Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Officer | October 08, 2019 | October 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date October 08, 2019 · Filed October 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 19,373.5453 |
Reported balance
After 2019-10-08 transaction · row 1
1 source rowRow 1 · 2019-10-08 · Sale · Disposed 1,105 · Balance 19,373.5453 F1: No decrease in total shares outstanding because the sale on August 28, 2019 did not take place. |
Filing footnotes · ownership attribution and instrument terms
F1: No decrease in total shares outstanding because the sale on August 28, 2019 did not take place.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2019 Filed Oct 11, 2019 00:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,105 | $91.06 | $100,621.30 |
DisclosureSEC source: 0001209191-19-052984 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,373.5453 F1 · date: No decrease in total shares outstanding because the sale on August 28, 2019 did not take place. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 23:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,105 | $90.73 | $100,256.65 |
DisclosureSEC source: 0001209191-19-047764 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,373.5453 Read SEC document |
| June 03, 2019 Filed Aug 29, 2019 23:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1483 | $73.47 | $451.72 |
DisclosureSEC source: 0001209191-19-047764 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,478.5453 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 22,972.3696 | $73.67 | $1,692,374.47 |
DisclosureSEC source: 0001209191-19-032409 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Former Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 0 F1 · shares: Updated 401k Read SEC document |
| May 21, 2019 Filed May 23, 2019 21:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 119.5813 | $73.67 | $8,809.55 |
DisclosureSEC source: 0001209191-19-032409 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Former Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 22,972.3696 F1 · shares: Updated 401k Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 377.5008 | $71.44 | $26,968.66 |
DisclosureSEC source: 0001209191-19-019294 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,472.397 F2 · shares: 377.5008 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,109.1681 | $71.61 | $79,427.53 |
DisclosureSEC source: 0001209191-19-019294 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,849.8978 Read SEC document |
| March 01, 2019 Filed Mar 14, 2019 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.3814 | $70.51 | $449.95 |
DisclosureSEC source: 0001209191-19-019294 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,740.7297 F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 105.2111 | $67.21 | $7,071.24 |
DisclosureSEC source: 0001209191-19-008249 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,734.3483 F3 · shares: 105.2111 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 183.1788 | $67.21 | $12,311.45 |
DisclosureSEC source: 0001209191-19-008249 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,839.5594 F2 · shares: 183.1788 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.5667 | $67.21 | $10,321.22 |
DisclosureSEC source: 0001209191-19-008249 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,022.7382 F1 · shares: 153.5667 shares withheld to satisfy tax liability. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 6 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,176.3049 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 302.307 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 5 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 22,852.7883 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.8622 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 4 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,524.3049 F3 · shares: Adjustment due to partial share Read SEC document |
| December 03, 2018 Filed Feb 1, 2019 02:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.3163 | $68.02 | $565.67 |
DisclosureSEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,527.1671 Read SEC document |
| August 31, 2018 Filed Feb 1, 2019 02:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.3184 | $60.43 | $563.11 |
DisclosureSEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,518.8508 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| June 01, 2018 Filed Feb 1, 2019 02:36 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.2229 | $56.36 | $519.80 |
DisclosureSEC source: 0001209191-19-006317 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,509.5324 F1 · shares: DER Units credited on 06/01/2018 as dividend at FMV Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 441.9187 | $52.01 | $22,984.19 |
DisclosureSEC source: 0001209191-18-019445 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500.3095 F2 · shares: 441.9187 shares withheld to satisfy tax liability. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,306.9019 | $52.01 | $67,971.97 |
DisclosureSEC source: 0001209191-18-019445 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,942.2282 Read SEC document |
| March 01, 2018 Filed Mar 14, 2018 00:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.9418 | $52.03 | $517.27 |
DisclosureSEC source: 0001209191-18-019445 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,635.3263 F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 179.9152 | $53.40 | $9,607.47 |
DisclosureSEC source: 0001209191-18-008241 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,625.3845 F3 · shares: 440.1052 previously reported RSU's of which 179.9152 were withheld to satisfy tax liability. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 146.394 | $53.40 | $7,817.44 |
DisclosureSEC source: 0001209191-18-008241 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,805.2997 F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:20 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 170.0863 | $53.40 | $9,082.61 |
