Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Sr. Vice President | March 10, 2021 | March 13, 2021 |
| H2O AMERICAHTO · Entity 4308 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date March 10, 2021 · Filed March 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 14,495.3422 |
Ending reported balance
After 2021-03-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-02 · Grant · Acquired 7.4742 · Balance 13,631.0034 F1: DER units credited on 03/02/2021 as dividend at FMV Row 2 · 2021-03-10 · Grant · Acquired 1,380.0013 · Balance 15,011.0047 Row 3 · 2021-03-11 · Tax withholding · Disposed 515.6625 · Balance 14,495.3422 F2: 515.6625 shares withheld to satisfy tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: DER units credited on 03/02/2021 as dividend at FMV
F2: 515.6625 shares withheld to satisfy tax liability.
H2O AMERICA
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,923 |
Reported balance
After 2026-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 1,947 · Balance 6,923 F1: Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2: Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.
F2: Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2026 Filed May 15, 2026 22:53 UTC | H2O AMERICA HTO · Entity 4308 | GrantCommon Stock | 1,947 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-26-000019 · wk-form4_1778885580.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,923 F1 · shares: Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| May 14, 2025 Filed May 15, 2025 22:38 UTC | H2O AMERICA HTO · Entity 4308 | GrantCommon Stock | 2,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001184069-25-000005 · wk-form4_1747348732.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,976 F1 · shares: Represents 2,196 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2026 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 2,780 shares of Common Stock and 2,196 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:40 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000766829-24-000065 · wk-form4_1719261595.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,780 F1 · shares: Represents 1,812 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2025 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. F2 · balance_after: Represents 968 shares of Common Stock and 1,812 shares of Common Stock underlying restricted stock units which will vest and become issuable in accordance with their terms. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 20:51 UTC | H2O AMERICA SJW · Entity 4308 | GrantCommon Stock | 968 | $65.43 | $63,336.24 |
DisclosureSEC source: 0000766829-23-000133 · wk-form4_1693947067.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968 F1 · balance_after: Represents 968 restricted stock units granted to the reporting person under the Issuer's 2023 Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full on the one year anniversary of the date of grant, subject to accelerated vesting under certain prescribed circumstances. Read SEC document |
| March 11, 2021 Filed Mar 13, 2021 01:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 515.6625 | $71.92 | $37,086.45 |
DisclosureSEC source: 0001209191-21-020333 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,495.3422 F2 · shares: 515.6625 shares withheld to satisfy tax liability. Read SEC document |
| March 10, 2021 Filed Mar 13, 2021 01:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,380.0013 | $72.16 | $99,580.89 |
DisclosureSEC source: 0001209191-21-020333 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,011.0047 Read SEC document |
| March 02, 2021 Filed Mar 13, 2021 01:24 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.4742 | $71.65 | $535.53 |
DisclosureSEC source: 0001209191-21-020333 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,631.0034 F1 · shares: DER units credited on 03/02/2021 as dividend at FMV Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 399.231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 14,198.7812 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 123.0163 | $79.80 | $9,816.70 |
DisclosureSEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,623.5292 F3 · shares: 123.0163 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 99.8283 | $79.80 | $7,966.30 |
DisclosureSEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,746.5455 F2 · shares: 99.8283 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:47 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 78.1744 | $79.80 | $6,238.32 |
DisclosureSEC source: 0001209191-21-008706 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,846.3738 F1 · shares: 463.4557 shares withheld to satisfy tax liability. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 6 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,924.5482 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 311.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 5 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,799.5502 F5 · shares: Updated 401k Information Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.8997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,137.5482 F4 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2020 Filed Feb 4, 2021 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.8202 | $74.44 | $582.14 |
DisclosureSEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,140.4479 F3 · shares: DER units credited on 12/01/2020 as dividend at FMV Read SEC document |
| September 01, 2020 Filed Feb 4, 2021 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7069 | $75.20 | $579.56 |
DisclosureSEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,132.6277 F2 · shares: DER Units credited on 09/01/2020 as dividend at FMV Read SEC document |
| June 01, 2020 Filed Feb 4, 2021 02:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.4771 | $81.16 | $525.68 |
DisclosureSEC source: 0001209191-21-007619 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,124.9208 F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 946.5234 | $71.88 | $68,036.10 |
DisclosureSEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,118.4437 F2 · shares: 946.5234 shares withheld to satisfy tax liability. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 159.538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 14,111.2202 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2,683.1976 | $79.80 | $214,119.17 |
DisclosureSEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064.9671 Read SEC document |
| March 02, 2020 Filed Mar 13, 2020 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.5064 | $80.49 | $523.70 |
DisclosureSEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,381.7695 F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 234.3592 | $88.47 | $20,733.76 |
DisclosureSEC source: 0001209191-20-007296 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375.2631 F3 · shares: 234.3592 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 117.4481 | $88.47 | $10,390.63 |
