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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
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535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2018 Filed Nov 15, 2018 00:04 UTC
HODGES GRANVILLE R JRVice President
SaleCommon Shares 1 $64.44 $64.44
Disclosure

SEC source: 0001209191-18-058638 · doc4.xml · nonDerivative · entry 5

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873.1722

Read SEC document
November 12, 2018 Filed Nov 15, 2018 00:04 UTC
HODGES GRANVILLE R JRVice President
SaleCommon Shares 330 $64.42 $21,258.63
Disclosure

SEC source: 0001209191-18-058638 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,874.1722

Read SEC document
November 12, 2018 Filed Nov 15, 2018 00:04 UTC
HODGES GRANVILLE R JRVice President
Exercise / conversionCommon Shares 1,932 $16.68 $32,225.76
Disclosure

SEC source: 0001209191-18-058638 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,204.1722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 1, 2018 23:04 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $61.44 $18,432.00
Disclosure

SEC source: 0001209191-18-056834 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,513.5098

Read SEC document
October 01, 2018 Filed Oct 1, 2018 22:38 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $61.24 $18,372.00
Disclosure

SEC source: 0001209191-18-052891 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,813.5098

Read SEC document
September 06, 2018 Filed Sep 7, 2018 23:18 UTC SaleCommon Shares 1,454 $61.43 $89,319.22
Disclosure

SEC source: 0001209191-18-050150 · doc4.xml · nonDerivative · entry 3

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056.7451

Read SEC document
September 05, 2018 Filed Sep 7, 2018 23:34 UTC SaleCommon Shares 500 $61.14 $30,570.00
Disclosure

SEC source: 0001209191-18-050163 · doc4.xml · nonDerivative · entry 3

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,688.9506

Read SEC document
September 05, 2018 Filed Sep 7, 2018 23:46 UTC
ROSS LLOYD EDirector
SaleCommon Shares 500 $60.77 $30,385.00
Disclosure

SEC source: 0001209191-18-050165 · doc4.xml · nonDerivative · entry 3

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,199.978

Read SEC document
September 05, 2018 Filed Dec 15, 2018 01:09 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 124.0279 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062831 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,820.1966

F2 · shares: Updated DRIP

Read SEC document
September 05, 2018 Filed Feb 1, 2019 02:37 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 414.8223 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006319 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,178.1309

F2 · shares: Updated DRIP (September)

Read SEC document
September 04, 2018 Filed Sep 4, 2018 23:52 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $60.27 $18,081.00
Disclosure

SEC source: 0001209191-18-049389 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,113.5098

Read SEC document
August 31, 2018 Filed Sep 4, 2018 23:52 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 9.8523 $60.43 $595.37
Disclosure

SEC source: 0001209191-18-049389 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,413.5098

F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Sep 7, 2018 23:34 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-18-050163 · doc4.xml · nonDerivative · entry 2

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,188.9506

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Sep 7, 2018 23:46 UTC
ROSS LLOYD EDirector
GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-18-050165 · doc4.xml · nonDerivative · entry 2

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,699.978

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Sep 7, 2018 23:18 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-18-050150 · doc4.xml · nonDerivative · entry 2

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,510.7451

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Nov 15, 2018 00:04 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 6.7364 $60.43 $407.08
Disclosure

SEC source: 0001209191-18-058638 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,272.1722

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Dec 12, 2018 01:51 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 44.1678 $60.43 $2,669.06
Disclosure

SEC source: 0001209191-18-062135 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,314.3778

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Dec 15, 2018 01:09 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 11.525 $60.43 $696.46
Disclosure

SEC source: 0001209191-18-062831 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,696.1687

F3 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:44 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 9.4881 $60.43 $573.37
Disclosure

SEC source: 0001209191-19-006327 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173.1138

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:43 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 7.5072 $60.43 $453.66
Disclosure

SEC source: 0001209191-19-006325 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386.1294

F3 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:44 UTC
FARROW GLADYSVice President
GrantCommon Shares 9.0546 $60.43 $547.17
Disclosure

SEC source: 0001209191-19-006326 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900.6185

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:41 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 8.6118 $60.43 $520.41
Disclosure

SEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 2

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,129.5383

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:39 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 13.6476 $60.43 $824.72
Disclosure

SEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755.7286

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:36 UTC GrantCommon Shares 9.3184 $60.43 $563.11
Disclosure

SEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,518.8508

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Feb 1, 2019 02:37 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 0.3914 $60.43 $23.65
Disclosure

SEC source: 0001209191-19-006318 · doc4.xml · nonDerivative · entry 1

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683.0774

F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed Mar 1, 2019 17:01 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 2

