Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Director | April 26, 2023 | April 27, 2023 |
| RELIANCE, INC.RS · Entity 3265 | Director | May 19, 2021 | May 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date April 26, 2023 · Filed April 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,000 |
Ending reported balance
After 2023-04-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-02 · Disposition to issuer · Acquired 1.9271 · Balance 12,794 F1: Adjustment due to partial share Row 2 · 2023-04-26 · Sale · Disposed 11,794 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Adjustment due to partial share
RELIANCE, INC.
Report date May 19, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,833 |
Reported balance
After 2021-05-19 transaction · row 1
1 source rowRow 1 · 2021-05-19 · Grant · Acquired 781 · Balance 13,833 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2023 Filed Apr 27, 2023 17:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 11,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025784 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 02, 2023 Filed Apr 27, 2023 17:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.9271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-025784 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Former Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,794 F1 · shares: Adjustment due to partial share Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:30 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000817 · edgar.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,833 Read SEC document |
| May 18, 2021 Filed May 19, 2021 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 516.2623 | $77.48 | $40,000.00 |
DisclosureSEC source: 0001209191-21-034160 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,284.2623 Read SEC document |
| January 16, 2021 Filed May 19, 2021 22:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.8054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034160 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,768 F1 · shares: Adjustment due to partial share Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:03 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 1,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000762 · edgar.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,052 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 508.1946 | $78.71 | $40,000.00 |
DisclosureSEC source: 0001209191-20-031213 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,766.1946 Read SEC document |
| January 14, 2020 Filed May 21, 2020 19:14 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.9666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031213 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,258 F1 · shares: Adjustment due to partial share Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.62 | $7,462.00 |
DisclosureSEC source: 0001209191-19-033061 · doc4.xml · nonDerivative · entry 5 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,257.0334 Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,100 | $74.61 | $82,071.00 |
DisclosureSEC source: 0001209191-19-033061 · doc4.xml · nonDerivative · entry 4 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,357.0334 Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $74.60 | $7,460.00 |
DisclosureSEC source: 0001209191-19-033061 · doc4.xml · nonDerivative · entry 3 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,457.0334 Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 900 | $74.59 | $67,131.00 |
DisclosureSEC source: 0001209191-19-033061 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,557.0334 Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:40 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 126 | $74.58 | $9,397.08 |
DisclosureSEC source: 0001209191-19-033061 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,457.0334 Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 545.0334 | $73.39 | $40,000.00 |
DisclosureSEC source: 0001209191-19-032145 · doc4.xml · nonDerivative · entry 3 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,583.0334 Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:26 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000790 · edgar.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,629 Read SEC document |
| January 09, 2019 Filed May 22, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.6281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032145 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,038 F2 · shares: Adjustment due to partial share Read SEC document |
| August 31, 2018 Filed May 22, 2019 21:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1999 | $60.43 | $374.66 |
DisclosureSEC source: 0001209191-19-032145 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,038.5977 F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,362.3978 | $55.05 | $75,000.00 |
DisclosureSEC source: 0001209191-18-033213 · doc4.xml · nonDerivative · entry 3 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,032.3978 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:47 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000716 · edgar.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,174 Read SEC document |
| January 12, 2018 Filed May 24, 2018 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.4085 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033213 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,670 F2 · shares: Adjustment due to partial share Read SEC document |
| September 01, 2017 Filed May 24, 2018 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6789 | $48.98 | $425.09 |
DisclosureSEC source: 0001209191-18-033213 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,671.4085 F1 · shares: DER Units credited on 09/01/2017 as dividend at FMV Read SEC document |
| May 23, 2017 Filed May 24, 2017 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,667.0371 | $44.99 | $75,000.00 |
DisclosureSEC source: 0001209191-17-035146 · doc4.xml · nonDerivative · entry 3 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,662.7296 Read SEC document |
| May 17, 2017 Filed May 19, 2017 13:29 UTC | RELIANCE, INC. RS · Entity 3265 | GrantCommon Stock | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000993 · edgar.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,786 Read SEC document |
| September 01, 2016 Filed May 24, 2017 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.0126 | $38.85 | $311.29 |
DisclosureSEC source: 0001209191-17-035146 · doc4.xml · nonDerivative · entry 2 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,995.6925 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| June 01, 2016 Filed May 24, 2017 23:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7717 | $39.83 | $309.55 |
DisclosureSEC source: 0001209191-17-035146 · doc4.xml · nonDerivative · entry 1 Anderson Sarah J · CIK 0001505076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,987.6799 F1 · shares: DER units credited on 6/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.