DisclosureSEC source: 0001209191-20-007296 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609.6223 F2 · shares: 117.4481 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 00:15 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 98.1977 | $88.47 | $8,687.55 |
DisclosureSEC source: 0001209191-20-007296 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,727.0704 F1 · shares: 98.1977 shares withheld to satisfy tax liability. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 18.1088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005712 · doc4.xml · nonDerivative · entry 5 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,951.6822 F5 · shares: Updated 401k Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005712 · doc4.xml · nonDerivative · entry 6 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,825.2681 Read SEC document |
| January 28, 2020 Filed Jan 31, 2020 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.5246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005712 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,102.2681 F4 · shares: Adjustment due to partial share Read SEC document |
| December 02, 2019 Filed Jan 31, 2020 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.5854 | $84.61 | $726.41 |
DisclosureSEC source: 0001209191-20-005712 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,104.7927 F3 · shares: DER units credited on 12/02/2019 as dividend at FMV Read SEC document |
| September 03, 2019 Filed Jan 31, 2020 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7209 | $93.78 | $724.07 |
DisclosureSEC source: 0001209191-20-005712 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,096.2073 F2 · shares: DER Units credited on 09/03/2019 as dividend at FMV Read SEC document |
| June 30, 2019 Filed Jan 31, 2020 01:59 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.8526 | $73.47 | $650.40 |
DisclosureSEC source: 0001209191-20-005712 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,088.4864 F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 535.1264 | $71.44 | $38,229.43 |
DisclosureSEC source: 0001209191-19-019297 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,079.6338 F1 · shares: 535.1264 shares withheld to satisfy tax liability. Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:27 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,547.5028 | $71.61 | $110,816.68 |
DisclosureSEC source: 0001209191-19-019297 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,614.7602 Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 19:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 4,255.3191 | $70.50 | $300,000.00 |
DisclosureSEC source: 0001209191-19-017267 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 13,933.5734 F2 · shares: Updated 401k Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 19:30 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.1884 | $70.51 | $647.87 |
DisclosureSEC source: 0001209191-19-017267 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,067.2574 F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 121.2407 | $67.21 | $8,148.59 |
DisclosureSEC source: 0001209191-19-008223 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,058.069 F3 · shares: 121.2407 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 282.2509 | $67.21 | $18,970.08 |
DisclosureSEC source: 0001209191-19-008223 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,179.3097 F2 · shares: 282.2509 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:28 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 214.2549 | $67.21 | $14,400.07 |
DisclosureSEC source: 0001209191-19-008223 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461.5606 F1 · shares: 214.2549 shares withheld to satisfy tax liability. Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 6 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,675.8155 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 149.015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 5 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 18,188.8925 Read SEC document |
| January 10, 2019 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 4 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765.8155 F4 · shares: Adjustment due to partial share Read SEC document |
| December 03, 2018 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 12.1799 | $68.02 | $828.48 |
DisclosureSEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,767.9085 F3 · shares: DER unites credited on 12/03/2018 as dividend at FMV Read SEC document |
| August 31, 2018 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.6476 | $60.43 | $824.72 |
DisclosureSEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,755.7286 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| June 01, 2018 Filed Feb 1, 2019 02:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.5078 | $56.36 | $761.30 |
DisclosureSEC source: 0001209191-19-006322 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.081 F1 · shares: DER Units credited on 06/01/2018 as dividend at FMV Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1,840.265 | $54.34 | $100,000.00 |
DisclosureSEC source: 0001209191-18-031037 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 18,039.8775 Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 573.571 | $52.01 | $29,831.43 |
DisclosureSEC source: 0001209191-18-019443 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,728.5732 F2 · shares: 573.5710 shares withheld to satisfy tax liability. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,672.4914 | $52.01 | $86,986.28 |
DisclosureSEC source: 0001209191-18-019443 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,302.1442 Read SEC document |
| March 01, 2018 Filed Mar 14, 2018 00:26 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.5606 | $52.03 | $757.59 |
DisclosureSEC source: 0001209191-18-019443 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,629.6528 F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 261.0316 | $53.40 | $13,939.09 |
DisclosureSEC source: 0001209191-18-008236 · doc4.xml · nonDerivative · entry 3 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,615.0922 F3 · shares: 683.2237 previously reported RSU's of which 261.0316 were withheld to satisfy tax liability Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 204.2479 | $53.40 | $10,906.84 |
DisclosureSEC source: 0001209191-18-008236 · doc4.xml · nonDerivative · entry 2 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,876.1238 F2 · shares: 499.6281 previously reported RSU's of which 204.2479 were withheld to satisfy tax liability Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 217.5386 | $53.40 | $11,616.56 |
DisclosureSEC source: 0001209191-18-008236 · doc4.xml · nonDerivative · entry 1 KRUGER DENISE L · CIK 0001184069 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,080.3717 F1 · shares: 532.1389 previously reported RSU's of which 217.5386 were withheld to satisfy tax liability Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.