003575769988.xml · nonDerivative · entry 1

Brown Stuart R · CIK 0001549563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · GRAT-1

Disclosed balance after: 0

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:36 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass A Common 9,908 $62.42 $618,457.36
Disclosure

SEC source: 0000014693-22-000055 · wf-form4_165429938879831.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,545

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 9,908 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:36 UTC
Whiting Lawson EDirector · President & CEO
GrantClass A Common 21,856 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000055 · wf-form4_165429938879831.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,453

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:35 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Tax withholdingClass B Common 398 $67.44 $26,841.12
Disclosure

SEC source: 0000014693-22-000054 · wf-form4_165429934464432.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,512

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 398 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:35 UTC
Farrer MarshallDirector · SVP/Pres. Europe
GrantClass B Common 896 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000054 · wf-form4_165429934464432.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,910

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:35 UTC
Brown KelliSVP, Chief Accounting Officer
Tax withholdingClass B Common 108 $67.44 $7,283.52
Disclosure

SEC source: 0000014693-22-000053 · wf-form4_165429929795649.xml · nonDerivative · entry 2

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 108 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:35 UTC
Brown KelliSVP, Chief Accounting Officer
GrantClass B Common 299 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000053 · wf-form4_165429929795649.xml · nonDerivative · entry 1

Brown Kelli · CIK 0001749663 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:34 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass A Common 764 $62.42 $47,688.88
Disclosure

SEC source: 0000014693-22-000052 · wf-form4_165429925225782.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

F3 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 764 shares of Class A common stock.

F4 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:34 UTC
Hayes John V.SVP/President, USA & Canada
GrantClass A Common 1,640 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000052 · wf-form4_165429925225782.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

F2 · balance_after: Total updated to reflect the transfer of 981 shares to a revocable trust.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:32 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
Tax withholdingClass A Common 290 $62.42 $18,101.80
Disclosure

SEC source: 0000014693-22-000051 · wf-form4_165429912324740.xml · nonDerivative · entry 2

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:32 UTC
de Chabert Ralph ESVP, Chief Diversity Officer
GrantClass A Common 937 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000051 · wf-form4_165429912324740.xml · nonDerivative · entry 1

de Chabert Ralph E · CIK 0001631269 · SVP, Chief Diversity Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:30 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
Tax withholdingClass A Common 636 $62.42 $39,699.12
Disclosure

SEC source: 0000014693-22-000049 · wf-form4_165429899811996.xml · nonDerivative · entry 2

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,526

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 636 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:30 UTC
Hawley Kirsten MSVP, Chief Ppl/Places Officer
GrantClass A Common 2,019 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000049 · wf-form4_165429899811996.xml · nonDerivative · entry 1

Hawley Kirsten M · CIK 0001631257 · SVP, Chief Ppl/Places Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:31 UTC
Bentel MatiasSVP, Chief Brands Officer
Tax withholdingClass B Common 258 $67.44 $17,399.52
Disclosure

SEC source: 0000014693-22-000050 · wf-form4_165429906936802.xml · nonDerivative · entry 2

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 258 shares of Class B common stock.

F3 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:31 UTC
Bentel MatiasSVP, Chief Brands Officer
GrantClass B Common 823 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000050 · wf-form4_165429906936802.xml · nonDerivative · entry 1

Bentel Matias · CIK 0001797930 · SVP, Chief Brands Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:29 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass A Common 1,225 $62.42 $76,464.50
Disclosure

SEC source: 0000014693-22-000048 · wf-form4_165429893610073.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 1,225 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:29 UTC
Hamel Matthew EEVP and General Counsel
GrantClass A Common 2,630 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000048 · wf-form4_165429893610073.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:28 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Tax withholdingClass A Common 962 $62.42 $60,048.04
Disclosure

SEC source: 0000014693-22-000047 · wf-form4_165429888678864.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 962 shares of Class A common stock.

F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:28 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
GrantClass A Common 2,026 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000047 · wf-form4_165429888678864.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:27 UTC Tax withholdingClass B Common 122 $67.44 $8,227.68
Disclosure

SEC source: 0000014693-22-000046 · wf-form4_165429883280395.xml · nonDerivative · entry 2

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,213

F3 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 122 shares of Class B common stock.

F4 · price: The closing price of BF-B on April 29, 2022, was used to calculate the withholding obligation.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:27 UTC GrantClass B Common 330 $0.00 $0.00
Disclosure

SEC source: 0000014693-22-000046 · wf-form4_165429883280395.xml · nonDerivative · entry 1

Brown Campbell P · CIK 0001421727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,335

F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.

F2 · balance_after: Total adjusted to reflect transfer of 12,883 shares previously held in the issuer's employee stock purchase plan and 22,997 shares previously held in the issuer's 401(k) plan.

Read SEC document
April 29, 2022 Filed May 3, 2022 00:50 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Exercise / conversionStock Appreciation Right · Derivative 6,018 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0000014693-22-000030 · wf-form4_165153899102413.xml · derivative · entry 3

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 6,018 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 5,933 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

F2 · balance_after: These stock appreciation rights were previously reported as covering 5,933 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

Read SEC document
April 29, 2022 Filed May 3, 2022 00:50 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Tax withholdingClass B Common 3,173 $68.70 $217,985.10
Disclosure

SEC source: 0000014693-22-000030 · wf-form4_165153899102413.xml · nonDerivative · entry 2

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,014

F1 · price: The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation.

