Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Officer | March 11, 2020 | March 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 11, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 23,991.8633 |
Ending reported balance
After 2020-03-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-03-02 · Grant · Acquired 4.5155 · Balance 23,131.9331 F1: DER unites credited on 03/02/2020 as dividend at FMV Row 2 · 2020-03-11 · Grant · Acquired 1,432.5905 · Balance 24,564.5236 Row 3 · 2020-03-12 · Tax withholding · Disposed 572.6603 · Balance 23,991.8633 F2: 572.6603 shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: DER unites credited on 03/02/2020 as dividend at FMV
F2: 572.6603 shares withheld to satisfy tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 23:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 572.6603 | $71.88 | $41,162.82 |
DisclosureSEC source: 0001209191-20-019047 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,991.8633 F2 · shares: 572.6603 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,432.5905 | $79.80 | $114,320.72 |
DisclosureSEC source: 0001209191-20-019047 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,564.5236 Read SEC document |
| March 02, 2020 Filed Mar 13, 2020 23:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4.5155 | $80.49 | $363.45 |
DisclosureSEC source: 0001209191-20-019047 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,131.9331 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,932 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · derivative · entry 12 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,932 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $84.64 | $8,464.00 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 11 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,128.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 3 | $84.73 | $254.19 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 10 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,228.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon SHares | 16 | $84.72 | $1,355.52 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 9 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,231.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $84.63 | $8,463.00 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 8 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,247.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1 | $84.69 | $84.69 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 7 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,347.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 320 | $84.68 | $27,097.60 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 6 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,348.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,392 | $84.65 | $117,832.80 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 5 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,668.1122 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Exercise / conversionCommon Shares | 1,932 | $16.68 | $32,225.76 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 4 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,060.1122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.673 | $84.61 | $479.99 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,128.1122 F3 · shares: DER unites credited on 12/02/2019 as dividend at FMV Read SEC document |
| September 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.1016 | $93.78 | $478.43 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,122.4392 F2 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| June 03, 2019 Filed Dec 5, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 5.8496 | $73.47 | $429.77 |
DisclosureSEC source: 0001209191-19-059384 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,117.3376 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 380.0193 | $71.44 | $27,148.58 |
DisclosureSEC source: 0001209191-19-019301 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,111.488 F2 · shares: 380.0193 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,109.1681 | $71.61 | $79,427.53 |
DisclosureSEC source: 0001209191-19-019301 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,491.5073 Read SEC document |
| March 01, 2019 Filed Mar 14, 2019 00:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.0714 | $70.51 | $428.09 |
DisclosureSEC source: 0001209191-19-019301 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,382.3392 F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 105.2111 | $67.21 | $7,071.24 |
DisclosureSEC source: 0001209191-19-008169 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,376.2678 F3 · shares: 105.2111 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 151.6447 | $67.21 | $10,192.04 |
DisclosureSEC source: 0001209191-19-008169 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,481.4789 F2 · shares: 151.6447 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:31 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.5667 | $67.21 | $10,321.22 |
DisclosureSEC source: 0001209191-19-008169 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,633.1236 F1 · shares: 153.5667 shares withheld to satisfy tax liability. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 6 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,786.6903 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 327.4033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 5 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,268.8635 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 4 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,134.6903 F4 · shares: Adjustment due to partial share Read SEC document |
| December 03, 2018 Filed Feb 1, 2019 02:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.6856 | $68.02 | $522.77 |
DisclosureSEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,137.2239 F3 · shares: DER unites credited on 12/03/2018 as dividend at FMV Read SEC document |
| August 31, 2018 Filed Feb 1, 2019 02:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6118 | $60.43 | $520.41 |
DisclosureSEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,129.5383 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| June 01, 2018 Filed Feb 1, 2019 02:41 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.5235 | $56.36 | $480.38 |
DisclosureSEC source: 0001209191-19-006324 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,120.9265 F1 · shares: DER Units credited on 06/01/2018 as dividend at FMV Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 463.4557 | $52.01 | $24,104.33 |
DisclosureSEC source: 0001209191-18-019437 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,112.403 F2 · shares: 463.4557 shares withheld to satisfy tax liability. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,306.9019 | $52.01 | $67,971.97 |
DisclosureSEC source: 0001209191-18-019437 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,575.8587 Read SEC document |
| March 01, 2018 Filed Mar 14, 2018 00:22 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.1879 | $52.03 | $478.05 |
DisclosureSEC source: 0001209191-18-019437 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,268.9568 F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 148.9427 | $53.40 | $7,953.54 |
DisclosureSEC source: 0001209191-18-008231 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,259.7689 F3 · shares: 364.3411 previously reported RSU's of which 148.9427 were withheld to satisfy tax liability Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 146.394 | $53.40 | $7,817.44 |
DisclosureSEC source: 0001209191-18-008231 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,408.7116 F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 170.0863 | $53.40 | $9,082.61 |
DisclosureSEC source: 0001209191-18-008231 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,555.1056 F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 6 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,725.1919 Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.7186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 5 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,959.1919 F5 · shares: Adjustment due to partial share Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 291.2902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 4 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 12,941.4602 F4 · shares: Updated 401k Information Read SEC document |
| December 01, 2017 Filed Feb 2, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.9876 | $57.12 | $570.49 |
DisclosureSEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,961.9105 F3 · shares: DER Units Credited on 12/01/2017 as dividend at FMV Read SEC document |
| September 01, 2017 Filed Feb 2, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.587 | $48.98 | $567.53 |
DisclosureSEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,951.9229 F2 · shares: DER Units Credited on 09/01/2017 as dividend at FMV Read SEC document |
| June 01, 2017 Filed Feb 2, 2018 01:09 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.4615 | $46.75 | $535.83 |
DisclosureSEC source: 0001209191-18-006599 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,940.3359 F1 · shares: DER Units Credited on 06/01/2017 as dividend at FMV Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 818.9321 | $43.88 | $35,934.74 |
DisclosureSEC source: 0001209191-17-018980 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,928.8744 F2 · shares: 818.9321 shares withheld to satisfy tax liability Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 23:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2,166.9289 | $43.88 | $95,084.84 |
DisclosureSEC source: 0001209191-17-018980 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,747.8065 Read SEC document |
| March 01, 2017 Filed Mar 7, 2017 23:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.8723 | $44.89 | $532.95 |
DisclosureSEC source: 0001209191-17-018980 · doc4.xml · nonDerivative · entry 1 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,580.8776 F1 · shares: DER units credited on 3/1/2017 as dividend at FMV Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.646 | $44.24 | $6,797.30 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 9 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,569.0053 F8 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 173.2615 | $44.24 | $7,665.09 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 8 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,722.6513 F7 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 287.2911 | $44.24 | $12,709.76 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 7 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,895.9128 F6 · shares: 656.2152 previously reported RSU's of which 287.2911 were withheld to satisfy tax liability Read SEC document |
| January 31, 2017 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 6 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,183.2039 Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.2477 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 5 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,101.2039 F5 · shares: Adjustment due to partial share Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 767.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 4 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 12,650.17 F4 · shares: Updated 401k Read SEC document |
| December 01, 2016 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.2229 | $42.69 | $607.18 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 3 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,103.4516 F3 · shares: DER units credited on 12/1/2016 as dividend at FMV Read SEC document |
| September 01, 2016 Filed Feb 10, 2017 00:33 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.3833 | $38.85 | $558.79 |
DisclosureSEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 2 GEDNEY WILLIAM C · CIK 0001279288 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,089.2287 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.