DisclosureSEC source: 0001209191-18-008241 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,951.6937 F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability. Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 6 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,121.78 Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 00:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.8069 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 5 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,355.78 F5 · shares: adjustment due to partial share Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 00:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 201.3813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 4 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 22,550.4813 F4 · shares: Updated 401k Information Read SEC document |
| December 01, 2017 Filed Feb 2, 2018 00:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.0079 | $57.12 | $628.77 |
DisclosureSEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,357.5869 F3 · shares: DER units credited on 12/01/2017 as dividend at FMV Read SEC document |
| September 01, 2017 Filed Feb 2, 2018 00:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.7708 | $48.98 | $625.51 |
DisclosureSEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,346.579 F2 · shares: DER units credited on 09/01/2017 as dividend at FMV Read SEC document |
| June 01, 2017 Filed Feb 2, 2018 00:58 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.6325 | $46.75 | $590.57 |
DisclosureSEC source: 0001209191-18-006590 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333.8082 F1 · shares: DER units credited on 06/01/2017 as dividend at FMV Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 00:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 799.4603 | $43.88 | $35,080.32 |
DisclosureSEC source: 0001209191-17-019002 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,321.1757 F2 · shares: 799.4603 shares withheld to satisfy tax liability Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 00:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2,166.9289 | $43.88 | $95,084.84 |
DisclosureSEC source: 0001209191-17-019002 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,120.636 Read SEC document |
| March 01, 2017 Filed Mar 8, 2017 00:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.0853 | $44.89 | $587.40 |
DisclosureSEC source: 0001209191-17-019002 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,953.7071 F1 · shares: DER units credited on 3/1/2017 as dividend at FMV Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.646 | $44.24 | $6,797.30 |
DisclosureSEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 4 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,940.6218 F3 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 173.2615 | $44.24 | $7,665.09 |
DisclosureSEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,094.2678 F2 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 343.8393 | $44.24 | $15,211.45 |
DisclosureSEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,267.5293 F1 · shares: 785.3799 previously reported RSU's of which 343.8393 were withheld to satisfy tax liability Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 01:13 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $43.33 | $21,665.00 |
DisclosureSEC source: 0001209191-17-007339 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304.3686 Read SEC document |
| January 31, 2017 Filed Feb 10, 2017 00:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,111.3686 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $45.46 | $22,730.00 |
DisclosureSEC source: 0001209191-17-001598 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,804.3686 Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.5086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001598 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,304.3686 F2 · shares: Adjustment due to partial share Read SEC document |
| December 30, 2016 Filed Jan 5, 2017 01:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,071.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001598 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 17,305.8772 F1 · shares: Updated 401K Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $42.39 | $21,195.00 |
DisclosureSEC source: 0001209191-16-153140 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,305.8772 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.9509 | $42.69 | $638.25 |
DisclosureSEC source: 0001209191-16-153140 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,805.8772 F1 · shares: DER units credited on 12/1/2016 as dividend at FMV Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $40.00 | $20,000.00 |
DisclosureSEC source: 0001209191-16-147877 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,790.9263 Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 19:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $40.00 | $12,000.00 |
DisclosureSEC source: 0001209191-16-147877 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,290.9263 Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 200 | $40.00 | $8,000.00 |
DisclosureSEC source: 0001209191-16-145081 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,590.9263 Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 00:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $40.00 | $20,000.00 |
DisclosureSEC source: 0001209191-16-140674 · doc4.xml · nonDerivative · entry 3 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,790.9263 Read SEC document |
| September 01, 2016 Filed Sep 9, 2016 00:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15.1196 | $38.85 | $587.40 |
DisclosureSEC source: 0001209191-16-140674 · doc4.xml · nonDerivative · entry 2 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,290.9263 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| June 01, 2016 Filed Sep 9, 2016 00:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.6651 | $39.83 | $584.11 |
DisclosureSEC source: 0001209191-16-140674 · doc4.xml · nonDerivative · entry 1 SCANLON PATRICK RONALD · CIK 0001216700 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,275.8067 F1 · shares: DER units credited on 6/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.