Read SEC document
April 29, 2022 Filed May 3, 2022 00:50 UTC
Farrer MarshallDirector · SVP/Pres. Europe
Exercise / conversionClass B Common 6,018 $22.72 $136,753.03
Disclosure

SEC source: 0000014693-22-000030 · wf-form4_165153899102413.xml · nonDerivative · entry 1

Farrer Marshall · CIK 0001423209 · Director · SVP/Pres. Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2022 Filed May 3, 2022 00:52 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 14,334 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0000014693-22-000032 · wf-form4_165153911849637.xml · derivative · entry 9

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 14,334 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2022 Filed May 3, 2022 00:52 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 8,426 $68.70 $578,866.20
Disclosure

SEC source: 0000014693-22-000032 · wf-form4_165153911849637.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

F1 · price: The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation.

F2 · balance_after: On the Form 4 dated February 1, 2022, an exercise of 14,133 shares and a withholding of 9,133 shares was reported. Due to a typographical error, an exercise of 14,333 shares and a withholding of 9,333 shares should have been reported. The net acquisition of 5,000 shares was correct and the total shares held following the earlier exercise remains correct.

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April 29, 2022 Filed May 3, 2022 00:52 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 14,334 $22.72 $325,725.82
Disclosure

SEC source: 0000014693-22-000032 · wf-form4_165153911849637.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2022 Filed May 3, 2022 00:51 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionStock Appreciation Right · Derivative 22,116 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0000014693-22-000031 · wf-form4_165153905646808.xml · derivative · entry 6

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 22,116 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 21,806 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

F3 · balance_after: These stock appreciation rights were previously reported as covering 21,806 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

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April 29, 2022 Filed May 3, 2022 00:51 UTC
Hayes John V.SVP/President, USA & Canada
Tax withholdingClass B Common 12,108 $68.70 $831,819.60
Disclosure

SEC source: 0000014693-22-000031 · wf-form4_165153905646808.xml · nonDerivative · entry 2

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,816

F1 · price: The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation.

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April 29, 2022 Filed May 3, 2022 00:51 UTC
Hayes John V.SVP/President, USA & Canada
Exercise / conversionClass B Common 22,116 $22.74 $502,962.07
Disclosure

SEC source: 0000014693-22-000031 · wf-form4_165153905646808.xml · nonDerivative · entry 1

Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2022 Filed May 3, 2022 00:49 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Exercise / conversionStock Appreciation Right · Derivative 14,663 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0000014693-22-000029 · wf-form4_165153891498822.xml · derivative · entry 3

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 14,663 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 14,457 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

F2 · balance_after: These stock appreciation rights were previously reported as covering 14,457 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

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April 29, 2022 Filed May 3, 2022 00:49 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Tax withholdingClass B Common 9,510 $68.70 $653,337.00
Disclosure

SEC source: 0000014693-22-000029 · wf-form4_165153891498822.xml · nonDerivative · entry 2

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,003

F1 · price: The closing price of BF-B on April 28, 2022 was used to calculate the withholding obligation.

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April 29, 2022 Filed May 3, 2022 00:49 UTC
Hinrichs ThomasSVP/Pres., Emerging Intl
Exercise / conversionClass B Common 14,663 $22.72 $333,202.01
Disclosure

SEC source: 0000014693-22-000029 · wf-form4_165153891498822.xml · nonDerivative · entry 1

Hinrichs Thomas · CIK 0001631268 · SVP/Pres., Emerging Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 00:54 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionStock Appreciation Right · Derivative 14,133 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0000014693-22-000015 · wf-form4_164376325498946.xml · derivative · entry 13

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,534

Underlying: Class B Common · 14,133 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

F11 · balance_after: These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

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January 31, 2022 Filed Feb 2, 2022 00:54 UTC
Hamel Matthew EEVP and General Counsel
Tax withholdingClass B Common 9,133 $67.25 $614,194.25
Disclosure

SEC source: 0000014693-22-000015 · wf-form4_164376325498946.xml · nonDerivative · entry 2

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,907

F2 · price: The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation.

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January 31, 2022 Filed Feb 2, 2022 00:54 UTC
Hamel Matthew EEVP and General Counsel
Exercise / conversionClass B Common 14,133 $22.72 $321,158.29
Disclosure

SEC source: 0000014693-22-000015 · wf-form4_164376325498946.xml · nonDerivative · entry 1

Hamel Matthew E · CIK 0001418348 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT.

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January 13, 2022 Filed Jan 14, 2022 22:57 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionStock Appreciation Right · Derivative 20,044 $0.00 Strike: $22.72 $0.00
Disclosure

SEC source: 0000014693-22-000002 · wf-form4_164220105885788.xml · derivative · entry 4

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common · 20,044 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 19,763 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

F3 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 19,763 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.

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January 13, 2022 Filed Jan 14, 2022 22:57 UTC
Whiting Lawson EDirector · President & CEO
Tax withholdingClass B Common 13,033 $67.01 $873,341.33
Disclosure

SEC source: 0000014693-22-000002 · wf-form4_164220105885788.xml · nonDerivative · entry 2

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,643

F1 · price: The closing price of BF-B on January 12, 2022, was used to calculate the withholding obligation.

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January 13, 2022 Filed Jan 14, 2022 22:57 UTC
Whiting Lawson EDirector · President & CEO
Exercise / conversionClass B Common 20,044 $22.72 $455,479.86
Disclosure

SEC source: 0000014693-22-000002 · wf-form4_164220105885788.xml · nonDerivative · entry 1

Whiting Lawson E · CIK 0001572783 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.