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,865.935

F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed May 22, 2019 23:10 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-19-032171 · doc4.xml · nonDerivative · entry 1

Wilkins Janice F · CIK 0001520934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,882.5977

F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed May 22, 2019 23:09 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-19-032170 · doc4.xml · nonDerivative · entry 1

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,497.5977

F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed May 22, 2019 22:38 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-19-032165 · doc4.xml · nonDerivative · entry 1

FIELDER JOHN R · CIK 0001182352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,485.5977

F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 31, 2018 Filed May 22, 2019 21:55 UTC GrantCommon Shares 6.1999 $60.43 $374.66
Disclosure

SEC source: 0001209191-19-032145 · doc4.xml · nonDerivative · entry 1

Anderson Sarah J · CIK 0001505076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,038.5977

F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 1,851 $60.84 $112,614.84
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 7

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,491.3978

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 2,752 $60.83 $167,404.16
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 6

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,342.3978

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 836 $60.80 $50,828.80
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 5

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,094.3978

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 838 $60.79 $50,942.02
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 4

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,930.3978

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 1,510 $60.78 $91,777.80
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 3

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768.3978

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 1,000 $60.77 $60,770.00
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 2

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278.3978

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:19 UTC SaleCommon Shares 110 $60.76 $6,683.60
Disclosure

SEC source: 0001209191-18-048277 · doc4.xml · nonDerivative · entry 1

McNulty James F. · CIK 0001462433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,278.3978

Read SEC document
August 21, 2018 Filed Aug 22, 2018 16:03 UTC SaleCommon Shares 100 $61.24 $6,123.98
Disclosure

SEC source: 0001209191-18-047896 · doc4.xml · nonDerivative · entry 2

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,777.2867

Read SEC document
August 21, 2018 Filed Aug 22, 2018 16:03 UTC SaleCommon Shares 1,400 $61.20 $85,679.30
Disclosure

SEC source: 0001209191-18-047896 · doc4.xml · nonDerivative · entry 1

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,877.2867

Read SEC document
August 15, 2018 Filed Sep 7, 2018 23:34 UTC GrantCommon Shares 81.1311 $59.42 $4,820.81
Disclosure

SEC source: 0001209191-18-050163 · doc4.xml · nonDerivative · entry 1

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,182.7507

F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV

Read SEC document
August 15, 2018 Filed Sep 7, 2018 23:46 UTC
ROSS LLOYD EDirector
GrantCommon Shares 86.2966 $59.42 $5,127.74
Disclosure

SEC source: 0001209191-18-050165 · doc4.xml · nonDerivative · entry 1

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,693.7781

F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV

Read SEC document
August 15, 2018 Filed Sep 7, 2018 23:18 UTC GrantCommon Shares 13.761 $59.42 $817.68
Disclosure

SEC source: 0001209191-18-050150 · doc4.xml · nonDerivative · entry 1

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,504.5452

F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV

Read SEC document
August 15, 2018 Filed Mar 1, 2019 17:01 UTC GrantCommon Shares 82.4484 $59.42 $4,899.08
Disclosure

SEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 1

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,859.7351

F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV

Read SEC document
August 13, 2018 Filed Aug 14, 2018 16:15 UTC
Rowley Paul JVP OF OPERATIONS
SaleCommon Shares 727 $59.32 $43,122.73
Disclosure

SEC source: 0001209191-18-046544 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644.192

Read SEC document
August 01, 2018 Filed Aug 3, 2018 15:44 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $60.12 $18,036.00
Disclosure

SEC source: 0001209191-18-045171 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,403.6575

Read SEC document
July 30, 2018 Filed Aug 1, 2018 00:13 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 146 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044625 · doc4.xml · nonDerivative · entry 2

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678.8378

F1 · shares: Updated DRIP from personal account

Read SEC document
July 30, 2018 Filed Aug 1, 2018 00:13 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 86 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044625 · doc4.xml · nonDerivative · entry 1

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532.8378

Read SEC document
July 05, 2018 Filed Jul 6, 2018 18:32 UTC
ROSS LLOYD EDirector
SaleCommon Shares 600 $58.56 $35,136.00
Disclosure

SEC source: 0001209191-18-041837 · doc4.xml · nonDerivative · entry 1

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,607.4815

Read SEC document
July 02, 2018 Filed Jul 3, 2018 22:55 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $57.13 $17,139.00
Disclosure

SEC source: 0001209191-18-041316 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,703.6575

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:06 UTC
ROSS LLOYD EDirector
SaleCommon Shares 500 $56.38 $28,190.00
Disclosure

SEC source: 0001209191-18-036137 · doc4.xml · nonDerivative · entry 1

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,207.4815

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.